Material Agreements

Lodging Fund REIT III, Inc. terminated Original Lakewood Loan.

“The Borrower used the proceeds of the New Lakewood Loan to repay the Original Lakewood Loan described in Item 1.02 above.”

Lodging Fund REIT III, Inc. entered into New Lakewood Guaranty with New Lakewood Lender.

“Norman Leslie, a director and executive officer of the Company, entered into a Guaranty (the “New Lakewood Guaranty”) with the New Lakewood Lender to guarantee payment when due of the principal amount of indebtedness outstanding, including accrued interest and collection costs and expenses, as further described in the New Lakewood Guaranty.”

Lodging Fund REIT III, Inc. entered into New A-1 Lakewood Loan with the A-1 Lender valued at an amount up to $4,896,801 (effective 2024-03-27).

“On March 27, 2024, pursuant to the Loan Agreement dated as of March 27, 2024, the Operating Partnership entered into a new loan in an amount up to $4,896,801 (the “New A-1 Lakewood Loan”) with the A-1 Lender, an affiliate of the Company’s Advisor.”

ChampionX Corp entered into Agreement and Plan of Merger with Schlumberger Limited valued at Each share of ChampionX common stock will be converted into 0.735 shares of SLB common stock (effective 2024-04-02).

“On April 2, 2024, ChampionX Corporation, a Delaware corporation, (“ ChampionX ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) with Schlumberger Limited, a Curaçao corporation (“ SLB ”), Sodium Holdco, Inc., a Delaware corporation and indirect wholly owned subsidiary of SLB, (“ Sodium US ”), and Sodium Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of SLB and Sodium US (“ Merger Sub ”), pursuant to which Merger Sub will be merged with and into ChampionX (the “ Merger ”, together with the other transactions contemplated by the Merger Agreement, the “ Transactions ”), with ChampionX surviving the Merger as an indirect wholly owned subsidiary of SLB.”

Landsea Homes Corp entered into Indenture with U.S. Bank Trust Company, National Association valued at $300.0 million (effective 2024-04-01).

“On April 1, 2024, Landsea Homes Corporation, a Delaware corporation (the “ Company ”), completed the sale to certain purchasers (the “ Offering ”) of $300.0 million in aggregate principal amount of 8.875% Senior Notes due 2029 (the “ Notes ”).”

CapStar Financial Holdings, Inc. entered into Supplemental Indenture No. 1 with UMB Bank, National Association valued at Old National assumed all obligations under Subordinated Notes and Indenture (effective 2024-04-01).

“on April 1, 2024 (the “ Closing Date ”), CapStar, Old National and UMB Bank, National Association (“ UMB Bank ”) entered into that certain Supplemental Indenture No. 1 to the Indenture, dated as of June 29, 2020, by and between CapStar and UMB Bank (the “ Indenture ”), pursuant to which Old National assumed all of the obligations of CapStar under the Subordinated Notes (as defined in the Indenture) and the Indenture.”

Gritstone bio, Inc. entered into Underwriting Agreement with TD Securities (USA) LLC and Evercore Group L.L.C. valued at Issuance and sale of shares and warrants; combined purchase price of $1.50 per Share and Accompanyin (effective 2024-04-01).

“On April 1, 2024, Gritstone bio, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with TD Securities (USA) LLC and Evercore Group L.L.C., as representatives of the several underwriters named therein (the “Underwriters”), pursuant to which the Company agreed to issue and sell (i) 8,333,333 shares of common stock (“Shares”) and accompanying common warrants (the “Accompanying Warrants”) to purchase up to 8,333,333 shares of common stock at a per share exercise price of $1.65 (the “Accompanying Warrant Shares”) (provided, however, that the purchaser may elect to exercise the Accompanying Warrants for pre-funded warrants (the “Accompanying Pre-Funded Warrants”) to purchase shares of common stock (the “Accompanying Pre-Funded Warrant Shares”) in lieu of shares of common stock at an exercise price of $1.65 minus $0.0001, the exercise price of each Accompanying Pre-Funded Warrant), at a combined purchase price of $1.50 per Share and Accompanying Warran”

Daseke, Inc. terminated Fifth Amended and Restated Revolving Credit and Security Agreement with PNC Bank, National Association, as agent.

“(ii) the Fifth Amended and Restated Revolving Credit and Security Agreement, dated February 27, 2017 and as amended, restated, supplemented or otherwise modified from time to time prior to the Closing Date, by and among the Company, as the guarantor, Daseke Companies, Inc. and certain of its subsidiaries from time to time party thereto, as borrowers, the financial institutions from time to time party thereto as lenders, and PNC Bank, National Association, as agent for such lenders”

Daseke, Inc. terminated Term Loan Agreement with JPMorgan Chase Bank, N.A., as administrative agent and collateral agent.

“borrowings outstanding under the following agreements were repaid in full and all obligations and guarantees thereunder were discharged and all liens granted in connection therewith were released: (i) the Term Loan Agreement, dated as of February 27, 2017 and as amended, restated, supplemented or otherwise modified from time to time prior to the Closing Date, by and among the Company, as a guarantor, Daseke Companies, Inc. (a wholly owned subsidiary of the Company), as the borrower, the Company subsidiaries from to time to time party thereto as guarantors, the financial institutions from time to time party thereto as lenders and JPMorgan Chase Bank, N.A. (as successor to Credit Suisse AG, Cayman Islands Branch), as administrative agent and collateral agent”

Greenwave Technology Solutions, Inc. entered into exchange agreement with DWM Properties LLC valued at $10,000,000 (effective 2024-03-29).

“On March 29, 2024, Greenwave Technology Solutions, Inc., a Delaware corporation (the “Company”), entered into an exchange agreement with DWM Properties LLC (the “Holder”), whereby the Company and Holder agreed to exchange $10,000,000 of that certain Secured Promissory Note, dated July 31, 2023, issued by the Company to the Holder for shares of the Company’s newly created Series D Convertible Preferred Stock (the “Preferred Stock”).”

BIORA THERAPEUTICS, INC. entered into Purchase Agreement with certain institutional and accredited investors valued at approximately $6 million (effective 2024-03-31).

“On March 31, 2024, Biora Therapeutics, Inc. (the “Company”) entered into a securities purchase agreement with certain institutional and accredited investors (the “Purchase Agreement”)”

Delek Logistics Partners, LP amended Fourth Amendment with Fifth Third Bank, National Association valued at $100,000,000 (effective 2024-03-29).

“On March 29, 2024, Delek Logistics Partners, LP (the “Partnership”), and certain of its subsidiaries (together with the Partnership, the “Borrowers”) and certain other of its subsidiaries, as guarantors (together, the “Guarantors”) entered into a Fourth Amendment to that certain Fourth Amended and Restated Credit Agreement, dated as of October 13, 2022 (as amended, supplemented or otherwise modified, the “DKL Credit Agreement”) with Fifth Third Bank, National Association, as Administrative Agent, and the lenders from time to time party thereto (the “Amendment”).”

MARRIOTT VACATIONS WORLDWIDE Corp amended Incremental Facility Amendment and Amendment No. 3 with JPMorgan Chase Bank, N.A., as administrative agent and collateral agent, and the lenders party thereto valued at $800 million (effective 2024-04-01).

“On April 1, 2024, Marriott Vacations Worldwide Corporation (“MVW”), Marriott Ownership Resorts, Inc. (“MORI”) and certain other of MVW’s subsidiaries entered into an Incremental Facility Amendment and Amendment No. 3 (the “2024 Amendment”) to the Credit Agreement, dated as of August 31, 2018, among MVW, MORI, JPMorgan Chase Bank, N.A., as administrative agent and collateral agent, and the lenders party thereto (the “Credit Agreement”).”

Trinseo PLC amended Deed of Amendment, Restatement and Accession with Styron Receivables Funding Designated Activity Company, Regency Assets Designated Activity Company, HSBC Bank plc, TMF Administration Services Limited, The Law Debenture Trust Corporation P.L.C. valued at $150,000,000 borrowing limit, fixed interest charges 1.65% then 3.5% (effective 2024-03-28).

“On March 28, 2024, Trinseo Ireland Global IHB Limited, an indirect wholly owned subsidiary of Trinseo PLC (the “Company”) entered into an Deed of Amendment, Restatement and Accession with Styron Receivables Funding Designated Activity Company, Regency Assets Designated Activity Company, HSBC Bank plc, TMF Administration Services Limited and The Law Debenture Trust Corporation P.L.C. and other indirect wholly owned subsidiaries of the Company named therein (the “Deed of Amendment”).”

Otter Tail Corp entered into Note Purchase Agreement with the purchasers named therein valued at $120,000,000 aggregate principal amount (effective 2024-03-28).

“On March 28, 2024, Otter Tail Power Company (the “Company”), a wholly owned subsidiary of Otter Tail Corporation (“OTC”), entered into a Note Purchase Agreement (the “Note Purchase Agreement”) with the purchasers named therein (the “Purchasers”), pursuant to which the Company issued to the Purchasers, in a private placement transaction, $120,000,000 aggregate principal amount of the Company’s senior unsecured notes”

Nixxy, Inc. amended Amendment to Technology License and Commercialization Agreement with GoLogiq, Inc. (effective 2024-03-28).

“This Amendment to Independent Contractor Agreement (this “ Amendment ”) is entered into as of March 28, 2024 (the “ Effective Date ”), by and between GoLogiq, Inc., a Nevada corporation (“ GoLogiq ”, “ GOLQ ”, or “ Licensor ”) and Recruiter.com Group, Inc., a Nevada corporation (“ Recruiter ”,“ RCRT ”, the “ Company ”, or “ Licensee ”) with respect to the Technology License And Commercialization Agreement dated February 23, 2024 (the “Original Agreement”).”

OptimizeRx Corp amended Financing Agreement with Blue Torch Finance, LLC valued at Amendment No. 1 to the Financing Agreement extended the Financial Reporting Due Date to April 15, 20 (effective 2024-03-29).

“On March 29, 2024, OptimizeRx Corporation (the “Company”) entered into Amendment No. 1 to the Financing Agreement (the “Amendment”) which amends the Financing Agreement, dated as of October 11, 2023 (as amended, restated, supplemented or otherwise modified from time to time, the “Financing Agreement”) between the Company, the lenders from time to time party thereto (the “Lenders”) and Blue Torch Finance, LLC, a Delaware limited liability company (“Blue Torch”), as collateral agent and administrative agent for the Lenders.”

Quest Resource Holding Corp amended PNC Fourth Amendment with PNC Bank, National Association valued at Extended maturity date, adjusted interest rate, charged certain fees, increased Revolving Credit Com (effective 2024-03-29).

“On March 29, 2024, the Company and certain of its domestic subsidiaries entered into an amendment (the "PNC Fourth Amendment") to that certain Loan, Security and Guaranty Agreement, dated as of August 5, 2020 (as amended by that the Joinder and First Amendment, dated as of October 19, 2020, as amended by the Joinder and Second Amendment, dated as of December 7, 2021, as amended by the Third Amendment to Loan, Security and Guaranty Agreement, dated as of December 2, 2022, and as may be further amended restated, supplemented or otherwise modified from time to time, the "PNC Loan Agreement"), with PNC Bank, National Association, successor to BBVA USA, as a lender, and as administrative agent, collateral agent, and issuing bank, to, among other things, extend the maturity date, adjust the rate of interest, charge certain fees, increase the amount of Revolving Credit Commitments (as defined in the PNC Loan Agreement) and provide for an equipment term loan line of up to $5 million.”

Quest Resource Holding Corp amended Monroe Fifth Amendment with Monroe Capital Management Advisors, LLC valued at Changed termination date to October 19, 2026 (effective 2024-03-29).

“On March 29, 2024, Quest Resource Holding Corporation (the "Company") and certain of its domestic subsidiaries entered into an amendment (the "Monroe Fifth Amendment") to that certain Credit Agreement, dated as of October 19, 2020 (as amended by that certain First Amendment to Credit Agreement, dated as of September 3, 2021, that certain Second Amendment to Credit Agreement, dated as of December 1, 2021, that certain Third Amendment to Credit Agreement, dated as of December 7, 2021, that certain Letter Agreement, dated as of August 9, 2022, as further amended by that certain Fourth Amendment to Credit Agreement, dated as of December 2, 2022, and as may be further amended, restated, supplemented, or otherwise modified from time to time, the "Monroe Credit Agreement"), with Monroe Capital Management Advisors, LLC, as administrative agent for the lenders thereto (the "Lenders") and the Lenders.”

SILVER STAR PROPERTIES REIT, INC entered into Junior Loan Agreement with RMWC Silver Star Lending LLC valued at $15,000,000 (effective 2024-03-27).

“On March 27, 2024, CRE and CRE II, as co-borrowers, and RMWC Silver Star Lending LLC (“Junior Lender”) entered into a junior term loan agreement (“Junior Loan Agreement”).”

SILVER STAR PROPERTIES REIT, INC entered into Senior Loan Agreement with BSPRT CRE Finance, LLC valued at $120,000,000 (effective 2024-03-27).

“On March 27, 2024, CRE and CRE II, as co-borrowers, and BSPRT CRE Finance, LLC (“Senior Lender”) entered into a term loan agreement (“Senior Loan Agreement”).”

INVO Fertility, Inc. entered into Purchase Agreement with Triton Funds LP valued at up to $850,000 (effective 2024-03-27).

“On March 27, 2024, INVO Bioscience, Inc., a Nevada corporation (the “ Company ”) entered into a purchase agreement (the “ Purchase Agreement ”) with Triton Funds LP (“ Triton ”), pursuant to which the Company agreed to sell, and Triton agreed to purchase, upon the Company’s request in one or more transactions, up to 1,000,000 shares of the Company’s common stock, par value $0.0001 per share, providing aggregate gross proceeds to the Company of up to $850,000.”

Quality Industrial Corp. entered into Stock Purchase Agreement with shareholders of Al Shola Al Modea Gas Distribution LLC valued at $10,000,000 (Ten Million USD) (effective 2024-03-27).

“As of March 27, 2024, we entered into a definitive Stock Purchase Agreement (the “Purchase Agreement”) with the shareholders of Al Shola Al Modea Gas Distribution LLC (“ASG” or “Al Shola Gas”) to acquire a 51% interest in ASG.”

SUTRO BIOPHARMA, INC. entered into Investment Agreement with Ipsen Biopharmaceuticals, Inc. (USA) valued at Ipsen Biopharmaceuticals, Inc. (USA) agreed to purchase 4,827,373 shares of the Company’s common sto (effective 2024-03-29).

“Ipsen Biopharmaceuticals, Inc. (USA) (the “ Investor ”), a fully-owned Affiliate of Ipsen, agreed to purchase 4,827,373 shares of the Company’s common stock (the “ Company Share Issuance ”) for $25 million, at a price per share representing a 17% premium to the volume weighted average price (“ VWAP ”) of the Company’s common stock for the twenty trading day period prior to the parties’ execution of the License Agreement, in accordance with the terms set forth in a certain investment agreement by and between the Company and the Investor dated March 29, 2024 (the “ Investment Agreement ”) and attached as Appendix B to the License Agreement.”

SUTRO BIOPHARMA, INC. entered into Exclusive License Agreement with Ipsen Pharma SAS valued at $50 million upfront license fee; $25 million investment for 4,827,373 shares; up to $7 million devel (effective 2024-03-29).

“On March 29, 2024, Sutro Biopharma, Inc. (the “ Company ”) and Ipsen Pharma SAS (“ Ipsen ”) entered into an Exclusive License Agreement (the “ License Agreement ”) pursuant to which the Company will license to Ipsen, on an exclusive basis, the right to research, develop, manufacture and commercialize STRO-003.”

SUTRO BIOPHARMA, INC. entered into Underwriting Agreement with BofA Securities, Inc. (effective 2024-04-02).

“On April 2, 2024, Sutro Biopharma, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with BofA Securities, Inc., as representative of the several underwriters named therein (the “Underwriter”), pursuant to which the Company agreed to issue and sell 14,478,764 shares of its common stock (the “Shares”) to the Underwriter (the “Offering”).”

ONCOR ELECTRIC DELIVERY CO LLC entered into Note Purchase Agreement with the purchasers named therein valued at $100,000,000 aggregate principal amount of 5.00% Senior Secured Notes, Series F, due May 1, 2029 and (effective 2024-03-27).

“On March 27, 2024, Oncor Electric Delivery Company LLC (“Oncor”) entered into a Note Purchase Agreement (the “Note Purchase Agreement”) with the purchasers named therein, which provides for the issuance by Oncor of certain senior secured notes.”

DH ENCHANTMENT, INC. entered into Share Exchange Agreement with OLS Asia Corporation and certain Investors (effective 2024-03-29).

“On March 29, 2024, the Issuer entered into a Share Exchange Agreement (the “Share Exchange Agreement”) with OLS Asia Corporation, a British Virgin Island corporation (“Buyippee”), and certain Investors”

BRAINSTORM CELL THERAPEUTICS INC. amended Distribution Agreement with Leerink Partners LLC (effective 2024-04-02).

“On April 2, 2024, the Company entered into an amendment No. 1 to the Distribution Agreement (“Amendment No. 1”) pursuant to which Leerink Partners ceased to be an agent under the Distribution Agreement.”

REED'S, INC. amended Amendment with Wilmington Savings Fund Society, FSB (effective 2024-04-01).

“On April 1, 2024, Reed’s, a Delaware corporation (“Reed’s” or the “company”), each holder of its 10% Secured Convertible Notes (the “Notes”) and Wilmington Savings Fund Society, FSB, holder representative and collateral agent, entered into an Amendment (“Amendment”) to Limited Waiver, Deferral, and Amendment and Restatement Agreement dated February 12, 2024 ("Waiver Agreement," as amended, by the Amendment the “Amended Waiver”).”

BRUKER CORP entered into Three- and Five-Year Term Loan Agreement with Bank of America, N.A. valued at CHF 150 million three-year term loan facility and CHF 150 million five-year term loan facility (effective 2024-04-02).

“The Three- and Five-Year Term Loan Agreement provides for a (i) CHF 150 million three-year term loan facility and (ii) CHF 150 million five-year term loan facility”

EDGEWELL PERSONAL CARE Co entered into Restatement Agreement with Bank of America, N.A. valued at $425,000,000 revolving facility commitments (effective 2024-04-02).

“On April 2, 2024 (the “ Restatement Date ”), Edgewell Personal Care Company (the " Company ") and certain subsidiaries of the Company entered into a Restatement Agreement (the " Restatement Agreement ") with Bank of America, N.A. as administrative agent and collateral agent (" BofA "), and the several lenders from time to time party thereto (together with BofA, the " Lenders" ), which amended and restated the Company’s Credit Agreement, dated as of March 28, 2020 (as previously amended by that certain Amendment No. 1 to Credit Agreement, dated as of February 6, 2023, and as otherwise amended, amended and restated, supplemented or otherwise modified prior to the Restatement Date, the “ Credit Agreement ”).”

TWIN DISC INC amended Amendment No. 10 to Credit Agreement with BMO Harris Bank, N.A. valued at $40,000,000 to $45,000,000 (effective 2024-04-01).

“On April 1, 2024, Twin Disc, Incorporated (the “Company”) entered into Amendment No. 10 to Credit Agreement (the “Tenth Amendment”) that amends and extends the Credit Agreement dated as of June 29, 2018, as amended (the “Credit Agreement”) between the Company and BMO Harris Bank, N.A. (the “Bank”).”

Callon Petroleum Co terminated Amended and Restated Credit Agreement dated as of October 19, 2022 with JPMorgan Chase Bank, N.A., as administrative agent valued at All commitments terminated and all indebtedness, liabilities and other obligations repaid in full (effective 2024-04-01).

“On April 1, 2024, concurrently and in connection with the Merger, Callon will have terminated all commitments, and caused to be repaid in full all indebtedness, liabilities and other obligations, under that certain Amended and Restated Credit Agreement, dated as of October 19, 2022 (as amended, restated, amended and restated, supplemented or otherwise modified prior to the date hereof, the “Callon Credit Agreement”), among Callon, JPMorgan Chase Bank, N.A., as administrative agent, and the Lenders party thereto from time to time.”

TAKE TWO INTERACTIVE SOFTWARE INC entered into Share Purchase Agreement with Gearbox Entertainment Company Holding AB valued at $460 million (effective 2024-03-27).

“On March 27, 2024, Take-Two Interactive Software, Inc., a Delaware corporation (the “ Company ”), entered into a Share Purchase Agreement (the “ Purchase Agreement ”) with Gearbox Entertainment Company Holding AB, a company organized under the laws of Sweden (“ Gearbox Seller ”), Embracer Group AB, a company organized under the laws of Sweden (“ Gearbox Parent ”) and Groundhog 2, LLC, a Delaware limited liability company and indirect wholly owned subsidiary of the Company (“ Buyer Sub ”).”

FINANCIAL INSTITUTIONS INC entered into Purchase Agreement with NFP Property & Casualty Services, Inc. valued at $27.0 million (effective 2024-04-01).

“On April 1, 2024, Financial Institutions, Inc. (NASDAQ: FISI) (the “Company”) entered into an Asset Purchase Agreement (the “Purchase Agreement”) pursuant to which the Company agreed to the sale of the assets of its wholly-owned subsidiary SDN Insurance Agency, LLC (“SDN”) (“Asset Purchase”) to NFP Property & Casualty Services, Inc. (“NFP”), a subsidiary of NFP Corp. Pursuant to the terms of the Purchase Agreement, at the closing of the Asset Purchase, which was also completed on April 1, 2024 (“Closing”), NFP paid a purchase price of $27.0 million in cash to the Company.”

ATLANTIC AMERICAN CORP amended First Amendment with Truist Bank (effective 2024-03-22).

“On March 22, 2024, Atlantic American Corporation (the “Company”) entered into a First Amendment (the “Amendment”) to its Revolving Credit Agreement (as amended, the “Credit Agreement”) with Truist Bank as the lender (the “Lender”).”

GARTNER INC terminated Existing Credit Agreement with JPMorgan Chase Bank, N.A., as administrative agent (effective 2024-03-26).

“On March 26, 2024, concurrently with the Company’s entry into the Credit Agreement described in Item 1.01 hereof, the Company terminated its existing Credit Agreement, dated as of September 28, 2020 (the “Existing Credit Agreement”), among the Company, as borrower, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent”

GARTNER INC entered into Credit Agreement with JPMorgan Chase Bank, N.A., as administrative agent valued at $1.0 billion (effective 2024-03-26).

“On March 26, 2024, the Company entered into a Credit Agreement (the “Credit Agreement”) among the Company, as borrower, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent”

New Mountain Guardian IV Income Fund, L.L.C. amended Facility Increase Letter Amendment with BMO Bank N.A. (formerly known as BMO Harris Bank N.A.) valued at $55,100,000 (effective 2024-03-26).

“On March 26, 2024, New Mountain Guardian IV Income Fund, L.L.C. (the “ Company ”) entered into a Facility Increase Letter Amendment (the “Amendment” ) to the Loan Authorization Agreement between the Company and BMO Bank N.A. (formerly known as BMO Harris Bank N.A.), dated June 29, 2023 (as amended from time to time, the “Loan Agreement” ).”

Golub Capital BDC 4, Inc. entered into DB Credit Facility with Deutsche Bank AG, New York Branch, as facility agent, the other agents party thereto, each of the entities from time to time party thereto as securitization subsidiaries and Deutsche Bank National Trust Company, as collateral agent and as collateral custodian valued at $250.0 million (effective 2024-03-28).

“On March 28, 2024 (the “Effective Date”), GBDC 4 Funding II LLC ( “GBDC 4 Funding”), a direct wholly-owned subsidiary of Golub Capital BDC 4, Inc. (the “Company”), entered into a loan financing and servicing agreement (the “DB Credit Facility”), with the Company, as equityholder and as servicer, the lenders from time to time parties thereto, Deutsche Bank AG, New York Branch, as facility agent, the other agents party thereto, each of the entities from time to time party thereto as securitization subsidiaries and Deutsche Bank National Trust Company, as collateral agent and as collateral custodian.”

KIDPIK CORP. entered into Agreement and Plan of Merger and Reorganization with Nina Footwear Corp. and Kidpik Merger Sub, Inc. (effective 2024-03-29).

“On March 29, 2024, Kidpik Corp., a Delaware corporation (“ Kidpik ”), entered into an Agreement and Plan of Merger and Reorganization (the “ Merger Agreement ”) with Nina Footwear Corp., a Delaware corporation (“ Nina Footwear ”), a brand specializing in women’s footwear, particularly in dress shoes and accessories for special occasions, and Kidpik Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Kidpik (“ Merger Sub ”).”

Calidi Biotherapeutics, Inc. amended 2024 Notes with an investor valued at $2.0 million convertible promissory note and $1.5 million convertible note (effective 2024-03-28).

“On March 28, 2024, the Company entered into the (i) first amendment to the First Note, and (ii) second amendment to the Second Note (collectively, the “Amendments”), pursuant to which the parties amended (A) the conversion price to mean the Initial Conversion Price (as defined in the 2024 Notes) until the one hundred and eightieth (180 th ) day from the issuance of the Convertible Notes and the Reset Conversion Price (as defined herein) thereafter; (B) the Reset Conversion Price to be 94.0% of the 10-day VWAP ending on the one hundred and eightieth (180 th ) day from the issuance of the 2024 Notes; (C) the terms relating to a mandatory conversion of the 2024 Notes to provide that in the event that we complete a financing (i) for at least $8 million in a registered offering or (ii) of at least $2 million with a non-affiliated purchaser at an effective price of at least 150% of the initial note conversion price, then the 2024 Notes will be subject to mandatory conversion on or after the”

Mister Car Wash, Inc. amended Amendment No. 5 with Hotshine Intermediateco, Inc., other guarantors, lenders, and Bank of America, N.A. as administrative and collateral agent valued at $925.0 million (effective 2024-03-27).

“On March 27, 2024, Mister Car Wash Holdings, Inc. (the "Borrower") entered into Amendment No. 5 to its Amended and Restated First Lien Credit Agreement with Hotshine Intermediateco, Inc. ("Holdings"), other guarantors, lenders, and Bank of America, N.A. ("BofA") as the successor administrative agent and collateral agent.”

GXO Logistics, Inc. entered into Revolving Credit Agreement with Bank of America N.A., as administrative agent and an issuing lender valued at $800 million (effective 2024-03-29).

“the Company entered into a Credit Agreement with the lenders and other parties from time to time party thereto and Bank of America N.A., as administrative agent and an issuing lender (the “Revolving Credit Agreement”).”

GXO Logistics, Inc. entered into Term Loan Credit Agreement with Bank of America N.A., as administrative agent valued at £250 million (effective 2024-03-29).

“GXO Logistics, Inc. (the “Company” or “GXO”), entered into a Term Loan Credit Agreement with the lenders and other parties from time to time party thereto and Bank of America N.A., as administrative agent (the “Term Loan Credit Agreement”).”

GCT Semiconductor Holding, Inc. entered into Convertible Promissory Note with a strategic investor (the 'Noteholder') valued at Principal amount of $5,000,000, convertible into Company Common Stock at $10.00 per share, interest (effective 2024-02-26).

“On February 26, 2024, GCT issued a convertible promissory note (the “Note”) to a strategic investor (the “Noteholder”) in the principal amount of $5,000,000. On or after the earlier of (i) six months from the issuance date of the Note and (ii) the closing of the Business Combination, the Noteholder may demand the Company to convert all principal and interests due under the Note into shares of Company Common Stock, at a conversion price of $10.00 per share. The Note matures on the second anniversary of the issuance date, and bears an interest rate of 5% per annum.”

GCT Semiconductor Holding, Inc. entered into 2024 Employee Stock Purchase Plan with Stockholders of Concord III valued at Approved and became effective GCT 2024 Employee Stock Purchase Plan (effective 2024-03-26).

“At the Special Meeting of stockholders of Concord III, the stockholders of Concord III considered and approved the GCT 2024 Employee Stock Purchase Plan (the “ESPP”). The ESPP was previously approved, subject to stockholder approval, by the Board of Directors of Concord III and became effective on the Closing Date.”

GCT Semiconductor Holding, Inc. entered into 2024 Incentive Plan with Stockholders of Concord III valued at Approved and became effective GCT 2024 Incentive Plan (effective 2024-03-26).

“At the Special Meeting of stockholders of Concord III, the stockholders of Concord III considered and approved the GCT 2024 Incentive Plan (the “Incentive Plan”). The Incentive Plan was previously approved, subject to stockholder approval, by the Board of Directors of Concord III and became effective on the Closing Date.”