Eagle Point Income Co Inc. entered into Underwriting Agreement with Ladenburg Thalmann & Co. Inc., as representative of the several underwriters (effective 2024-03-27).
“On March 27, 2024, Eagle Point Income Company Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Eagle Point Income Management LLC, Eagle Point Administration LLC and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein, in connection with the issuance and sale of 1,220,000 shares (the “Offering”) of the Company’s 8.00% Series C Term Preferred Stock due 2029 (the “Series C Term Preferred Stock”).”
GoLogiq, Inc.
GoLogiq, Inc. amended Amendment to Technology License and Commercialization Agreement with Recruiter.com Group, Inc. (effective 2024-03-28).
“On March 28, 2024 (the “Effective Date”), the Company and RCRT entered into an Amendment to Technology License and Commercialization Agreement (the “Amendment”).”
MOVECorvex, Inc.
Corvex, Inc. entered into Registration Rights Agreement with the Purchasers (effective 2024-04-01).
“Pursuant to a registration rights agreement entered into with the Purchasers on April 1, 2024 (the “Registration Rights Agreement”), the Company agreed to file a registration statement”
MOVECorvex, Inc.
Corvex, Inc. entered into Purchase Agreement with the Purchasers valued at approximately $24.2 million (effective 2024-04-02).
“On April 2, 2024, Movano Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with the purchasers named therein (the “Purchasers”), for the private placement (the “Private Placement”) of an aggregate of 45,298,517 units”
AREBAMERICAN REBEL HOLDINGS INC
AMERICAN REBEL HOLDINGS INC entered into Revenue Interest Purchase Agreement with an individual accredited investor valued at $100,000 (effective 2024-04-01).
“On April 1, 2024, the Registrant entered into a Revenue Interest Purchase Agreement (the “ Revenue Interest Purchase Agreement ”) with an individual accredited investor, pursuant to which the investor purchased a revenue interest from the Registrant for $100,000.”
AREBAMERICAN REBEL HOLDINGS INC
AMERICAN REBEL HOLDINGS INC entered into Secured Loan with an accredited investor lending source valued at $1,300,000 Business Loan and Security Agreement (effective 2024-03-27).
“On March 27, 2024, the Registrant entered into a $1,300,000 Business Loan and Security Agreement (the “Secured Loan”) with an accredited investor lending source (the “Lender”).”
Loop Media, Inc.
Loop Media, Inc. entered into Secured Non-Revolving Line of Credit Loan Agreement with Excel Family Partners, LLLP valued at up to one million dollars ($1,000,000) (effective 2024-03-28).
“Effective March 28, 2024, Loop Media, Inc. (the “ Company ”) entered into a Secured Non-Revolving Line of Credit Loan Agreement with Excel Family Partners, LLLP (“ Excel ”), an entity managed by Bruce Cassidy, executive chairman of the Company’s board of directors (the “Excel Secured Line of Credit Agreement ”), for the principal amount of up to one million dollars ($1,000,000) (the “ Excel Line of Credit ”), evidenced by a Secured Non-Revolving Line of Credit Promissory Note, also effective as of March 28, 2024 (the “ Excel Note ”).”
ABATAMERICAN BATTERY TECHNOLOGY Co
AMERICAN BATTERY TECHNOLOGY Co entered into ATM Sales Agreement with Virtu Americas LLC valued at up to $50,000,000 (effective 2024-04-03).
“On April 3, 2024, American Battery Technology Company (the “Company”) entered into an ATM Sales Agreement (the “Sales Agreement”) with Virtu Americas LLC (the “Sales Agent”), pursuant to which the Company may offer and sell, from time to time through the Sales Agent, shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), having an aggregate offering price of up to $50,000,000, subject to the terms and conditions of the Sales Agreement.”
SABRSabre Corp
Sabre Corp amended Amendment with PNC Bank, N.A. valued at increased the overall size of the AR Facility from $200 million to $235 million (effective 2024-03-29).
“On March 29, 2024 (the “Amendment Effective Date”), Sabre Securitization, LLC, a special purpose entity (the “SPE”) that is an indirect subsidiary of Sabre Corporation (“Sabre” or the “Company”), entered into an amendment (the “Amendment”) to its accounts receivable securitization facility with PNC Bank, N.A., as administrative agent (the “Administrative Agent”), structuring agent and lender, and various entities advised by affiliates of Centerbridge Partners, L.P. (the “AR Facility”).”
Arcimoto Inc
Arcimoto Inc entered into Exchange Agreements with certain holders of its warrants (effective 2024-04-02).
“On April 2, 2024, Arcimoto, Inc., an Oregon corporation (the “ Company ” or “ Arcimoto ”), entered into Exchange Agreements (the “Exchange Agreements”) with certain holders of its warrants for the purchase of shares of common stock.”
SRAX, Inc.
SRAX, Inc. entered into Securities Purchase Agreement with certain accredited and institutional investor valued at $90,000 in principal amount of Original Issue Discount Convertible Debenture (effective 2024-03-29).
“On March 29, 2024 SRAX, Inc. (the “Company”) entered into definitive securities purchase agreements (the “Securities Purchase Agreement”) with a certain accredited and institutional investor (the “Purchasers”) for the purchase and sale of an aggregate of: (i) $90,000 in principal amount of Original Issue Discount Convertible Debenture (the “Debentures”) for $75,000 (representing a 20% original issue discount) (“Purchase Price")”
Vital Energy, Inc.
Vital Energy, Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $200,000,000 aggregate principal amount (effective 2024-04-03).
“On April 3, 2024, Vital Energy, Inc. (the “Company”) issued $200,000,000 aggregate principal amount of 7.875% senior notes due 2032 (the “Notes”).”
RMRegional Management Corp.
Regional Management Corp. amended First Amendment to Credit Agreement and Consent with Regions Bank, as administrative agent (effective 2024-03-29).
“On March 29, 2024, the Company and its wholly-owned subsidiary, Regional Management Receivables VI, LLC (“ RMR VI ”), entered into the First Amendment to Credit Agreement and Consent, dated as of March 29, 2024 (the “ RMR VI Amendment ”), by and among the Company, as servicer, RMR VI, as borrower, the lenders parties thereto, and Regions Bank, as administrative agent.”
RMRegional Management Corp.
Regional Management Corp. amended Amendment No. 5 to Credit Agreement with JPMorgan Chase Bank, N.A., as administrative agent and Wells Fargo, acting through its Corporate Trust Services division, as account bank and backup servicer (effective 2024-03-29).
“On March 29, 2024, the Company and its wholly-owned subsidiary, Regional Management Receivables V, LLC (“ RMR V ”), entered into the Amendment No. 5 to Credit Agreement, dated as of March 29, 2024 (the “ RMR V Amendment ”), by and among the Company, as servicer, RMR V, as borrower, the lenders from time to time parties thereto, JPMorgan Chase Bank, N.A., as administrative agent and Wells Fargo, acting through its Corporate Trust Services division, including its successors and permitted assigns, as account bank and backup servicer.”
RMRegional Management Corp.
Regional Management Corp. amended Omnibus Amendment to Credit Agreement and Account Control Agreement and Consent with Wells Fargo Bank, National Association, as administrative agent, and Computershare Trust Company, N.A., as account bank and backup servicer (effective 2024-03-29).
“On March 29, 2024, Regional Management Corp. (the “ Company ”) and its wholly-owned subsidiary, Regional Management Receivables IV, LLC (“ RMR IV ”), entered into the Omnibus Amendment to Credit Agreement and Account Control Agreement and Consent, dated as of March 29, 2024 (the “ RMR IV Amendment ”), by and among the Company, as servicer, RMR IV, as borrower, the lenders party thereto, Wells Fargo Bank, National Association, a national banking association (“ Wells Fargo ”), as administrative agent, and Computershare Trust Company, N.A., a national banking association (as successor to Wells Fargo), acting through its Corporate Trust Services division, as account bank and backup servicer.”
HURATuHURA Biosciences, Inc./NV
TuHURA Biosciences, Inc./NV entered into Agreement and Plan of Merger with Kintara Therapeutics, Inc., Kayak Mergeco, Inc. (effective 2024-04-02).
“On April 2, 2024, Kintara Therapeutics, Inc. (“ Kintara ”), Kayak Mergeco, Inc., a wholly-owned subsidiary of Kintara incorporated in the State of Delaware (“ Merger Sub ”), and TuHURA Biosciences, Inc., a Delaware corporation (“ TuHURA ”), entered into an Agreement and Plan of Merger”
FGBIFirst Guaranty Bancshares, Inc.
First Guaranty Bancshares, Inc. entered into Subordinated Note Purchase Agreement with Smith & Tate Investment, L.L.C. valued at $30.0 million (effective 2024-03-28).
“On March 28, 2024, First Guaranty Bancshares, Inc. (the “Company”) entered into a Subordinated Note Purchase Agreement (the “Agreement”) with Smith & Tate Investment, L.L.C. (the "Purchaser"), a company controlled by Edgar Ray Smith III, a director of the Company. The Company issued a $30.0 million subordinated note (the “Note”) to the Purchaser in a private placement.”
QNTOQUAINT OAK BANCORP, INC.
QUAINT OAK BANCORP, INC. entered into Equity Purchase Agreement with JA Mitsui Leasing USA Holdings, Inc. (effective 2024-03-29).
“On March 29, 2024, Quaint Oak Bank (the “Bank”), a wholly owned subsidiary of Quaint Oak Bancorp, Inc. (“Quaint Oak” or the “Registrant”), as a majority equity owner of Oakmont Capital Holdings, LLC (“Oakmont Capital”), entered into an Equity Purchase Agreement, by and among JA Mitsui Leasing USA Holdings, Inc. (“Buyer”), the owners of the equity securities of Oakmont Capital (“Sellers”), and solely for certain limited purposes, Oakmont Capital (the “Agreement”).”
Casa Systems Inc
Casa Systems Inc entered into Cable Stalking Horse Asset Purchase Agreement with Vecima Technology Inc. valued at Sale of cable and broadband business assets for $20,000,000, subject to reductions, expense reimburs (effective 2024-04-02).
“On April 2, 2024, the Company and certain of its subsidiaries entered into a “stalking horse” asset purchase agreement with Vecima Technology Inc. (“Vecima”), providing for the sale and purchase of certain assets related to the Debtors’ cable and broadband business units (the “Cable Stalking Horse APA”).”
Casa Systems Inc
Casa Systems Inc entered into Cloud/RAN Asset Purchase Agreement with Lumine Group US Holdco Inc. valued at Sale of cloud-native software portfolio and radio access networks business for $15,000,000, subject (effective 2024-04-02).
“On April 2, 2024, the Company and certain of its subsidiaries entered into an asset purchase agreement with Lumine Group US Holdco Inc. (“Lumine”) providing for the sale and purchase of the Debtors’ cloud-native software portfolio, radio access networks business and related assets (the “Cloud/RAN APA”).”
Casa Systems Inc
Casa Systems Inc entered into Restructuring Support Agreement with Consenting Superpriority Term Loan Lenders and Consenting Stub Lenders (collectively, Consenting Term Loan Lenders) valued at Restructuring Support Agreement; transactions include chapter 11 cases, cash collateral use, asset s (effective 2024-04-02).
“On April 2, 2024, Casa Systems, Inc. (the “Company”) entered into a Restructuring Support Agreement (including all exhibits thereto, collectively, the “RSA”) with (i) certain of its affiliates (as set forth in the RSA, and together with the Company, the “Company Parties”), (ii) certain lenders (the “Consenting Superpriority Term Loan Lenders”) under that certain Superpriority Credit Agreement, dated as of June 15, 2023 (as amended, the “Superpriority Credit Agreement”); and (iii) certain lenders (the “Consenting Stub Lenders” and together with the Consenting Superpriority Term Loan Lenders, the “Consenting Term Loan Lenders”) under that certain Credit Agreement, dated as of December 20, 2016 (as amended, the “2016 Credit Agreement” and together with the Superpriority Credit Agreement, the “Credit Agreements”).”
LVSLAS VEGAS SANDS CORP
LAS VEGAS SANDS CORP terminated Revolving Credit Agreement, dated as of August 9, 2019 with the lenders and issuing banks party thereto, and Scotiabank, as administrative agent (effective 2024-04-03).
“On the Closing Date, in connection with the entry into the Revolving Credit Agreement as described in Item 1.01 above, the Borrower terminated and repaid all outstanding obligations under the then-existing Revolving Credit Agreement, dated as of August 9, 2019 (as amended, restated, amended and restated, supplemented or otherwise modified prior to the Closing Date) with the lenders and issuing banks party thereto, and Scotiabank, as administrative agent.”
LVSLAS VEGAS SANDS CORP
LAS VEGAS SANDS CORP entered into Revolving Credit Agreement with the lenders and issuing banks from time to time party thereto and The Bank of Nova Scotia (Scotiabank), as administrative agent, swingline lender and an issuing bank valued at $1.5 billion (effective 2024-04-03).
“On April 3, 2024 (the “Closing Date”), Las Vegas Sands Corp. (the “Borrower”) entered into a Revolving Credit Agreement (the “Revolving Credit Agreement”), with the lenders and issuing banks from time to time party thereto and The Bank of Nova Scotia (“Scotiabank”), as administrative agent (in such capacity, the “Administrative Agent”), swingline lender and an issuing bank.”
Astra Energy, Inc.
Astra Energy, Inc. entered into Joint Venture Agreement with Powertron Global LLC valued at Revenue sharing: 55% to Powertron, 45% to Astra; 5% royalty to Holcomb Energy Systems; $50,000/MW li (effective 2024-03-22).
“On March 22, 2024, Astra Energy Inc. (" Astra " or the “ Company ”) through a subisidary entered into a Joint Venture Agreement (the " Agreement ") with Powertron Global LLC (" Powertron "). Pursuant to the Agreement, Astra and Powertron will partner to sell or resell power and engage on a non-exclusive basis in the sale of the Holcomb Energy Systems LLC In-line power generator products and services to the end user for use in the waste-to-energy marketplace. In consideration of the Agreement: · Powertron Global LLC will receive 55% of the gross revenue from the power savings and/or power magnification; and · Astra Energy Inc. through a subsidiary will receive 45% of the gross revenue of power savings and/or magnification; and · Holcomb Energy Systems LLC will receive a 5% royalty on gross income from the joint venture; and · A license fee for each project will be calculated at $50,000 per megawatt for each project to a maximum of $1 million. Powertron will make a non-refundable good fa”
ARCCARES CAPITAL CORP
ARES CAPITAL CORP amended SMBC Amendment with Sumitomo Mitsui Banking Corporation (effective 2024-03-28).
“On March 28, 2024, Ares Capital Corporation (the “Registrant”) and Ares Capital JB Funding LLC, a wholly owned subsidiary of the Registrant (“ACJB LLC”), entered into an amendment (the “SMBC Amendment”) to the documents governing ACJB LLC’s revolving funding facility (the “SMBC Funding Facility”) with Sumitomo Mitsui Banking Corporation and each of the other parties thereto.”
ARESAres Management Corp
Ares Management Corp amended Amendment No. 12 with JPMorgan Chase Bank, N.A. (as agent) and the lenders party thereto valued at $1,400,000,000 (effective 2024-03-28).
“On March 28, 2024, Ares Holdings L.P., a Delaware limited partnership (“Ares Holdings” or the “Borrower”) and certain subsidiaries of Ares Management Corporation (the “Company”) entered into Amendment No. 12 (the “Credit Facility Amendment”) to the Sixth Amended and Restated Credit Agreement, dated as of April 21, 2014 (as amended through and including the Credit Facility Amendment, the “Credit Agreement”), by and among the Borrower, the guarantors party thereto, the lenders party thereto and JPMorgan Chase Bank, N.A., as agent.”
REEDREED'S, INC.
REED'S, INC. amended Amendment with each holder of its 10% Secured Convertible Notes and Wilmington Savings Fund Society, FSB (effective 2024-04-01).
“On April 1, 2024, Reed’s, a Delaware corporation (“Reed’s” or the “company”), each holder of its 10% Secured Convertible Notes (the “Notes”) and Wilmington Savings Fund Society, FSB, holder representative and collateral agent, entered into an Amendment (“Amendment”) to Limited Waiver, Deferral, and Amendment and Restatement Agreement dated February 12, 2024”
GSITGSI TECHNOLOGY INC
GSI TECHNOLOGY INC entered into the Agreement with D.R. Stephens & Company, LLC valued at $11.85 million (effective 2024-04-02).
“On April 2, 2024, GSI Technology, Inc. (the “Company”) entered into a purchase and sale agreement (the “Agreement”) with D.R. Stephens & Company, LLC, as purchaser, to sell the Company’s 1213 Elko Drive property in Sunnyvale, California (the “Sunnyvale Property”) for $11.85 million in cash.”
HBIOHARVARD BIOSCIENCE INC
HARVARD BIOSCIENCE INC amended Third Amendment with Citizens Bank, N.A. (effective 2024-03-28).
“On March 28, 2024, Harvard Bioscience, Inc. (the “Company”) entered into a third amendment (the “Third Amendment”) to the Credit Agreement (the “Credit Agreement”), dated as of December 22, 2020, among the Company, the lenders party thereto (the “Lenders”), and Citizens Bank, N.A., as the administrative agent”
RGCORGC RESOURCES INC
RGC RESOURCES INC amended Amendment with Pinnacle Bank valued at $25,000,000 (effective 2024-03-31).
“On March 31, 2024, Roanoke Gas Company, the utility subsidiary of RGC Resources, Inc. (“Resources”), entered into an Amendment to the Promissory Note and Loan Agreement ("Amendment") with Pinnacle Bank ("Pinnacle").”
INVEIdentiv, Inc.
Identiv, Inc. entered into Stock and Asset Purchase Agreement with Hawk Acquisition, Inc. valued at $145 million (effective 2024-04-02).
“On April 2, 2024, Identiv, Inc. (“Identiv”), entered into a Stock and Asset Purchase Agreement (the “Purchase Agreement”) with Hawk Acquisition, Inc., a Delaware corporation (“Buyer”).”
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP terminated Revolving Credit Agreement with Toyota Motor Sales, U.S.A, Inc. (effective 2024-04-01).
“The Intercompany Credit Agreement replaces the Revolving Credit Agreement, dated as of April 1, 2023, between TMCC and TMS, which was terminated on April 1, 2024.”
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP entered into Intercompany Credit Agreement with Toyota Motor Sales, U.S.A, Inc. valued at $5,000,000,000 (effective 2024-04-01).
“On April 1, 2024, Toyota Motor Credit Corporation, a California corporation (“TMCC”), as borrower, entered into a revolving credit agreement (the “Intercompany Credit Agreement”) with Toyota Motor Sales, U.S.A, Inc., a California corporation (“TMS”), as lender, providing for a revolving credit facility with aggregate lending commitments of up to $5,000,000,000.”
SLBSLB LIMITED/NV
SLB LIMITED/NV entered into Agreement and Plan of Merger with ChampionX Corporation (effective 2024-04-02).
“On April 2, 2024, Schlumberger Limited (“SLB”), a Curaçao corporation, and its indirect, wholly owned subsidiaries, Sodium Holdco, Inc., a Delaware corporation (“Holdco”), and Sodium Merger Sub, Inc., a Delaware corporation (“Merger Sub” and, together with SLB and Holdco, the “SLB Parties”), entered into an Agreement and Plan of Merger (the “Merger Agreement”) with ChampionX Corporation, a Delaware corporation (“ChampionX”), pursuant to which SLB will acquire ChampionX in an all-stock transaction.”
FOMO WORLDWIDE, INC.
FOMO WORLDWIDE, INC. entered into a asset purchase with EcoChem Alternative Fuels LLC valued at five million restricted Series B Preferred shares convertible into 50,000,000 common shares, an earn (effective 2024-04-01).
“On April 1, 2024, we entered into a definitive agreement to acquire the North American assets and operations of EcoChem Alternative Fuels LLC”
GLGLOBE LIFE INC.
GLOBE LIFE INC. entered into Second Amended and Restated Credit Agreement with Bank of America, N.A. as Administrative Agent, Swing Line Lender, and L/C Administrator, each Lender a party thereto valued at $1,000,000,000 (effective 2024-03-29).
“On March 29, 2024, Globe Life Inc. (“Globe Life”) and its subsidiary TMK Re Ltd. (“TMK”) entered into a Second Amended and Restated Credit Agreement among Bank of America, N.A. (“BofA), as Administrative Agent, Swing Line Lender, and L/C Administrator, each Lender from time to time a party thereto, Globe Life, as the Borrower, and TMK as a Loan Party”
ASSTStrive, Inc.
Strive, Inc. amended Third Amendment to Amended and Restated Closing Agreement with Triton Funds LP (effective 2024-03-29).
“Under a Third Amendment to Amended and Restated Closing Agreement (the “Third Triton Amendment”), dated as of March 29, 2024, the Company and Triton agreed to amend the Amended A&R Closing Agreement to provide that the Amended A&R Closing Agreement will expire on April 30, 2024, instead of March 31, 2024.”
Fathom Digital Manufacturing Corp
Fathom Digital Manufacturing Corp entered into Promissory Note with CORE Industrial Partners Fund I, L.P. valued at up to $2.5 million (effective 2024-04-01).
“On April 1, 2024, Fathom Manufacturing, LLC (the “Borrower”), an indirect wholly-owned subsidiary of Fathom Digital Manufacturing Corporation (the “Company”), entered into an Unsecured Promissory Note (the “Promissory Note”) in favor of CORE Industrial Partners Fund I, L.P. (the “Lender”),”
VELOVelo3D, Inc.
Velo3D, Inc. entered into Letter Agreement with High Trail Investments ON LLC and an affiliated institutional investor (effective 2024-03-31).
“the Company also entered into a letter agreement, dated as of March 31, 2024 (the “Letter Agreement”), with the Investors pursuant to which the Company issued to the Investors warrants (the “Warrants”) to purchase 21,949,079 shares of the Company’s common stock”
VELOVelo3D, Inc.
Velo3D, Inc. amended Second Note Amendment with High Trail Investments ON LLC and an affiliated institutional investor valued at $5.5 million (effective 2024-03-31).
“Velo3D, Inc. (the “Company”) entered into a second note amendment, dated as of March 31, 2024 (the “Second Note Amendment”), to its senior secured notes due 2026 (as amended, the “Notes”) with High Trail Investments ON LLC and an affiliated institutional investor (the “Investors”) and U.S. Bank Trust Company, National Association, as trustee.”
SRZNSurrozen, Inc./DE
Surrozen, Inc./DE entered into Securities Purchase Agreement with certain institutional investors and management valued at aggregate gross proceeds of approximately $17.5 million (effective 2024-04-01).
“On April 1, 2024, Surrozen, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”), with certain institutional investors (the “Investors”) and management (together with the Investors, the “Purchasers”)”
View, Inc.
View, Inc. entered into DIP Term Sheet with Cantor Fitzgerald Securities and the DIP Lenders valued at up to $17,500,000 (effective 2024-04-02).
“Pursuant to a term sheet dated April 2, 2024 (the “DIP Term Sheet”), by and among the Company, as Borrower, the other Debtors, as guarantors, Cantor Fitzgerald Securities, as administrative agent (“Cantor” or “DIP Agent”), and the lenders party thereto (the “DIP Lenders”), and in connection with the Chapter 11 Cases and the RSA, the DIP Lenders have agreed to provide a priming, senior secured, superpriority debtor-in-possession delayed draw term loan facility (the “DIP Facility”) in an aggregate principal amount equal to up to $17,500,000”
View, Inc.
View, Inc. entered into Restructuring Support Agreement with Consenting Creditors and Consenting Non-Debtor Guarantors (effective 2024-04-02).
“On April 2, 2024, View, Inc. (the “Company” or “View”), View Operating Corporation and Iotium, Inc. (together with the Company, the “Debtors”) entered into a Restructuring Support Agreement (including all exhibits thereto, the “RSA”)”
Applied UV, Inc.
Applied UV, Inc. entered into Registration Rights Agreement with the Purchasers (effective 2024-03-27).
“Pursuant to the Registration Rights Agreement entered into between the Company and the Purchasers on March 27, 2024 (the “Registration Rights Agreement”),”
Applied UV, Inc.
Applied UV, Inc. entered into Placement Agency Agreement with Aegis Capital Corp. (the "Placement Agent") (effective 2024-03-27).
“On March 27, 2024, the Company also entered into a placement agency agreement (the “Placement Agency Agreement”) with Aegis Capital Corp. (the “Placement Agent”) as the exclusive placement agent in connection with the offering.”
Applied UV, Inc.
Applied UV, Inc. entered into Securities Purchase Agreement with certain institutional investors (the "Purchasers") (effective 2024-03-27).
“On March 27, 2024, Applied UV, Inc., a Nevada corporation (the “Company”), entered into a securities purchase agreement (the “Securities Purchase Agreement”) with certain institutional investors (the “Purchasers”)”
Kiromic Biopharma, Inc.
Kiromic Biopharma, Inc. entered into Exchange Agreement with the holder of promissory notes of the Company (the “Holder”) valued at $8 million (effective 2024-03-28).
“On March 28, 2024, Kiromic BioPharma, Inc. (the “Company”) entered into an Exchange Agreement (the “Exchange Agreement”) with the holder of promissory notes of the Company (the “Holder”) pursuant to which the Holder agreed to exchange aggregate principal amount of $8 million of the Company’s 25% Senior Secured Convertible Promissory Notes (the “Exchange Notes”) for 8,000 shares of Series D Convertible Voting Preferred Stock (the “Series D Preferred Stock”).”
HPKHighPeak Energy, Inc.
HighPeak Energy, Inc. amended First Amendment to Credit Agreement with Fifth Third Bank, National Association, as administrative agent, the guarantors party thereto and the lenders party thereto valued at from $75 million to $100 million (effective 2024-03-29).
“On March 29, 2024, HighPeak Energy, Inc. (the “Company”), as borrower, Fifth Third Bank, National Association, as administrative agent, the guarantors party thereto and the lenders party thereto entered into that certain First Amendment to Credit Agreement (the “Credit Agreement Amendment”), which upon effectiveness, amended that certain Credit Agreement, dated as of November 1, 2023”
Fresh2 Group Ltd
Fresh2 Group Ltd amended Securities Purchase Agreement with an institutional investor (effective 2024-03-27).
“resh2 Group Limited (the “Company”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) with an institutional investor (the “Investor”) to purchase (i) $400,000 of its convertible notes and warrants to purchase”
APHPAmerican Picture House Corp
American Picture House Corp entered into Senior Loan Agreement with PNP Movie, LLC valued at Ninety Seven Thousand Four Hundred Seventy-Five U.S. Dollars (US $97,475) (effective 2024-03-27).
“On March 27, 2024, American Picture House Corporation, a Wyoming corporation (the “Company”), entered into an agreement with PNP Movie, LLC (“Senior Loan Agreement”), deemed effective as of March 27, 2024, whereby the Company agreed to contribute funds in the form of a senior loan (the “Loan”) to PNP Movie, LLC in the amount of Ninety Seven Thousand Four Hundred Seventy-Five U.S. Dollars (US $97,475) for the purpose of financing pre- production funds for the feature length motion picture “People Nor Places” to be produced by PNP Movie, LLC.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.