Material Agreements

VIAVI SOLUTIONS INC. entered into Exchange Agreements with a limited number of existing holders (the "Transaction Participants") of the Company's currently outstanding 1.625% Convertible Senior Notes due 2026 valued at $103.463 million aggregate principal amount of 2026 Notes (effective 2025-12-15).

“On December 15, 2025, Viavi Solutions Inc. (the “Company”) entered into separate, privately negotiated agreements (the “Exchange Agreements”) with a limited number of existing holders (the “Transaction Participants”) of the Company’s currently outstanding 1.625% Convertible Senior Notes due 2026 (the “2026 Notes”).”

TYSON FOODS, INC. terminated 2023 Term Loan Agreement with CoBank, ACB, as administrative agent, and the lenders from time to time party thereto valued at $750 million (effective 2025-12-12).

“Concurrent with entry into the Loan Agreement, the Company repaid all outstanding borrowings and interest due under the 2023 Term Loan Agreement as of the Effective Date and terminated all commitments thereunder.”

TYSON FOODS, INC. entered into Loan Agreement with CoBank, ACB ("CoBank"), as administrative agent, and the lenders from time to time party thereto valued at $750 million (effective 2025-12-12).

“On December 12, 2025 (the “Effective Date”), Tyson Foods, Inc. (the “Company”) entered into a Loan Agreement (the “Loan Agreement”) with the lenders from time to time party thereto and CoBank, ACB (“CoBank”), as administrative agent, which replaced the Company’s existing Term Loan Agreement”

IROBOT CORP amended Eleventh Amendment to Lease with XChange Property Owner, L.P. valued at Amendment provides for termination of lease as to a portion of premises, contraction to ~102,000 ren (effective 2025-12-12).

“On December 12, 2025, iRobot Corporation (the “Company”) and XChange Property Owner, L.P. (“Landlord”) entered into an Eleventh Amendment to Lease (the “Lease Amendment”), which amends certain provisions of that certain Lease Agreement, by and between the Company and Landlord, dated as of February 22, 2007, as amended (the “Lease”), regarding the Company’s corporate headquarters located at 4-12 Crosby Drive, Bedford, Massachusetts.”

GLADSTONE COMMERCIAL CORP entered into Note Purchase Agreement with institutional investors named therein valued at $85,000,000 million aggregate principal amount of its 5.99% Senior Guaranteed Notes due December 15, (effective 2025-12-15).

“On December 15, 2025, Gladstone Commercial Corporation (the “Company”), Gladstone Commercial Limited Partnership (the “Partnership”), the majority-owned operating partnership of the Company, entered into a Note Purchase Agreement (the “Agreement”) with the institutional investors named therein (the “Purchasers”) in connection with a private placement of senior guaranteed notes of the Partnership.”

EnerSys amended Receivables Agreement Amendment with Wells Fargo Bank, National Association, PNC Bank, National Association, Truist Bank valued at $250,000,000 plus an additional $50,000,000 accordion feature (effective 2025-12-15).

“the parties entered in an amendment to the Receivables Agreement (the “ Receivables Agreement Amendment ”) that, among other things, increased the aggregate amount of payments that the Purchasers agreed to make to the Seller to $250,000,000 plus an additional $50,000,000 accordion feature”

Lightwave Logic, Inc. terminated Purchase Agreement with Lincoln Park Capital Fund, LLC valued at up to $30 million (effective 2025-12-12).

“On December 12, 2025, Lightwave Logic, Inc. (the "Company") delivered notice to Lincoln Park Capital Fund, LLC ("Lincoln Park") terminating the Purchase Agreement, dated March 17, 2025 (the "Purchase Agreement"), with Lincoln Park effective December 15, 2025 (the "Termination Date").”

UR-ENERGY INC entered into Indenture with U.S. Bank Trust Company, National Association valued at $120.0 million aggregate principal amount of 4.75% Convertible Senior Notes due 2031 (effective 2025-12-15).

“On December 15, 2025, Ur-Energy Inc. (the “Company”) issued $120.0 million aggregate principal amount of 4.75% Convertible Senior Notes due 2031 (the “notes”), which amount includes the exercise in full of the option to purchase up to $20.0 million aggregate principal amount of notes that was granted to the initial purchasers of the offering of the notes (the “Initial Purchasers”).”

GUGGENHEIM STRATEGIC OPPORTUNITIES FUND terminated Prior Custody Agreements with The Bank of New York Mellon valued at Fund terminated its existing custody agreement and foreign custody manager agreement with BNY. No te (effective 2025-12-15).

“On December 15, 2025, in conjunction with entering into the Custody Agreement and Foreign Custody Agreement, the Fund terminated its existing custody agreement and foreign custody manager agreement with BNY (collectively, the “Prior Custody Agreements”).”

GUGGENHEIM STRATEGIC OPPORTUNITIES FUND terminated Prior Fund Administration and Accounting Agreement with MUFG Investor Services (US) LLC valued at Fund terminated its existing administration and accounting agreement with MUFG Investor Services (US (effective 2025-12-15).

“On December 15, 2025, in conjunction with entering into the FAA Agreement, the Fund terminated its existing administration and accounting agreement with MUFG Investor Services (US) LLC (“MUFG”) (the “Prior FAA Agreement”), subject to the provision of certain ongoing transition services.”

GUGGENHEIM STRATEGIC OPPORTUNITIES FUND entered into Foreign Custody Manager Agreement with The Bank of New York Mellon valued at BNY provides services as foreign custody manager for the Fund in connection with its services under (effective 2025-12-15).

“On December 15, 2025, the Fund entered into a Custody Agreement (the “Custody Agreement”) and Foreign Custody Manager Agreement (“Foreign Custody Agreement”) with BNY amending and replacing the prior agreements with BNY dated July 26, 2007.”

GUGGENHEIM STRATEGIC OPPORTUNITIES FUND entered into Custody Agreement with The Bank of New York Mellon valued at BNY serves as the Fund's custodian and holds securities and cash on behalf of the Fund in accordance (effective 2025-12-15).

“On December 15, 2025, the Fund entered into a Custody Agreement (the “Custody Agreement”) and Foreign Custody Manager Agreement (“Foreign Custody Agreement”) with BNY amending and replacing the prior agreements with BNY dated July 26, 2007.”

GUGGENHEIM STRATEGIC OPPORTUNITIES FUND entered into Fund Administration and Accounting Agreement with The Bank of New York Mellon valued at BNY performs administrative functions and bookkeeping, accounting and pricing functions for the Fund (effective 2025-12-15).

“On December 15, 2025, Guggenheim Strategic Opportunities Fund (NYSE: GOF) (the “Fund”) entered into a Fund Administration and Accounting Agreement (the “FAA Agreement”) with The Bank of New York Mellon (“BNY”).”

PENNANTPARK INVESTMENT CORP amended seventh amendment to its Second Amended and Restated Senior Revolving Credit Agreement with Truist Bank as administrative agent and JPMorgan Chase Bank, N.A. as syndication agent valued at $535 million (effective 2025-12-11).

“On December 11, 2025, PennantPark Investment Corporation (the "Company") entered into the seventh amendment (the "Amendment") to its Second Amended and Restated Senior Revolving Credit Agreement, dated as of June 25, 2014, by and between the Company as borrower, the lenders party thereto, Truist Bank as administrative agent, and JPMorgan Chase Bank, N.A. as syndication agent (the “Credit Facility”).”

Workhorse Group Inc. entered into Registration Rights Agreement with MGMH (effective 2025-12-15).

“hat entities affiliated with MGMH provide Workhorse with up to $20 million in debt financing at the Closing. In satisfaction of this”

Workhorse Group Inc. terminated Convertible Note Security Agreement with MGMH (effective 2025-12-15).

“hat entities affiliated with MGMH provide Workhorse with up to $20 million in debt financing at the Closing. In satisfaction of this”

Workhorse Group Inc. amended Amended and Restated Convertible Note with MGMH (effective 2025-12-15).

“On the Closing Date, the parties to the Convertible Note entered into an Amended and Restated Convertible Note (the “A&R Note”) to make the obligations under the Convertible Note, as amended, unsecured obligations of Workhorse and each guarantor party thereto.”

Workhorse Group Inc. entered into Cash Flow Credit Agreement with MGMH valued at up to $10 million (effective 2025-12-15).

“The Cash Flow Credit Agreement provides Workhorse with a line of credit with borrowing capacity of up to $10 million to fund its working capital requirements”

Workhorse Group Inc. entered into Customer Order Credit Agreement with MGMH valued at up to $40 million (effective 2025-12-15).

“The Customer Order Credit Agreement provides Workhorse with up to $40 million to fund vehicle manufacturing in connection with Qualified Purchase Orders”

Fortress Biotech, Inc. entered into First Amendment to Credit Agreement with Oaktree Fund Administration, LLC valued at $35.0 million initial borrowing; maturity extended to June 30, 2028; principal repayment schedule in (effective 2025-12-12).

“On December 12, 2025, Fortress Biotech, Inc. (the “ Company ”), as borrower, entered into the First Amendment to Credit Agreement (the “ Amendment ”), which amends that certain Credit Agreement dated July 25, 2024 (the “ Agreement ”) with Oaktree Fund Administration, LLC, as the administrative agent (in such capacity, the “ Agent ”), and the lenders from time to time party thereto.”

Horizon Technology Finance Corp entered into Fifth Supplemental Indenture with U.S. Bank National Association valued at $57.5 million (effective 2025-12-15).

“On December 15, 2025, in connection with a previously announced public offering, Horizon Technology Finance Corporation (the “Company”) and U.S. Bank National Association, as trustee (the “Trustee”), entered into a Fifth Supplemental Indenture (the “Fifth Supplemental Indenture”) to the Indenture, dated March 23, 2012, between the Company and the Trustee (together with the Fifth Supplemental Indenture, the “Indenture”).”

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust terminated Prior Custody Agreement and Foreign Custody Manager Agreement with BNY with The Bank of New York Mellon valued at The Trust terminated its existing custody agreement and foreign custody manager agreement with BNY. (effective 2025-12-15).

“Termination of Prior Custody Agreement and Foreign Custody Agreement with BNY On December 15, 2025, in conjunction with entering into the Custody Agreement and Foreign Custody Agreement, the Trust terminated its existing custody agreement and foreign custody manager agreement with BNY (collectively, the "Prior Custody Agreements").”

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust terminated Prior Fund Administration and Accounting Agreement with MUFG with MUFG Investor Services (US) LLC valued at The Trust terminated its existing administration and accounting agreement with MUFG, subject to the (effective 2025-12-15).

“Termination of Fund Administration and Accounting Agreement with MUFG On December 15, 2025, in conjunction with entering into the FAA Agreement, the Trust terminated its existing administration and accounting agreement with MUFG Investor Services (US) LLC ("MUFG") (the "Prior FAA Agreement"), subject to the provision of certain ongoing transition services.”

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust entered into Custody Agreement and Foreign Custody Manager Agreement with The Bank of New York Mellon valued at BNY serves as the Trust's custodian and holds securities and cash on behalf of the Trust in accordan (effective 2025-12-15).

“Entry into Custody Agreement with BNY On December 15, 2025, the Trust entered into a Custody Agreement (the "Custody Agreement") and Foreign Custody Manager Agreement ("Foreign Custody Agreement") with BNY amending and replacing the prior agreements with BNY dated July 26, 2007.”

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust entered into Fund Administration and Accounting Agreement with The Bank of New York Mellon valued at BNY performs administrative functions and bookkeeping, accounting and pricing functions for the Trus (effective 2025-12-15).

“Entry into Fund Administration and Accounting Agreement with BNY On December 15, 2025, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (NYSE: GBAB) (the "Trust") entered into a Fund Administration and Accounting Agreement (the "FAA Agreement") with The Bank of New York Mellon ("BNY").”

Vital Energy, Inc. terminated Fifth Amended and Restated Credit Agreement with Wells Fargo Bank, N.A. and other financial institutions valued at All outstanding indebtedness repaid in full and commitments terminated (effective 2025-12-15).

“On December 15, 2025, in connection with the consummation of the Mergers, all outstanding indebtedness under the Fifth Amended and Restated Credit Agreement (as amended through that certain Thirteenth Amendment, dated as of September 20, 2024, the "Credit Agreement"), dated as of May 2, 2017, among Vital (f/k/a Laredo), as borrower, Wells Fargo Bank, N.A., as administrative agent, and the other financial institutions party thereto, was repaid in full and all commitments thereunder were terminated”

Vital Energy, Inc. entered into Vital 2030 Notes Sixth Supplemental Indenture with Vital Energy, Inc. valued at Supplemental indenture to amend Vital 2030 Notes Indenture (effective 2025-12-12).

“On December 12, 2025, Vital entered into (i) that certain Second Supplemental Indenture to the Vital 2029 Notes Indenture (the "Vital 2029 Notes Supplemental Indenture")”

Vital Energy, Inc. entered into Vital 2029 Notes Supplemental Indenture with Vital Energy, Inc. (formerly Laredo Petroleum, Inc.) valued at Supplemental indenture to amend Vital 2029 Notes Indenture (effective 2025-12-12).

“On December 12, 2025, Vital entered into (i) that certain Second Supplemental Indenture to the Vital 2029 Notes Indenture (the "Vital 2029 Notes Supplemental Indenture"), pursuant to which the Vital 2029 Notes Indenture was amended to, among other things, (A) eliminate substantially all of the restrictive covenants, (B) eliminate certain of the events which may lead to an "Event of Default" and (C) eliminate the requirement of Vital to offer to purchase the Vital 2029 Notes upon a change of control”

Quipt Home Medical Corp. entered into Arrangement Agreement with 1567208 B.C. LTD and REM Aggregator, LLC (entities affiliated with Kingswood Capital Management, LP) valued at US$3.65 per Share (effective 2025-12-14).

“On December 14, 2025, Quipt Home Medical Corp., a British Columbia corporation (“Quipt” or the “Company”), entered into an Arrangement Agreement (the “Arrangement Agreement”) to be acquired by 1567208 B.C. LTD, a company existing under the laws of British Columbia (“B.C. Purchaser”), and REM Aggregator, LLC, a Delaware limited liability company (individually, “REM Aggregator”, and collectively with B.C. Purchaser (“Purchaser” or “Purchasers”).”

Avalon GloboCare Corp. entered into Purchase Agreement with Allen O Cage Jr. valued at $375,000 (effective 2025-12-11).

“On December 11, 2025, Avalon GloboCare Corp., a Delaware corporation (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with Allen O Cage Jr., an individual (the “Holder”), pursuant to which the Company issued an unsecured bridge note (the “Note”) with a maturity date of April 15, 2026 (the “Maturity Date”), in the principal sum of $375,000 (the “Principal Sum”).”

Planet Fitness, Inc. entered into Variable Funding Note Purchase Agreement with Morgan Stanley Bank, N.A., as provider of letters of credit and Morgan Stanley Asset Funding, Inc., as administrative agent valued at up to $75 million in Series 2025-1 Variable Funding Senior Notes, Class A-1 (effective 2025-12-15).

“Drawings and certain additional terms related to the Variable Funding Notes are governed by the Class A-1 Note Purchase Agreement dated as of the Closing Date (the “Variable Funding Note Purchase Agreement”) among the Master Issuer, the Guarantors, the Manager, certain conduit investors, financial institutions and funding agents, and Morgan Stanley Bank, N.A., as provider of letters of credit and Morgan Stanley Asset Funding, Inc., as administrative agent.”

Planet Fitness, Inc. entered into Series 2025-1 Supplement with Citibank, N.A., as trustee and securities intermediary valued at $400 million in aggregate principal amount of Series 2025-1 5.274% Fixed Rate Senior Secured Notes, (effective 2025-12-15).

“The Notes were issued under an Amended and Restated Base Indenture dated as of February 10, 2022 (the “ A&R Base Indenture ”), a copy of which is filed as Exhibit 4.1 to the Current Report on Form 8-K filed by the Company on February 10, 2022, as amended by the Supplement No. 1 to A&R Base Indenture dated as of June 12, 2024 (the “Supplement No. 1”), a copy of which is filed as Exhibit 4.1 to the Current Report on Form 8-K filed by the Company on June 12, 2024, and as further amended by the Supplement No. 2 to A&R Base Indenture dated as of the Closing Date (the “ Supplement No. 2 ”), a copy of which is attached to this Form 8-K as Exhibit 4.1, and the related Series 2025-1 Supplement, dated as of the Closing Date (the “ Series 2025-1 Supplement ” and collectively with the A&R Base Indenture, the Supplement No. 1 and the Supplement No. 2, the “ Indenture ”) and a copy of the Series 2025-1 Supplement, which is attached to this Form 8-K as Exhibit 4.2, each between the Master Issuer and”

J.Jill, Inc. terminated Existing Term Loan Credit Agreement with Jefferies Finance LLC valued at indebtedness repaid in full and agreement terminated (effective 2025-12-12).

“The Borrower used the entire $75,000,000 proceeds of the new term loan to pay off all outstanding indebtedness under the existing Term Loan Credit Agreement, dated as of April 5, 2023, by and among the Company, the Borrower, Jefferies Finance LLC, as administrative agent and as collateral agent, and the lenders party thereto, as amended (the “Existing Credit Agreement”).”

J.Jill, Inc. entered into Term Loan Credit Agreement with CCP Agency, LLC valued at $75,000,000 (effective 2025-12-12).

“On December 12, 2025 (the “Effective Date”), J.Jill, Inc. (the “Company”) and Jill Acquisition LLC (the “Borrower”) entered into a Term Loan Credit Agreement (the “Credit Agreement”), with the lenders party thereto from time to time and CCP Agency, LLC, as administrative agent and as collateral agent.”

FS Credit Real Estate Income Trust, Inc. amended Amended and Restated Master Repurchase and Securities Contract Agreement with Morgan Stanley Mortgage Capital Holdings LLC, Morgan Stanley Bank, N.A. and certain other financial institutions valued at $350,000,000 (effective 2025-12-09).

“ntered into an Amended and Restated Master Repurchase and Securities Contract Agreement (the “Repurchase Agreement,” and,”

Generation Bio Co. entered into Agreement and Plan of Merger with XOMA Royalty Corporation (Parent) and XRA 7 Corp. (Merger Sub) (effective 2025-12-15).

“On December 15, 2025, Generation Bio Co., a Delaware corporation (the “Company”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with XOMA Royalty Corporation, a Nevada corporation (“Parent”), and XRA 7 Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and together with Parent, the “Buyer Entities”).”

Canopy Growth Corp entered into Arrangement Agreement with MTL Cannabis Corp. valued at approximately 38 million Canopy Growth Shares and C$17 million in cash in the aggregate (effective 2025-12-14).

“On December 14, 2025, Canopy Growth Corporation (“Canopy Growth”) entered into an arrangement agreement (the “Arrangement Agreement”) with MTL Cannabis Corp. (“MTL”) pursuant to which, among other things, Canopy Growth agreed to acquire all of the issued and outstanding common shares in the capital of MTL”

Quantum Computing Inc. entered into Stock Purchase Agreement with Luminar Technologies, Inc. valued at total purchase price of $110.0 million (effective 2025-12-15).

“On December 15, 2025, Quantum Computing Inc., a Delaware corporation (the “Company”), entered into a Stock Purchase Agreement (the “Stock Purchase Agreement”) with Luminar Technologies, Inc., a Delaware corporation (the “Seller”) and Luminar Semiconductor, Inc., a Delaware corporation (the “Target”), pursuant to which, subject to the terms and conditions set forth in the Stock Purchase Agreement, the Company agreed to acquire all of the issued and outstanding shares of common stock of the Target from the Seller (the “Transaction”) for a total purchase price of $110.0 million in cash (the “Purchase Price”).”

Katapult Holdings, Inc. entered into Agreement and Plan of Merger with Aaron's Intermediate Holdco, Inc., CCF Holdings LLC valued at merger of Merger Sub 1 into Aaron's and Merger Sub 2 into CCFI; consideration includes shares of Kat (effective 2025-12-11).

“On December 11, 2025, Katapult Holdings, Inc. ( " Katapult ") entered into an Agreement and Plan of Merger (the " Merger Agreement "), by and among Katapult, Katapult Merger Sub 1, Inc., a Delaware corporation and wholly-owned indirect subsidiary of Katapult (" Merger Sub 1 "), Katapult Merger Sub 2, LLC, a Delaware limited liability company and wholly-owned indirect subsidiary of Katapult (" Merger Sub 2 "), CCF Holdings LLC, a Delaware limited liability company (" CCFI "), and Aaron's Intermediate Holdco, Inc., a Delaware corporation (" Aaron's ").”

Jade Biosciences, Inc. entered into Purchase Agreement with the purchaser named therein (the "Purchaser") valued at approximately $45 million (effective 2025-12-13).

“On December 13, 2025, Jade Biosciences, Inc. ("Jade" or the "Company") entered into a securities purchase agreement (the "Purchase Agreement") with the purchaser named therein (the "Purchaser"), for the private placement (the "Private Placement") of 3,214,286 shares (the "Shares") of the Company's common stock, par value $0.0001 per share (the "Common Stock"), at a price of $14.00 per Share.”

Humacyte, Inc. terminated Revenue Interest Purchase Agreement with TPC Investments III LP and TPC Investments Solutions LP valued at $38 million cash and 5,725,190 shares of common stock (effective 2025-12-15).

“On December 15, 2025, the Humacyte, Inc. (the “Company”) and Humacyte Global, Inc. (“Global”) agreed with TPC Investments III LP and TPC Investments Solutions LP (collectively, the “Purchasers”), and Hook SA LLC, as agent for the Purchasers (the “Purchasers’ Agent”), to terminate the Revenue Interest Purchase Agreement, dated as of May 12, 2023, as amended (the “Purchase Agreement”), by and among the Company, Global, the Purchasers and the Purchasers’ Agent.”

Humacyte, Inc. entered into Loan Agreement with Avenue Venture Opportunities Fund II, L.P. valued at up to $77,500,000 (effective 2025-12-15).

“On December 15, 2025 (the “Closing Date”), Humacyte, Inc. (the “Company”) and Humacyte Global, Inc. (“Global”, and together with the Company, the “Borrowers”), a wholly-owned subsidiary of the Company, entered into a loan and security agreement (the “Loan Agreement”) with Avenue Venture Opportunities Fund II, L.P., as administrative agent and collateral agent for the lenders (the “Loan Agent”) and as lender (“Avenue”), which provides for a senior secured term loan facility of up to $77,500,000 in the aggregate”

Aimco OP L.P. entered into Agreement with LaTerra Capital Management, LLC valued at $455 million (effective 2025-12-10).

“On December 10, 2025, Apartment Investment and Management Company (“Aimco”), through Aimco Elm Creek, L.P., Aimco Elm Creek Townhomes Three, LLC, Aimco Yorktown L.P., 2200 Grace Owner, LLC, Aimco Hyde Park Tower, L.L.C., Church Street Associates Limited Partnership, and Williamsburg Limited Partnership, each a subsidiary of Aimco, entered into an agreement (the “Agreement”) to sell its portfolio of seven apartment properties, including 1,495 units, located in the Chicago market to LaTerra Capital Management, LLC (the “buyer”) for a gross price of $455 million.”

Finance of America Companies Inc. entered into Investment Agreement with certain investment funds managed by Blue Owl Alternative Credit Advisors LLC valued at $50.0 million (effective 2025-12-11).

“On December 11, 2025, Finance of America Companies Inc. (the " Company "), a Delaware corporation, entered into an Investment Agreement (the " Investment Agreement ") with certain investment funds managed by Blue Owl Alternative Credit Advisors LLC, a Delaware limited liability company, or its affiliates (collectively, " Blue Owl ") relating to the issuance and sale to Blue Owl of 50,000 shares of the Company’s Series A Convertible Perpetual Preferred Stock, par value $0.0001 per share (the " Series A Preferred Stock "), at a price of $1,000 per share for an aggregate purchase price $50.0 million”

AEON Biopharma, Inc. entered into Exchange Agreement with Daewoong Pharmaceuticals, Co., LTD (effective 2025-12-15).

“On December 15, 2025, the Company and AEON Biopharma Sub, Inc., a Delaware corporation (the “AEON Sub”) entered into an Exchange Agreement (the “Exchange Agreement”) with Daewoong consistent with the terms of the Term Sheet pursuant to which the Convertible Notes held by Daewoong would be exchanged for (i) newly issued shares of Common Stock of the Company”

FIGS, Inc. amended First Amendment to Office Lease with 2834 Colorado Avenue, LLC valued at monthly base rent for the Relocated Premises is $249,301 for the first twelve months (effective 2025-12-09).

“On December 9, 2025, FIGS, Inc. (the “ Company ”) entered into a First Amendment to Office Lease (the “ First Amendment ”) with 2834 Colorado Avenue, LLC, a Delaware limited liability company (the “ Landlord ”), amending that certain Office Lease, by and between the Company and Landlord, dated as of November 26, 2018”

Contineum Therapeutics, Inc. entered into Underwriting Agreement with Goldman Sachs & Co. LLC and Leerink Partners LLC, acting as representatives of the several underwriters (effective 2025-12-11).

“On December 11, 2025, Contineum Therapeutics, Inc., a Delaware corporation (the “Company”), entered into an Underwriting Agreement (the “Underwriting Agreement”) with Goldman Sachs & Co. LLC and Leerink Partners LLC, acting as representatives of the several underwriters named in the Underwriting Agreement (the “Underwriters”), relating to the sale of 7,346,938 shares (the “Shares”) of the Company’s Class A common stock”

Guggenheim Active Allocation Fund terminated Prior Custody Agreements with The Bank of New York Mellon valued at The Fund terminated its existing custody agreement and foreign custody manager agreement with BNY; n (effective 2025-12-15).

“On December 15, 2025, in conjunction with entering into the Custody Agreement and Foreign Custody Agreement, the Fund terminated its existing custody agreement and foreign custody manager agreement with BNY (collectively, the “Prior Custody Agreements”).”

Guggenheim Active Allocation Fund terminated Prior Fund Administration and Accounting Agreement with MUFG Investor Services (US) LLC valued at The Fund terminated its existing administration and accounting agreement with MUFG Investor Services (effective 2025-12-15).

“On December 15, 2025, in conjunction with entering into the FAA Agreement, the Fund terminated its existing administration and accounting agreement with MUFG Investor Services (US) LLC (“MUFG”) (the “Prior FAA Agreement”), subject to the provision of certain ongoing transition services.”

Guggenheim Active Allocation Fund entered into Custody Agreement and Foreign Custody Manager Agreement with The Bank of New York Mellon valued at BNY serves as the Fund’s custodian and holds securities and cash on behalf of the Fund; also provide (effective 2025-12-15).

“On December 15, 2025, the Fund entered into a Custody Agreement (the “Custody Agreement”) and Foreign Custody Manager Agreement (“Foreign Custody Agreement”) with BNY amending and replacing the prior agreements with BNY dated July 26, 2007.”