Entry into or termination of material definitive agreements (Items 1.01/1.02).
Zoned Properties, Inc. amended First Amendment to the Absolute Net Lease Agreement with Rapid Fish, LLC (effective 2024-05-01).
“On May 1, 2024, ZP Woodward and Rapid Fish, LLC (the “Parties”), with individual Guarantors, Thomas Nafso and Ammar Kattoula (the “Guarantors”), entered into a First Amendment to the Absolute Net Lease Agreement (the “First Amendment”) pertaining to premises located at 23600-23634 Woodward Ave, Pleasant Ridge MI 48069.”
COGENT COMMUNICATIONS HOLDINGS, INC. entered into New Guarantor Supplemental Indentures with Sprint Solutions Wireline LLC (effective 2024-05-02).
“On the Closing Date, Cogent Group entered into a first supplemental indenture to each of the indentures governing the Existing Notes to add Sprint Solutions Wireline LLC as a guarantor of the Existing Notes (collectively, the "New Guarantor Supplemental Indentures")”
COGENT COMMUNICATIONS HOLDINGS, INC. entered into Guaranty with Cogent IPv4 Holdco LLC (effective 2024-05-02).
“The Notes are guaranteed by Cogent IPv4 Holdco LLC, a special-purpose entity and an indirect wholly owned subsidiary of the Company, as the Guarantor (the "Guarantor"), pursuant to a guaranty, dated as of the Closing Date (the "Guaranty")”
COGENT COMMUNICATIONS HOLDINGS, INC. entered into Series 2024-1 Supplement with Wilmington Trust, National Association valued at $206,000,000 aggregate principal amount of 7.924% secured IPv4 address revenue notes, Series 2024-1 (effective 2024-05-02).
“The Notes were issued pursuant to an indenture, dated as of the Closing Date (the "Base Indenture"), as supplemented by the Series 2024-1 Supplement thereto, dated as of the Closing Date (the "Series 2024-1 Supplement")”
COGENT COMMUNICATIONS HOLDINGS, INC. entered into Base Indenture with Wilmington Trust, National Association valued at $206,000,000 aggregate principal amount of 7.924% secured IPv4 address revenue notes, Series 2024-1 (effective 2024-05-02).
“The Notes were issued pursuant to an indenture, dated as of the Closing Date (the "Base Indenture"), as supplemented by the Series 2024-1 Supplement thereto, dated as of the Closing Date”
Applied Digital Corp. entered into Sales Agreement with Roth Capital Partners, LLC valued at $25,000,000 (effective 2024-05-06).
“On May 6, 2024, Applied Digital Corporation (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with Roth Capital Partners, LLC (the “Agent”), pursuant to which the Company may offer and sell, from time to time, through the Agent, up to $25,000,000 of shares of its common stock, par value $0.001 per share (the “Common Stock”).”
DZS INC. entered into Share Purchase Agreement with Casa Communications Holdings Pty Ltd (Administrators Appointed) valued at USD $7,000,000 (effective 2024-05-03).
“On May 3, 2024, DZS Inc., a Delaware corporation (the “ Company ”), entered into a Share Purchase Agreement (the “ Share Purchase Agreement ”) with Casa Communications Holdings Pty Ltd (Administrators Appointed) ACN 632 732 659, a private limited company registered in New South Wales, Australia (the “ Seller ”).”
TXNM ENERGY INC entered into Distribution Agreement with BofA Securities, Inc., Citigroup Global Markets Inc., MUFG Securities Americas Inc., RBC Capital Markets, LLC, Scotia Capital (USA) Inc. and Wells Fargo Securities, LLC, as Sales Agents; and Bank of America, N.A., Citibank, N.A., MUFG Securities EMEA plc, Royal Bank of Canada, The Bank of Nova Scoti valued at up to an aggregate sales price of $100 million (effective 2024-05-06).
“On May 6, 2024, PNM Resources, Inc. (the “Company”) entered into a Distribution Agreement (the “Distribution Agreement”) with BofA Securities, Inc., Citigroup Global Markets Inc., MUFG Securities Americas Inc., RBC Capital Markets, LLC, Scotia Capital (USA) Inc. and Wells Fargo Securities, LLC (each, a “Sales Agent” and collectively, the “Sales Agents”) and Bank of America, N.A., Citibank, N.A., MUFG Securities EMEA plc, Royal Bank of Canada, The Bank of Nova Scotia and Wells Fargo Bank, N.A., as Forward Purchasers (each, a “Forward Purchaser” and collectively, the “Forward Purchasers”), pursuant to which the Company may sell, from time to time, up to an aggregate sales price of $100 million of its common stock”
PERFICIENT INC entered into Agreement and Plan of Merger with Plano HoldCo, Inc. and Plano BidCo, Inc. valued at $76.00 (effective 2024-05-05).
“On May 5, 2024, Perficient, Inc., a Delaware corporation (the “ Company ” or “ Perficient ”), entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) with Plano HoldCo, Inc., a Delaware corporation (“ Parent ”), and Plano BidCo, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“ Merger Sub ”).”
Precipio, Inc. entered into Business Loan and Security Agreement with Altbanq Lending LLC. valued at $250,000 (effective 2024-05-01).
“On May 1, 2024, Precipio, Inc. (the “Company”) entered into a Business Loan and Security Agreement (the “Loan Agreement”), by and between the Company, as borrower, and Altbanq Lending LLC., as lender (the “Lender”) pursuant to which the Company obtained a loan from the Lender in the principal amount of $250,000”
WILLIS LEASE FINANCE CORP entered into Credit Agreement with a syndicate of banks including Bank of America, N.A. and BNP Paribas valued at $500 million (effective 2024-05-03).
“On May 3, 2024, Willis Warehouse Facility LLC (the “Borrower”), a wholly owned subsidiary of Willis Lease Finance Corporation (“WLFC” or the “Company”), entered into a Secured Credit Agreement by and among the Borrower, the lenders party thereto, Bank of Utah, not in its individual capacity but solely as Security Trustee and Administrative Agent, and Bank of America, N.A., as Facility Agent, dated as of May 3, 2024 (the “Credit Agreement”).”
Ainos, Inc. entered into Convertible Note and Warrant Purchase Agreement with ASE Test, Inc. valued at US$9,000,000 (effective 2024-05-03).
“On May 3, 2024, Ainos, Inc., a Texas corporation (“Ainos”, “we” or the “Company”), entered into a Convertible Note and Warrant Purchase Agreement (the “Agreement”) with ASE Test, Inc., Taiwanese company (“ASE Test”), pursuant to which the Company issued to ASE Test a convertible note in the aggregate principal amount of US$9,000,000.”
RCI HOSPITALITY HOLDINGS, INC. entered into Loan Agreement with Centennial Bank valued at $20.0 million (effective 2024-04-30).
“On April 30, 2024, our wholly-owned subsidiary RCI Holdings, Inc. (“RCI Holdings”) entered into and closed a term loan with Centennial Bank for $20.0 million (the “Loan”).”
STARZ ENTERTAINMENT CORP /CN/ entered into Exchange Agreement with certain holders of 5.500% Senior Notes due 2029 valued at approximately $383 million (effective 2024-05-02).
“On May 2, 2024, Lions Gate Entertainment Corp. (the “ Company ”) entered into an Exchange Agreement (together with all annexes and schedules thereto, the “ Exchange Agreement ”) with Lions Gate Capital Holdings 1, Inc. (“ LGCH1 ”), Lions Gate Capital Holdings LLC (“ LGCH ”, and together with the Company and LGCH1, the “ Company Parties ”) and certain holders of 5.500% Senior Notes due 2029 (the “ Existing Notes ”) previously issued by LGCH (such holders, the “ Noteholder Parties ”, and together with the Company Parties, the “ Parties ”) pursuant to which the Parties agreed to enter into a private exchange of the Noteholder Parties’ Existing Notes for new 5.500% Exchange Notes due 2029 (the “ New Notes ”) to be issued by LGCH1.”
EAGLE MATERIALS INC entered into Put Option Agreement with HM Southeast Cement LLC and Heidelberg Materials US, Inc. valued at $1,100,000,000.00 (effective 2024-05-01).
“On May 1, 2024, the Company and the TLCC Partners, on the one hand, and HM and HMSC, on the other hand, entered into a Put Option Agreement (the “ Put Option Agreement ”) that provides for the grant of reciprocal put options by the parties with respect to their 50% partnership interests in the Joint Venture.”
Steel Connect, Inc. amended Second Amendment to Credit Agreement with Umpqua Bank (effective 2024-05-01).
“On May 1, 2024, ModusLink Corporation (“ ModusLink ”), a wholly-owned subsidiary of Steel Connect, Inc., entered into a Second Amendment to Credit Agreement (the “ Second Amendment ”), amending the Credit Agreement, dated as of March 16, 2022, as amended by that certain First Amendment to Credit Agreement, dated March 13, 2023, by and between ModusLink, as borrower, and Umpqua Bank, as lender and as agent (as amended from time to time, the “ Umpqua Facility ”).”
Enveric Biosciences, Inc. entered into Purchase Agreements with certain institutional investors valued at at a deemed offering price of $0.94 per share (effective 2024-05-03).
“On May 3, 2024, Enveric Biosciences, Inc., a Delaware corporation (the “Company”) entered into a series of common stock purchase agreements (the “Purchase Agreements”) for the issuance in a registered direct offering of an aggregate of 458,000 shares of the Company’s common stock, par value $0.01 per share (the “Shares”), to certain institutional investors.”
HST Global, Inc. entered into Reorganization and Stock Purchase Agreement with HP Auto Fund LLP ("HPAF"), HST Global Holdings, LLC ("HGHI"), Ron Howell ("Howell") and The Health Network, Inc. ("Health Network") (effective 2024-04-24).
“On April 24, 2024, HST Global, Inc., a Nevada Corporation (“HSTC”) entered into a Reorganization and Stock Purchase Agreement (the “Reorganization Agreement”) by and among HP Auto Fund LLP (“HPAF”), HST Global Holdings, LLC (“HGHI”), HST Global, Inc. (“HSTC”), Ron Howell (“Howell”) and The Health Network, Inc. (“Health Network”).”
LSB INDUSTRIES, INC. amended First Amendment with Computershare Trust Company, N.A. (effective 2024-05-02).
“On May 2, 2024, LSB Industries, Inc. (the “Company”) entered into the First Amendment (the “Amendment”) to the Amended and Restated Section 382 Rights Agreement (the “Amended and Restated Agreement”) dated August 22, 2023, between the Company and Computershare Trust Company, N.A., as rights agent.”
KELLY SERVICES INC entered into Agreement and Plan of Merger with MRP Merger Sub, Inc., MRP Topco Inc., Motion Recruitment Partners, LLC, and Littlejohn Fund V, L.P. valued at $425 million (effective 2024-05-02).
“On May 2, 2024, Kelly Services, Inc. (“Kelly”), MRP Merger Sub, Inc. (“Merger Sub”), a newly-formed, wholly-owned subsidiary of Kelly, MRP Topco Inc. (“Topco”), the indirect parent company of Motion Recruitment Partners, LLC (“Motion”), and Littlejohn Fund V, L.P. (“Littlejohn”), in its capacity as the securityholders’ representative, entered into an Agreement and Plan of Merger (the “Merger Agreement”) whereby Kelly would indirectly acquire 100% of the equity interests in Motion by way of a merger of Merger Sub with and into Topco, with Topco surviving the merger (the “Merger”).”
ABEONA THERAPEUTICS INC. entered into Underwriting Agreement with Stifel, Nicolaus & Company, Incorporated valued at $70.2 million (effective 2024-05-03).
“On May 3, 2024, Abeona Therapeutics Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Stifel, Nicolaus & Company, Incorporated (the “Underwriter”) relating to the issuance and sale of an aggregate of (a) 12,285,056 shares of the Company’s common stock (the “Shares”), and (b) pre-funded warrants to purchase 6,142,656 shares of the Company’s common stock (the “Pre-Funded Warrants”) in an underwritten offering (the “Offering”).”
Loar Holdings Inc. entered into Registration Rights Agreement with affiliates of Abrams Capital Management, L.P., GPV Loar LLC and its affiliate Paul S. Levy, affiliates of Blackstone Alternative Credit Advisors L.P., Dirkson Charles and his affiliate and Brett Milgrim and his affiliate, as well as Glenn D’Alessandro and Michael Manella and his affiliate (effective 2024-04-29).
“On April 29, 2024, Loar Holdings Inc. (the “Company,” “we,” “us,” or “our”) entered into a registration rights agreement (the “Registration Rights Agreement”) with affiliates of Abrams Capital Management, L.P. (“Abrams Capital”), GPV Loar LLC and its affiliate Paul S. Levy, affiliates of Blackstone Alternative Credit Advisors L.P., Dirkson Charles and his affiliate and Brett Milgrim and his affiliate (together, the “Demand Stockholders”), as well as Glenn D’Alessandro and Michael Manella and his affiliate (together with the Demand Stockholders, the “Piggyback Stockholders”).”
BLUM HOLDINGS, INC. amended Amended LOI with Safe Accessible Solutions, Inc. valued at $1,671,451 (effective 2024-05-01).
“On May 1, 2024, the Company executed an amended and restated binding letter of intent (the “Amended LOI”) with Safe Accessible Solutions, Inc. (the "Target"), which amended and restated the Operators Only LOI in its entirety.”
RenX Enterprises Corp. entered into Securities Purchase Agreement with Peak One Opportunity Fund, L.P. valued at $1,200,000 (effective 2024-04-29).
“On April 29, 2024, Safe and Green Development Corporation (the “Company”) entered into a Securities Purchase Agreement, dated April 29, 2024 (the “Purchase Agreement”) with Peak One Opportunity Fund, L.P. (“Peak One”), pursuant to which the Company agreed to issue, in a private placement offering (the “Offering”) upon the satisfaction of certain conditions specified in the Purchase Agreement, three Debentures to Peak One in the aggregate principal amount of $1,200,000.”
Sharplink, Inc. entered into ATM Sales Agreement with A.G.P./Alliance Global Partners valued at up to $1,676,366 (effective 2024-05-01).
“On May 1, 2024, SharpLink Gaming, Inc. (“SharpLink” or the “Company”) entered into an ATM Sales Agreement (the “ATM Sales Agreement”) with A.G.P./Alliance Global Partners (the “Agent”) pursuant to which the Company may offer and sell, from time to time, through the Agent, as sales agent and/or principal, shares of its common stock, par value $0.0001 per share (the “Common Stock”), having an aggregate offering price of up to $1,676,366 (“Shares”), subject to certain limitations on the amount of Common Stock that may be offered and sold by the Company set forth in the ATM Sales Agreement (the “Offering”).”
ClimateRock entered into Note with U.N. SDG Support LLC valued at up to $600,000 (effective 2024-04-30).
“On April 30, 2024, ClimateRock (the “ Company ” or “ we ”) issued a promissory note (the “ Note ”) in the aggregate principal amount of up to $600,000 (the “ Extension Funds ”) to U.N. SDG Support LLC, a Delaware limited liability company, the Company’s sponsor (the “ Sponsor ”), pursuant to which the Extension Funds will be deposited into the Company’s trust account”
Quadro Acquisition One Corp. terminated Business Combination Agreement with NHC Holdings II, Inc., NHC Merger Sub, Inc., Global Growth Holdings, LLC, and Greg Lindberg (effective 2024-05-01).
“On May 1, 2024, the Company provided notice to the Seller that it has terminated the BCA pursuant to Section 7.1(e) thereof”
NexPoint Real Estate Finance, Inc. entered into NexBank Loan with NexBank valued at $10.0 million (effective 2024-04-29).
“On April 29, 2024, NexPoint Real Estate Finance Operating Partnership, L.P. (“Borrower”), a subsidiary of NexPoint Real Estate Finance, Inc. (“NREF”) entered into a loan agreement with NexBank, as lender, providing for a loan in the aggregate principal amount of $10.0 million (the “NexBank Loan”).”
Aditxt, Inc. terminated Agreement and Plan of Merger with Evofem Biosciences, Inc..
“the Company received notice from Evofem (the “ Termination Notice ”) that Evofem was exercising its right to terminate the Merger Agreement as a result of the Company’s failure to provide the Initial Parent Equity Investment (as defined in the Merger Agreement, as amended)”
Aditxt, Inc. entered into Agreement and Plan of Merger with Evofem Biosciences, Inc..
“the Company entered into an Agreement and Plan of Merger (the “ Merger Agreement ”) with Adifem, Inc. f/k/a Adicure, Inc., a Delaware corporation and wholly owned subsidiary of the Company (“ Adifem ”) and Evofem Biosciences, Inc., a Delaware corporation (“ Evofem ”)”
Aditxt, Inc. amended Reinstatement and Fourth Amendment to the Merger Agreement with Evofem Biosciences, Inc. valued at $1,000,000 (effective 2024-05-02).
“On May 2, 2024, the Company, Adifem, Inc. f/k/a Adicure, Inc. and Evofem Biosciences, Inc. (“Evofem”) entered into the Reinstatement and Fourth Amendment to the Merger Agreement (the “ Fourth Amendment ”)”
Aditxt, Inc. terminated Agreement and Plan of Merger with Evofem Biosciences, Inc. (effective 2024-04-26).
“On April 26, 2024, the Company received notice from Evofem that Evofem was exercising its right to terminate the Merger Agreement effective immediately as a result of the Company’s failure to provide the Initial Parent Equity Investment (as defined in the Merger Agreement, as amended).”
Velocity Financial, Inc. entered into Equity Distribution Agreements with BTIG, LLC and Virtu Americas LLC valued at up to $50,000,000 (effective 2024-05-03).
“On May 3, 2024, Velocity Financial, Inc. (the “Company”), entered into separate Equity Distribution Agreements (the “Equity Distribution Agreements”) by and between the Company, on the one hand, and each of BTIG, LLC and Virtu Americas LLC (each, a “Placement Agent” and collectively, the “Placement Agents”), on the other hand.”
Digital Brands Group, Inc. entered into Note with Target Capital 1 LLC valued at $250,000.00 (effective 2024-04-30).
“On April 30, 2024 (the “Issue Date”), Digital Brands Group, Inc., a Delaware corporation (the “Company”) issued a convertible promissory note in the original principal amount of $250,000.00 (the “Note”) to Target Capital 1 LLC, an Arizona limited liability company (the “Note Holder”)”
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc. entered into Amended and Restated Advisory Agreement (2024) with Ares Commercial Real Estate Management LLC (effective 2024-04-30).
“the Company, the Operating Partnership and the Advisor renewed the 2023 Advisory Agreement on substantially the same terms through April 30, 2025, by entering into the Amended and Restated Advisory Agreement (2024) (the “2024 Advisory Agreement”), effective as of April 30, 2024.”
Talis Biomedical Corp amended Amendment to the Waiver Agreement with Baker Brothers Life Sciences L.P. and 667, L.P. valued at Extension of registration rights waiver through May 27, 2024 (effective 2024-04-29).
“On April 29, 2024, The Baker Funds agreed to extend this waiver through May 27, 2024 (the “Amendment to the Waiver Agreement”).”
Greenwave Technology Solutions, Inc. amended Amendment to Senior Secured Convertible Promissory Note with certain institutional investors as purchasers (the "Investors") (effective 2024-05-03).
“On May 3, 2024, the Company and the Investors entered into an Amendment to Senior Secured Convertible Promissory Note (the "Note Amendment"), pursuant to which the Senior Notes were amended to, among other things, amend (i) the conversion price of the Senior Notes to $0.05, subject to adjustment under certain circumstances described in the Senior Notes and (ii) certain of the conversion price adjustment mechanisms.”
Sunoco LP amended Waiver Letter and Second Amendment to the NuStar Credit Agreement with Wells Fargo Bank, National Association (effective 2024-05-03).
“On May 3, 2024, a Waiver Letter and Second Amendment to the NuStar Credit Agreement (as defined below) (the “ NuStar Waiver Letter ”), by Wells Fargo Bank, National Association and acknowledged and accepted by NuStar, NuStar Logistics, L.P., a Delaware limited partnership (“ NuStar Logistics ”), NuStar Pipeline Operating Partnership L.P., a Delaware limited partnership (“ NuPoP ”) and the lenders party thereto, was entered into.”
Sunoco LP amended Third Amended and Restated Credit Agreement with Bank of America, N.A., as administrative agent, swingline lender and an LC issuer; the lenders from time to time party thereto valued at $1.50 billion (effective 2024-05-03).
“Third Amended and Restated Credit Agreement among Sunoco, as borrower, the lenders from time to time party thereto and Bank of America, N.A., as administrative agent, swingline lender and an LC issuer (the “ Sunoco Credit Agreement ”), which amended and restated Sunoco’s existing revolving credit facility entered into on April 7, 2022, was entered into on May 3, 2024.”
TECOGEN INC. amended Agreement Regarding Assignment of Certain Maintenance Agreements with Aegis Energy Services LLC (effective 2024-05-01).
“Effective May 1, 2024 Tecogen Inc. (“Tecogen”) and Aegis Energy Services LLC (“Aegis”) amended the Agreement Regarding Assignment of Certain Maintenance Agreements dated as of March 15, 2023 by and between Tecogen and Aegis, as amended, to add to the agreements assigned to Tecogen by Aegis maintenance services agreements for thirty-one (31) cogeneration units (the “Second Amendment”).”
NIOCORP DEVELOPMENTS LTD amended SEPA with YA II PN, Ltd. ("Yorkville") (effective 2024-05-03).
“On May 3, 2024, in connection with the delisting of the Common Shares from the Toronto Stock Exchange (the “TSX”), the Company and Yorkville entered into an amendment to the SEPA (the “Amendment”)”
CEMTREX INC entered into Underwriting Agreement with Aegis Capital Corp. valued at aggregate gross proceeds to the Company were approximately $10,035,000 (effective 2024-05-01).
“On May 1, 2024, Cemtrex, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Aegis Capital Corp. (the “Underwriter”), in connection with a firm commitment underwritten public offering”
PALISADE BIO, INC. entered into Purchase Agreement with an institutional investor valued at approximately $4.0 million (effective 2024-05-01).
“On May 1, 2024, Palisade Bio, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with an institutional investor (the “Purchaser”), pursuant to which the Company agreed to sell and issue, in a private placement, (i) 85,100 shares (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) and (ii) 530,142 prefunded warrants (the “Prefunded Warrants”) at a purchase price per Share or Prefunded Warrant of $6.5015 (less the applicable exercise price of each Prefunded Warrant purchased) (the “Offering”).”
Vanda Pharmaceuticals Inc. amended Amendment No. 1 with Equiniti Trust Company, LLC (effective 2024-05-03).
“On May 3, 2024, Vanda Pharmaceuticals Inc., a Delaware corporation (the “Company”), entered into Amendment No. 1 (the “Amendment”) to that certain Rights Agreement, dated as of April 17, 2024 (the “Rights Agreement”), by and between the Company and Equiniti Trust Company, LLC, a limited trust company organized under the laws of the State of New York, as rights agent.”
Ares Real Estate Income Trust Inc. amended Amended and Restated Advisory Agreement (2024) with Ares Commercial Real Estate Management LLC valued at Amended and Restated Advisory Agreement effective April 30, 2024 (effective 2024-04-30).
“Item 1.01 Entry into a Material Definitive Agreement. Amended and Restated Advisory Agreement (2024) Renewal of Advisory Agreement Ares Real Estate Income Trust Inc. (referred to herein as the “Company,” “we,” “our,” or “us”), AREIT Operating Partnership LP, the Company’s operating partnership (the “Operating Partnership”) and Ares Commercial Real Estate Management LLC, the Company’s advisor (the “Advisor”), previously entered into that certain Second Amended and Restated Advisory Agreement (2023), effective as of June 3, 2023 (the “2023 Advisory Agreement”). The term of the 2023 Advisory Agreement continued through April 30, 2024, subject to an unlimited number of successive one-year renewals. The Company, the Operating Partnership and the Advisor renewed the 2023 Advisory Agreement on substantially the same terms through April 30, 2025, by entering into the Amended and Restated Advisory Agreement (2024) (the “2024 Advisory Agreement”), effective as of April 30, 2024.”
bluebird bio, Inc. amended Loan and Security Agreement with Hercules Capital, Inc. valued at Amendment to Loan and Security Agreement to revise monthly financial reporting metrics and extend de (effective 2024-04-30).
“On April 30, 2024, bluebird bio, Inc. (the “Company”) entered into an amendment (the “Amendment”) to its Loan and Security Agreement (the “LSA”), dated as of March 15, 2024, by and among the Company, the several banks and other financial institutions or entities party thereto, as lenders (collectively, the “ Lenders”), and Hercules Capital, Inc., as administrative agent and collateral agent (the “Agent”).”
BOEING CO entered into Purchase Agreement with Citigroup Global Markets Inc., BofA Securities, Inc., J.P. Morgan Securities LLC, Wells Fargo Securities, LLC valued at $10,000,000,000 in aggregate principal amount of senior notes (effective 2024-04-29).
“On May 1, 2024, The Boeing Company (the “Company”) issued $10,000,000,000 in aggregate principal amount of senior notes consisting of (1) $1,000,000,000 in aggregate principal amount that bear interest at the rate of 6.259% per annum and will mature on May 1, 2027 (the “2027 Notes”), (2) $1,500,000,000 in aggregate principal amount that bear interest at the rate of 6.298% per annum and will mature on May 1, 2029 (the “2029 Notes”), (3) $1,000,000,000 in aggregate principal amount that bear interest at the rate of 6.388% per annum and will mature on May 1, 2031 (the “2031 Notes”), (4) $2,500,000,000 in aggregate principal amount that bear interest at the rate of 6.528% per annum and will mature on May 1, 2034 (the “2034 Notes”), (5) $2,500,000,000 in aggregate principal amount that bear interest at the rate of 6.858% per annum and will mature on May 1, 2054 (the “2054 Notes”) and (6) $1,500,000,000 in aggregate principal amount that bear interest at the rate of 7.008% per annum and will”
Unique Logistics International, Inc. entered into Share Sale and Purchase Agreement with Unique Logistics Holdings Limited valued at US$350,000 cash consideration plus assumption of US$1,800,000 indebtedness (total purchase price up (effective 2024-04-29).
“On April 29, 2024, Unique Logistics International, Inc. (the “Company”) entered into a Share Sale and Purchase agreement (the “Purchase Agreement”), by and between the Company and Unique Logistics Holdings Limited, a Hong Kong corporation (the “Seller”), providing for the acquisition by the Company of all of Seller’s share capital (the “Shares”) in Unique Logistics International (Sin) Pte Ltd. (“Unique Singapore”).”
Cineverse Corp. entered into Sales Agreement with A.G.P./Alliance Global Partners and The Benchmark Company, LLC valued at aggregate offering price of up to $15 million (effective 2024-05-03).
“On May 3, 2024, Cineverse Corp. (the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with A.G.P./Alliance Global Partners and The Benchmark Company, LLC (collectively, the “Sales Agents”), pursuant to which the Company may offer and sell, from time to time, through the Sales Agents, shares of its Class A common stock, par value $0.001 per share (the “Common Stock”).”
Sonnet BioTherapeutics Holdings, Inc. entered into ChEF Purchase Agreement with Chardan Capital Markets LLC valued at $25,000,000 in aggregate gross purchase price (effective 2024-05-02).
“On May 2, 2024, Sonnet BioTherapeutics Holdings, Inc., a Delaware corporation (the “Company”) entered into a ChEF Purchase Agreement (the “Purchase Agreement”) and a Registration Rights Agreement (the “Registration Rights Agreement”), each with Chardan Capital Markets LLC (“Chardan”) related to a “ChEF,” Chardan’s committed equity facility (the “Facility”).”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.