Material Agreements

Blue Owl Technology Finance Corp. II entered into Purchase Agreement with Mizuho Securities USA LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, SMBC Nikko Securities America, Inc. and Truist Securities, Inc., as representatives of the several initial purchasers (effective 2024-03-27).

“On April 4, 2024, Blue Owl Technology Finance Corp. II (the “Company”) completed its previously announced offering of $700.0 million aggregate principal amount of its 6.750% notes due 2029 (the “Notes”). The offering was consummated pursuant to the terms of a purchase agreement (the “Purchase Agreement”) dated March 27, 2024 among the Company and Blue Owl Technology Credit Advisors II LLC (the “Adviser”), on the one hand, and Mizuho Securities USA LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, SMBC Nikko Securities America, Inc. and Truist Securities, Inc., as representatives of the several initial purchasers listed on Schedule 1 thereto (the “Initial Purchasers”), on the other hand.”

Roadzen Inc. entered into Securities Purchase Agreement with Supurna VedBrat and Krishnan-Shah Family Partners, LP valued at up to $2 million (effective 2024-03-28).

“On March 28, 2024, Roadzen Inc. (the “Company”) entered into a Securities Purchase Agreement (the “SPA”) with Supurna VedBrat and Krishnan-Shah Family Partners, LP (together, the “Purchasers”).”

Collective Audience, Inc. entered into Purchase Agreement with an accredited investor valued at $100,000 (effective 2024-03-31).

“On March 31, 2024, Collective Audience, Inc. (the “Company”), a Delaware corporation, entered into a securities purchase agreement (the “Purchase Agreement”) with an accredited investor (the “Holder”), which provided for the issuance and sale by the Company to the Holder of a convertible promissory note (the “March 2024 Convertible Note”) in the aggregate principal amount of $100,000.”

IX Acquisition Corp. entered into Merger Agreement with AERKOMM Inc. (effective 2024-03-29).

“entered into a Merger Agreement, by and among Parent, AKOM Merger Sub Inc., a Nevada corporation and a wholly owned subsidiary of Parent (“ Merger Sub ”), and AERKOMM Inc., a Nevada corporation (the “ Company ”)”

Longevity Health Holdings, Inc. entered into Purchase Agreement with certain investors named therein (the "Purchasers") valued at approximately $3.0 million (effective 2024-04-04).

“On April 4, 2024, Carmell Corporation, a Delaware corporation (the “Company”), entered into a securities purchase agreement (the “Purchase Agreement”) with certain investors named therein (the “Purchasers”) for the sale of an aggregate of 1,331,452 shares of the Company’s common stock, $0.0001 par value per share (“Common Stock”), at a price of $2.25 per share for unaffiliated investors and at a price of $2.88 per share for the Company’s Chief Executive Officer (the “Private Placement”).”

RMG Acquisition Corp. III terminated Agreement and Plan of Merger with H2B2 Electrolysis, Inc. (effective 2024-03-31).

“On April 1, 2024, the Company delivered a termination notice to H2B2 notifying it that the Company was exercising its right to terminate the Merger Agreement effective March 31, 2024, since the closing of the transactions contemplated by the Merger Agreement had not occurred on or prior to March 31, 2024.”

Nuburu, Inc. entered into Securities Purchase Agreement with certain accredited investors named therein valued at $3,000,000 (effective 2024-04-03).

“On April 3, 2024, Nuburu, Inc. (“Nuburu” or the “Company”) entered into a Securities Purchase Agreement (the “SPA”) with certain accredited investors named therein (the “Investors”) pursuant to which the Investors agreed to purchase from the Company $3,000,000 of newly issued shares (the “Shares”) of the Company’s common stock”

Palmer Square Capital BDC Inc. amended Amendment No. 4 to Credit Facility with Bank of America, N.A. valued at Amendment to credit facility extending maturity to February 18, 2028, adjusting commitment fee range (effective 2024-03-29).

“On March 29, 2024, Palmer Square BDC Funding I LLC, a wholly owned subsidiary of Palmer Square Capital BDC Inc. (the “Company”), entered into Amendment No. 4 (the “Credit Facility Amendment”) to its credit facility (the “Credit Facility”) with Bank of America, N.A., as administrative agent, BofA Securities, Inc., as sole lead arranger and sole book manager, and the lenders from time to time a party thereto. The Credit Facility Amendment amends the Credit Facility to, among other things, extend the facility maturity date from February 18, 2025 to February 18, 2028. In connection with the Credit Facility Amendment, the parties also entered into updated arrangements for the calculation of the fee on unused commitments, in which the commitment fee ranges from 0.50% to 1.40% (changed from 1.30%), depending on the amount of commitments which are utilized. The parties also agreed to the payment of an extension fee in the amount of 0.50% of the commitments under the Credit Facility ($3.6 milli”

TransparentBusiness, Inc. entered into Agreement to Convey Beneficial Ownership in Newport Harbour Ltd. with New World Properties SPV, Inc. valued at $554,431,641.50 (effective 2024-04-02).

“On April 2, 2024, Unicoin, Inc. (the “Company”) closed a transaction with New World Properties SPV, Inc., a Bahamas corporation (“New World”), wherein the Company acquired two parcels of land in the Bahamas by acquiring the beneficial interests in two entities that own such parcels – Long Island Investments Ltd, a Bahamian company, and Newport Harbour Ltd., a Bahamian company, for a purchase price of $554,431,641.50, payable in rights to receive unicoins. Based on the per-unicoin right price of $0.50 each, the Company delivered 1,108,862,283 unicoin rights to New World on April 2, 2024. A copy of the Agreement to Convey Beneficial Ownership in Long Island Investments Ltd., as amended, is attached hereto as Exhibit 10.1 and is incorporated herein by reference. A copy of the Agreement to Convey Beneficial Ownership in Newport Harbour Ltd., as amended, is attached hereto as Exhibit 10.2 and is incorporated herein by reference.”

TransparentBusiness, Inc. entered into Agreement to Convey Beneficial Ownership in Long Island Investments Ltd. with New World Properties SPV, Inc. valued at $554,431,641.50 (effective 2024-04-02).

“On April 2, 2024, Unicoin, Inc. (the “Company”) closed a transaction with New World Properties SPV, Inc., a Bahamas corporation (“New World”), wherein the Company acquired two parcels of land in the Bahamas by acquiring the beneficial interests in two entities that own such parcels – Long Island Investments Ltd, a Bahamian company, and Newport Harbour Ltd., a Bahamian company, for a purchase price of $554,431,641.50, payable in rights to receive unicoins. Based on the per-unicoin right price of $0.50 each, the Company delivered 1,108,862,283 unicoin rights to New World on April 2, 2024. A copy of the Agreement to Convey Beneficial Ownership in Long Island Investments Ltd., as amended, is attached hereto as Exhibit 10.1 and is incorporated herein by reference.”

Aditxt, Inc. entered into Arrangement Agreement with Appili Therapeutics, Inc. (effective 2024-04-01).

“On April 1, 2024 (the “ Execution Date ”), Aditxt, Inc., a Delaware corporation (the “ Company ”), entered into an Arrangement Agreement (the “ Arrangement Agreement ”) with Adivir, Inc., a Delaware corporation and wholly owned subsidiary of the Company (“ Adivir ” or the “ Buyer ”), and Appili Therapeutics, Inc., a Canadian corporation (“ Appili ”), pursuant to which, Adivir will acquire all of the issued and outstanding Class A common shares of Appili”

Bio Essence Corp entered into Stock Purchase Agreement with Health Up, Inc. valued at Four Hundred Thousand Dollars ($400,000) (effective 2024-03-28).

“On March 28, 2024, Bio Essence Corp., a California corporation (“Company”) entered into a Stock Purchase Agreement (“SPA”) with Health Up, Inc., a California corporation (“HUI”) whereby the Company agreed to sell to HUI its wholly owned subsidiary, Bio Essence Herbal Essentials, Inc. d/b/a Bio Essence Health Science, a California corporation (“BEP”), in exchange for cash consideration in the amount of Four Hundred Thousand Dollars ($400,000).”

Fisker Inc./DE entered into Forbearance Agreement with the Investor (effective 2024-04-04).

“On April 4, 2024, the Company, certain subsidiaries of the Company who are guarantors of the Notes (the “Guarantors” and together with the Company, the “Obligors”) and the Investor (in its capacity as collateral agent and noteholder) entered into a Forbearance Agreement”

T Stamp Inc entered into Securities Purchase Agreement with a certain institutional investor valued at $1,936,000 (effective 2024-04-01).

“On April 1, 2024, T Stamp Inc. (the “ Company ”) entered into a Securities Purchase Agreement (the “ SPA ”) with a certain institutional investor.”

EVOME MEDICAL TECHNOLOGIES INC. entered into Purchase Agreement with EB Sports Corp. valued at $3,550,000 (effective 2024-04-01).

“On April 1, 2024, Evome Medical Technologies Inc., a British Columbia corporation (the " Company "), its wholly-owned subsidiary Simbex Acquisition I Corporation, a Delaware corporation (" Seller "), and EB Sports Corp., a Delaware corporation (the " Purchaser "), entered into a membership interest purchase agreement (the " Purchase Agreement "), pursuant to which the Purchaser agreed to purchase from the Seller all of the issued and outstanding membership interests owned by the Seller in Simbex LLC, a Delaware limited liability company (the " Membership Interests ") for a purchase price of $3,550,000, subject to certain adjustments for working capital, indebtedness, and transaction expenses.”

Aerkomm Inc. entered into Merger Agreement with IX Acquisition Corp. and AKOM Merger Sub Inc. (effective 2024-03-29).

“On March 29, 2024, Aerkomm Inc., a Nevada corporation (the “ Company ”), entered into a Merger Agreement (as it may be amended and/or restated from time to time, the “ Merger Agreement ”) by and among the Company, IX Acquisition Corp. (“ Parent ”), a Cayman Islands exempted company (which will de-register from the Register of Companies in the Cayman Islands by way of continuation out of the Cayman Islands and into the State of Delaware so as to migrate to and domesticate as a Delaware corporation prior to the Closing Date (as defined below)), and AKOM Merger Sub Inc., a Nevada corporation and a wholly owned subsidiary of Parent (“ Merger Sub ”).”

Ellington Credit Co amended Amendments with Citizens JMP Securities, LLC, Ladenburg Thalmann & Co. Inc., B. Riley Securities, Inc., Armstrong Securities LLC (effective 2024-04-03).

“On April 3, 2024, Ellington Residential Mortgage REIT (the "Company") and Ellington Residential Mortgage Management LLC, the Company's manager, entered into amendments (the "Amendments") to each of the equity distribution agreements, dated as of November 14, 2023, by and among the Company and the Manager, on the one hand, and each of Citizens JMP Securities, LLC, Ladenburg Thalmann & Co. Inc., B. Riley Securities, Inc. and Armstrong Securities LLC (each, an "Agent" and, collectively, the "Agents"), respectively, on the other hand (prior to the Amendment, the "Existing Sales Agreements" and, as amended, the "Sales Agreements").”

Arcimoto Inc entered into Exchange Agreements with certain holders of its warrants for the purchase of shares of common stock (effective 2024-04-02).

“On April 2, 2024, Arcimoto, Inc., an Oregon corporation (the “ Company ” or “ Arcimoto ”), entered into Exchange Agreements (the “Exchange Agreements”) with certain holders of its warrants for the purchase of shares of common stock.”

Arcimoto Inc entered into Exchange Agreement with a certain holder of its warrants (effective 2024-04-04).

“On April 4, 2024, Arcimoto, Inc., an Oregon corporation (the “ Company ” or “ Arcimoto ”), entered into an additional Exchange Agreement (the “Exchange Agreement”) with a certain holder of its warrants for the purchase of shares of common stock”

Whitehawk Therapeutics, Inc. amended Amendment No.2 (the "Amendment") to the Negotiated Purchase Order Terms and Conditions for Clinical and Commercial Product (the "Agreement") with Fresenius Kabi, LLC (effective 2024-03-31).

“On April 1, 2024, Aadi Bioscience, Inc. (the “Company”) entered into Amendment No.2 (the “Amendment”) to the Negotiated Purchase Order Terms and Conditions for Clinical and Commercial Product (the “Agreement”) with Fresenius Kabi, LLC (“Fresenius Kabi”). The Amendment is effective as of March 31, 2024.”

Sintx Technologies, Inc. entered into PAA with Maxim Group LLC (the "Placement Agent") (effective 2024-04-03).

“PAA”) with Maxim Group LLC (the “Placement Agent”), pursuant to which the Company agreed to issue and sell to the Purchasers an aggregate of 71,600,000 shares (the “Shares”) of the Company’s common stock, par value $0.01 per”

Sintx Technologies, Inc. entered into Purchase Agreement with certain investors named therein (the "Purchasers") valued at approximately $1.5 million (effective 2024-04-03).

“On April 3, 2024, SINTX Technologies, Inc. (the “Company”) entered into a stock purchase agreement (the “Purchase Agreement”) with certain investors named therein (the “Purchasers")”

NABORS INDUSTRIES LTD amended Fourth Amendment to the Receivables Purchase Agreement with Wells Fargo Bank, N.A., Arab Banking Corporation B.S.C., New York Branch, and Nomura Corporate Funding Americas, LLC (effective 2024-04-01).

“On April 1, 2024, Nabors Industries, Inc. a Delaware corporation (“Nabors Delaware”) and Nabors A.R.F., LLC, a bankruptcy remote special purpose entity organized under the laws of Delaware (“NARF,” and together with Nabors Delaware, the “Nabors Entities”), each an indirect subsidiary of Nabors Industries Ltd. (the “Company”), together with Wells Fargo Bank, N.A. (“Wells Fargo”), Arab Banking Corporation B.S.C., New York Branch, and Nomura Corporate Funding Americas, LLC (“Nomura”), entered into the Fourth Amendment to the Receivables Purchase Agreement (the “Fourth Amendment”)”

CUTERA INC terminated Loan and Security Agreement with First-Citizens Bank & Trust Company (as successor to Silicon Valley Bank) valued at Terminated a four-year secured revolving loan facility of up to $30.0 million that was never drawn u (effective 2024-04-03).

“On April 3, 2024, Cutera, Inc. (the “Company”) and First-Citizens Bank & Trust Company (as successor to Silicon Valley Bank) agreed to terminate the Loan and Security Agreement dated July 9, 2020 between the Company and Silicon Valley Bank (the “Loan and Security Agreement”).”

BIO-PATH HOLDINGS, INC. entered into At The Market Offering Agreement with H.C. Wainwright & Co., LLC valued at up to $2,000,000 aggregate offering price (effective 2024-04-04).

“On April 4, 2024, Bio-Path Holdings, Inc. (the “Company”) entered into an At The Market Offering Agreement (the “ATM Agreement”) with H.C. Wainwright & Co., LLC, (“Wainwright”), as sales agent, pursuant to which the Company may offer and sell, from time to time, through Wainwright shares of its common stock, $0.001 par value per share.”

WFN CREDIT CO LLC amended Fifth Amended and Restated Service Agreement with Comenity Servicing LLC (effective 2024-04-01).

“On April 1, 2024, Comenity Bank entered into a Fifth Amended and Restated Service Agreement with Comenity Servicing LLC, a copy of which is filed with this Form 8-K as Exhibit 99.1.”

Algorhythm Holdings, Inc. entered into Loan Agreement with Oxford Commercial Finance valued at $2 million (effective 2024-03-28).

“On March 28, 2024 (the “Closing Date”), The Singing Machine Company, Inc. (the “Company”) and Oxford Commercial Finance, a Michigan banking corporation, (referred to as “Oxford”) entered into a Loan Agreement (the “Loan Agreement”) and related Revolving Credit Note (the “Note”) for a $2 million revolving line of credit (the “Line of Credit”).”

GUESS INC amended Amendment No. 4 with Bank of America, N.A., as agent and a lender and the other lenders party thereto (effective 2024-04-02).

“On April 2, 2024, the Company and certain of its subsidiaries amended (such amendment, “Amendment No. 4”) their amended and restated senior secured asset-based revolving credit facility with Bank of America, N.A., as agent and a lender and the other lenders party thereto”

GUESS INC entered into Warrant Transaction with the Option Counterparty (effective 2024-03-28).

“Separately, the Company also entered into a privately negotiated warrant transaction (the “Warrant Transaction”) with the Option Counterparty relating to, subject to anti-dilution adjustments, approximately 0.5 million shares of the Company’s common stock, with a strike price of approximately $41.37 per share.”

GUESS INC entered into Convertible Note Hedge Transaction with a financial institution (effective 2024-03-28).

“On March 28, 2024, the Company entered into a convertible note hedge transaction (the “Hedge Transaction”) with a financial institution (the “Option Counterparty”).”

GUESS INC entered into Exchange and Subscription Agreement with a holder of its 2.00% convertible senior notes due 2024 valued at approximately $12.1 million in aggregate principal amount of additional 3.75% convertible senior not (effective 2024-04-02).

“On April 2, 2024, Guess?, Inc. (the “Company”) completed its previously announced separate, privately negotiated exchange and subscription agreement (the “Exchange and Subscription Agreement”) with a holder of its 2.00% convertible senior notes due 2024”

Oruka Therapeutics, Inc. entered into Agreement and Plan of Merger and Reorganization with ARCA biopharma, Inc., Atlas Merger Sub Corp., Atlas Merger Sub II LLC, and Oruka Therapeutics, Inc. (effective 2024-04-03).

“On April 3, 2024, ARCA biopharma, Inc., a Delaware corporation (“ ARCA ”), Atlas Merger Sub Corp., a Delaware corporation and a wholly-owned subsidiary of ARCA (“ Merger Sub I ”), Atlas Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of ARCA (“ Merger Sub II ”) and Oruka Therapeutics, Inc., a Delaware corporation (“ Oruka ”), entered into an Agreement and Plan of Merger and Reorganization (the “ Merger Agreement ”)”

BION ENVIRONMENTAL TECHNOLOGIES INC entered into MAS Agreement with Mark A. Smith valued at surrender of approximately 30% of his Company holdings (as of December 2023); cancellation of all Co (effective 2024-04-01).

“Item 1.01 Entry Into a Material Definitive Agreement. Effective April 1, 2024 the Company entered into two material definitive agreements regarding voluntary surrender for cancellation of securities of the Company (and related matters) by: a) members of the family of Dominic Bassani, recently deceased former Chief Executive Officer and (with his family) the Company’s largest shareholder (collectively “Bassani Family”)(see Exhibit 10.1)(“Bassani Family Agreement”), and b) Mark A. Smith, President of the Company and a director (“MAS”)(see Exhibit 10.2)(“MAS Agreement”). The Bassani Family and MAS entered into these agreements with the intention of mitigating dilution to shareholders as new, successor management is added to the Company’s management team. The Bassani Family has agreed to surrender not less than approximately 20% of its Company holdings (as of December 2023) which surrender will increase to approximately 30% based on certain financing performances set forth in Exhibit 10.1.”

BION ENVIRONMENTAL TECHNOLOGIES INC entered into Bassani Family Agreement with Bassani Family valued at surrender of not less than approximately 20% of its Company holdings (as of December 2023) which sur (effective 2024-04-01).

“Item 1.01 Entry Into a Material Definitive Agreement. Effective April 1, 2024 the Company entered into two material definitive agreements regarding voluntary surrender for cancellation of securities of the Company (and related matters) by: a) members of the family of Dominic Bassani, recently deceased former Chief Executive Officer and (with his family) the Company’s largest shareholder (collectively “Bassani Family”)(see Exhibit 10.1)(“Bassani Family Agreement”), and b) Mark A. Smith, President of the Company and a director (“MAS”)(see Exhibit 10.2)(“MAS Agreement”). The Bassani Family and MAS entered into these agreements with the intention of mitigating dilution to shareholders as new, successor management is added to the Company’s management team. The Bassani Family has agreed to surrender not less than approximately 20% of its Company holdings (as of December 2023) which surrender will increase to approximately 30% based on certain financing performances set forth in Exhibit 10.1.”

ASENSUS SURGICAL, INC. entered into Note with KARL STORZ SE & Co. KG valued at up to $20 million (effective 2024-04-03).

“On April 3, 2024, Asensus Surgical, Inc. (the “Company”) issued a promissory note in favor of KARL STORZ SE & Co. KG (“KARL STORZ”) in the principal amount of up to $20 million (the “Note”).”

AMPHENOL CORP /DE/ entered into Underwriting Agreement with BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and TD Securities (USA) LLC, as representatives of the several Underwriters named in Schedule A thereto valued at $450,000,000 aggregate principal amount of the Company’s 5.050% Senior Notes due 2027, $450,000,000 (effective 2024-04-02).

“On April 2, 2024, Amphenol Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and between the Company and BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and TD Securities (USA) LLC, as representatives of the several Underwriters named in Schedule A thereto, relating to the offer and sale of $450,000,000 aggregate principal amount of the Company’s 5.050% Senior Notes due 2027 (the “2027 Notes”), $450,000,000 aggregate principal amount of the Company’s 5.050% Senior Notes due 2029 (the “2029 Notes”) and $600,000,000 aggregate principal amount of the Company’s 5.250% Senior Notes due 2034 (the “2034 Notes” and, together with the 2027 Notes and 2029 Notes, the “Notes”).”

COHERENT CORP. amended Amendment No. 2 to Credit Agreement with JPMorgan Chase Bank, N.A., as administrative agent valued at $2,435,625,000.00 (effective 2024-04-02).

“On April 2, 2024, Coherent Corp. (the “ Company ”) entered into that certain Amendment No. 2 to Credit Agreement (the “ Amendment ”) with the lenders and other parties thereto and JPMorgan Chase Bank, N.A., as administrative agent (the “ Agent ”), amending that certain Credit Agreement, dated as of July 1, 2022”

CARLISLE COMPANIES INC amended Fifth Amended and Restated Credit Agreement with JPMorgan Chase Bank, N.A., Wells Fargo Securities, LLC, BofA Securities, Inc. and Truist Securities, Inc., as joint lead arrangers and joint bookrunners, Wells Fargo Bank, N. A., Bank of America, N.A., Truist Bank and The Toronto-Dominion Bank, New York Branch, as co-syndication agents, Mizuho Bank, valued at $1.0 billion (effective 2024-04-03).

“On April 3, 2024, Carlisle Companies Incorporated (“the Company”) and Carlisle, LLC entered into a Fifth Amended and Restated Credit Agreement (the “Revolving Credit Agreement”) with a syndicate of banks arranged JPMorgan Chase Bank, N.A., Wells Fargo Securities, LLC, BofA Securities, Inc. and Truist Securities, Inc., as joint lead arrangers and joint bookrunners, Wells Fargo Bank, N. A., Bank of America, N.A., Truist Bank and The Toronto-Dominion Bank, New York Branch, as co-syndication agents, Mizuho Bank, Ltd., as documentation agent, JPMorgan Chase Bank, N.A., as administrative agent, PNC Bank National Association and The Bank of Nova Scotia.”

MGM Resorts International entered into Core Shareholders, etc. Support Letter with ORIX Corporation, MGM Resorts Japan, LLC, Osaka IR KK, MUFG Bank, Ltd., Sumitomo Mitsui Banking Corporation (effective 2024-03-29).

“MGM Resorts International (the “Company”) entered into a Core Shareholders, etc. Support Letter, dated as of March 29, 2024 (the “Support Letter”) by and between, among others, the Company as completion guarantor, MGM Resorts Japan, LLC as core shareholder (“MGM Resorts Japan”), ORIX Corporation as core shareholder and completion guarantor (“ORIX”), Osaka IR KK as borrower (the “Venture”), MUFG Bank, Ltd. as facility agent and Sumitomo Mitsui Banking Corporation as security agent.”

Perspective Therapeutics, Inc. amended Amendment No. 1 to Asset Purchase Agreement with GT Medical Technologies, Inc. valued at Termination date extended from March 31, 2024 to April 30, 2024 (effective 2024-03-28).

“On March 28, 2024, Perspective Therapeutics, Inc. (the “ Company ”), Isoray Medical, Inc., a Delaware corporation and wholly owned subsidiary of the Company (“ Medical ”), and GT Medical Technologies, Inc., a Delaware corporation (“ GT Medical ”) entered into Amendment No. 1 to Asset Purchase Agreement (the “ Amendment ”), which amends the Asset Purchase Agreement entered into by and among the parties on December 7, 2023 (the “ Agreement ”).”

READING INTERNATIONAL INC amended Waiver and Sixth Amendment to Second Amended and Restated Credit Agreement with Bank of America, N.A., as Administrative Agent, Swingline Lender and L/C Issuer (effective 2024-03-27).

“On March 27, 2024, Consolidated Amusement Holdings, LLC (“CAH”), a subsidiary of Reading International, Inc. (the “Company”), and other affiliates of CAH (the “Guarantors”), entered into a Waiver and Sixth Amendment to Second Amended and Restated Credit Agreement (the “Amendment”) that amended certain terms of the Second Amended and Restated Credit Agreement, dated as of March 6, 2020, among CAH, the Guarantors, the Lenders from time to time party thereto, Bank of America, N.A., as Administrative Agent, Swingline Lender and L/C Issuer (as amended and supplemented, the “BofA Credit Facility”).”

ANALOG DEVICES INC entered into Underwriting Agreement with BofA Securities, Inc., as representative of the several underwriters (effective 2024-04-01).

“The Notes were sold in an underwritten public offering pursuant to an underwriting agreement, dated as of April 1, 2024, between Analog Devices and BofA Securities, Inc., as representative of the several underwriters named therein (the “Underwriting Agreement”).”

1st FRANKLIN FINANCIAL CORP amended Seventh Amendment with Wells Fargo Bank, N.A. (effective 2024-04-01).

“On April 1, 2024, 1 st Franklin Financial Corporation (the “Company”) entered into a Seventh Amendment (the “Seventh Amendment”) to the Amended and Restated Loan and Security Agreement dated as of November 19, 2019”

Golub Capital Private Credit Fund amended Commitment Increase Agreement with Royal Bank of Canada valued at $615.0 million to $690.0 million (effective 2024-03-28).

“On March 28, 2024, Golub Capital Private Credit Fund (“GCRED”) entered into an agreement with Royal Bank of Canada (the “Commitment Increase Agreement”), pursuant to which, through the accordion feature in GCRED’s senior secured revolving credit agreement among GCRED, as borrower, Sumitomo Mitsui Banking Corporation (“SMBC”), as administrative agent and collateral agent, and the lenders and issuing banks from time to time party thereto (as supplemented, the “SMBC Credit Facility”), the aggregate commitments under the SMBC Credit Facility increased from $615.0 million to $690.0 million.”

Golden Star Acquisition Corp amended Amendment with Gamehaus Inc., Gamehaus Holdings Inc., Gamehaus 1 Inc., Gamehaus 2 Inc. (effective 2024-04-01).

“On April 1, 2024, Golden Star, Gamehaus and the Acquisition Entities entered into an amendment to the Business Combination Agreement (the “Amendment”) solely to amend Section 12.1 of the Business Combination Agreement to clarify a certain definition.”

Moringa Acquisition Corp amended Amended and Restated Business Combination Agreement with Silexion Therapeutics Ltd. valued at pre-transaction equity value of $62.5 million, based on a $10 price per share (effective 2024-04-03).

“On April 3, 2024, Moringa and Silexion restructured the transactions contemplated under the Original BCA by entering into an amended and restated business combination agreement (as the same may be amended, supplemented or otherwise modified from time to time, the " Silexion Business Combination Agreement " or the " A&R BCA " ) by and among Biomotion Sciences, a Cayman Islands exempted company (" Biomotion Sciences " or " TopCo "), August M.S. Ltd., an Israeli company and a wholly owned subsidiary of TopCo (" Merger Sub 1 "), Moringa Acquisition Merger Sub Corp, a Cayman Islands exempted company and a wholly owned subsidiary of TopCo (" Merger Sub 2 "), Moringa and Silexion.”

HPS Corporate Lending Fund entered into Loan and Security Agreement with Wells Fargo Bank, National Association, as administrative agent, U.S. Bank Trust Company, National Association, as collateral agent, and U.S. Bank National Association, as document custodian valued at $ 300 million (effective 2024-03-28).

“On March 28, 2024, HLEND Holdings E, L.P. (“ HLEND Holdings ”), a wholly-owned subsidiary of HPS Corporate Lending Fund (the “ Fund ”), as borrower, and the Fund, as equityholder and as collateral manager, entered into a senior secured revolving credit facility (the “ Revolving Credit Facility ”) pursuant to a Loan and Security Agreement (the “ Agreement ”), with the lenders from time to time party thereto, Wells Fargo Bank, National Association, as administrative agent, U.S. Bank Trust Company, National Association, as collateral agent, and U.S. Bank National Association, as document custodian.”

Endeavor Group Holdings, Inc. entered into Agreement and Plan of Merger with Wildcat EGH Holdco, L.P., Wildcat OpCo Holdco, L.P., and various merger subsidiaries (effective 2024-04-02).

“On April 2, 2024, Endeavor Group Holdings, Inc., a Delaware corporation (the “Company” or “Endeavor”), entered into an Agreement and Plan of Merger (the “Merger Agreement”)”

Sunnova Energy International Inc. amended SLA Amendment with Atlas Securitized Products Holdings, L.P., as administrative agent, and the lenders and other financial institutions party thereto (effective 2024-03-28).

“On March 28, 2024, Sunnova EZ-Own Portfolio, LLC (the “SLA Borrower”), a wholly owned subsidiary of Sunnova Energy International Inc. (the “Company”) entered into that certain Amendment No. 3 to Second Amended and Restated Credit Agreement (SLA) (the “SLA Amendment”), which, among other things, further amends that certain Second Amended and Restated Credit Agreement, dated as of August 2, 2023 (as previously amended, the “SLA Credit Agreement”), by and among the SLA Borrower, certain other subsidiaries of the Company party thereto, Atlas Securitized Products Holdings, L.P., as administrative agent, and the lenders and other financial institutions party thereto.”

Acreage Holdings, Inc. amended sixth amendment to the Floating Share Arrangement Agreement with Canopy Growth Corporation, Canopy USA, LLC (effective 2024-03-29).

“On March 29, 2024, Acreage, Canopy and Canopy USA entered into a sixth amendment to the Floating Share Arrangement Agreement (the “ Amendment ”).”