Material Agreements

CUMULUS MEDIA INC entered into New Credit Agreement with Bank of America, N.A. valued at $311.8 million aggregate principal amount of New Term Loans (effective 2024-05-02).

“In connection with the Term Loan Exchange Offer, certain other subsidiaries of the Company, Bank of America, N.A., as Administrative Agent, and the other banks and financial institutions party thereto as lenders entered into a new Term Loan Credit Agreement (the “New Credit Agreement”) providing for the New Term Loans, effectuated through the Term Loan Exchange Agreement (the “Exchange Amendment”), dated as of May 2, 2024, by and among the Issuer, certain other subsidiaries of the Company, Bank of America, N.A., as administrative agent, and the other banks and financial institutions party thereto as lenders.”

CUMULUS MEDIA INC entered into New Notes Indenture with U.S. Bank Trust Company, National Association valued at $308.8 million aggregate principal amount of 8.000% Senior Secured First-Lien Notes due 2029 (effective 2024-05-02).

“On May 2, 2024 (the “Issue Date”), Cumulus Media New Holdings Inc. (the “Issuer”), a wholly-owned subsidiary of Cumulus Media Inc. (the “Company”), consummated its previously announced exchange offer (the “Exchange Offer”) pursuant to which approximately $325.7 million aggregate principal amount of the Issuer’s 6.750% Senior Secured First-Lien Notes due 2026 (the “Old Notes”) were tendered for new 8.000% Senior Secured First-Lien Notes due 2029 (the “New Notes”) issued by the Issuer.”

PIONEER NATURAL RESOURCES CO terminated Credit Agreement with Wells Fargo Bank, N.A., as administrative agent, and other lenders (effective 2024-05-03).

“on May 3, 2024, Pioneer terminated all outstanding lender commitments, including commitments of the lenders to issue letters of credit, under that certain Credit Agreement, dated as of October 24, 2018, by and among Pioneer, as borrower, Wells Fargo Bank, N.A., as administrative agent, and the other agents and lenders party thereto from time to time”

PIONEER NATURAL RESOURCES CO amended First Supplemental Indenture with ExxonMobil and Computershare Trust Company, N.A. (effective 2024-05-03).

“On May 3, 2024, Pioneer, ExxonMobil and Computershare Trust Company, N.A. (successor to Wells Fargo Bank, National Association), as trustee, entered into the First Supplemental Indenture to that certain Indenture (the “ Indenture ”), dated as of May 14, 2020”

NovAccess Global Inc. entered into securities purchase agreement with AJB Capital Investments, LLC (effective 2024-04-29).

“On April 29, 2024, NovAccess Global Inc. (“NovAccess” or the “company”) entered into a securities purchase agreement (the “SPA”) with AJB Capital Investments, LLC (“AJB”) and issued a promissory note in the principal amount of $26,500 (the “note”) to AJB pursuant to the SPA.”

SEELOS THERAPEUTICS, INC. amended Amendment No. 6 to Convertible Promissory Note with Lind Global Asset Management V, LLC (effective 2024-05-01).

“Effective May 1, 2024, Seelos Therapeutics, Inc. (the “Company”) and Lind Global Asset Management V, LLC (together with its successors and representatives, the “Holder”) entered into an Amendment No. 6 to Convertible Promissory Note (the “Amendment”), which amended that certain Convertible Promissory Note No. 1 in the initial principal amount of $22,000,000, issued by the Company to the Holder on November 23, 2021, as amended on December 10, 2021, February 8, 2023, May 19, 2023, September 30, 2023 and March 27, 2024 (as so amended, the “Note”).”

Golden Minerals Co entered into Sale Agreements with a privately held Mexican company valued at $5.5 million in cash (effective 2024-04-29).

“two of Golden Minerals Company’s Mexico subsidiaries, Minera William S.A. de C.V. (“Minera William”) and Mineral Labri S.A. de C.V. (“Minera Labri”), entered into certain asset purchase and sale agreements (the “Sale Agreements”) with a privately held Mexican company (the “Buyer”)”

EMCORE CORP entered into Assignment Agreement with Wingspire Capital LLC, HCP-FVU, LLC, HCP Fund V-FVU, LLC, Bessel Holdings LLC (effective 2024-04-29).

“On April 29, 2024, Wingspire Capital LLC (“ Wingspire ”) as lender (the “ Prior Lender ”) under the Credit Agreement, dated August 9, 2022, by and among the Company, EMCORE Space & Navigation Corporation and EMCORE Chicago Inertial Corporation (individually and collectively referred to as the “ Borrowers ”), the Lenders from time to time party thereto and Wingspire, as Agent (the “ Prior Agent ”), as amended by the First Amendment to Credit Agreement, dated October 25, 2022, by and among the Borrower, the Lenders party thereto and Agent (the “ First Amendment ”) (as further amended, supplemented, amended and restated or otherwise modified and in effect from time to time, the “ Credit Agreement ”) and HCP-FVU, LLC, HCP Fund V-FVU, LLC and Bessel Holdings LLC (each an affiliate of Hale Capital Management, L.P. and collectively, “ Hale ” or “ New Lenders ”) and HCP-FVU, LLC as administrative agent for New Lenders, have entered into that certain Assignment Agreement dated as of April 29, 2”

EMCORE CORP entered into Asset Purchase Agreement with HieFo Corporation valued at $2.92 million in cash (effective 2024-04-30).

“EMCORE Corporation (the " Company ") entered into an Asset Purchase Agreement (the " Purchase Agreement "), by and among the Company and HieFo Corporation, a Delaware corporation (the " Buyer "), pursuant to which the Company agreed to transfer to the Buyer substantially all of the assets primarily related to the Company’s non-core discontinued Chips business line”

CEDAR FAIR L P entered into New Credit Agreement with the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent and collateral agent valued at $1.0 billion senior secured term loan B and $300.0 million revolving credit facility (effective 2024-05-01).

“On May 1, 2024, Cedar Fair, L.P. (“Cedar Fair”) entered into a credit agreement, dated as of May 1, 2024 (the “New Credit Agreement”), by and among Cedar Fair, Canada’s Wonderland Company (“Canada’s Wonderland”) and Millennium Operations LLC (“Millennium Operations”, and, collectively with Cedar Fair and Canada’s Wonderland, the “Borrowers”), the other subsidiary borrowers party thereto, the guarantors party thereto, the lenders party thereto and Wells Fargo Bank, National Association, as administrative agent and collateral agent.”

FULTON FINANCIAL CORP entered into Purchase and Assumption Agreement – Whole Bank, All Deposits with Federal Deposit Insurance Corporation (FDIC), as receiver for Republic Bank valued at approximately $6 billion (effective 2024-04-26).

“As previously disclosed, effective April 26, 2024, Fulton Bank, National Association (“ Fulton Bank ”), a national bank and wholly owned subsidiary of Fulton Financial Corporation, acquired substantially all of the assets and assumed substantially all of the deposits and certain liabilities of Republic First Bank, doing business as Republic Bank (“ Republic Bank ”) from the Federal Deposit Insurance Corporation (the “ FDIC ”), as receiver for Republic Bank (the “ Acquisition ”), pursuant to the terms of the Purchase and Assumption Agreement – Whole Bank, All Deposits entered into by Fulton Bank and the FDIC on April 26, 2024 (the “ Agreement ”).”

Six Flags Entertainment Corp/OLD entered into Indenture with U.S. Bank Trust Company, National Association valued at $850.0 million (effective 2024-05-02).

“The Notes were issued pursuant to an indenture, dated as of May 2, 2024 (the “Indenture”), among Six Flags, SFTP, each of the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee and collateral agent.”

INTERGROUP CORP entered into Mezz Forbearance Agreement with CRED REIT HOLDCO LLC (effective 2024-04-29).

“On April 29, 2024, CRED REIT HOLDCO LLC (“Mezz Lender”) entered into a Forbearance Agreement (the “Mezz Forbearance Agreement”), all capitalized terms in this paragraph are used as defined in the Mezz Forbearance Agreement with Justice Mezzanine Company, LLC (“Justice Mezz”), an indirect subsidiary of Portsmouth Square, Inc. (“Portsmouth”).”

INTERGROUP CORP entered into Mortgage Loan Forbearance Agreement with U.S. Bank National Association and other lenders (effective 2024-04-29).

“On April 29, 2024, U.S. Bank National Association and other lenders (“Lender”) entered into a Forbearance Agreement (the “Mortgage Loan Forbearance Agreement”), all capitalized terms are used in this paragraph as defined in this agreement with Justice Operating Company, LLC (“Justice”), a subsidiary of the Portsmouth Square, Inc. (“Portsmouth”), a subsidiary of The InterGroup Corporation.”

HPS Corporate Capital Solutions Fund amended Commitment Increase Agreement with certain new lenders, JPMorgan Chase Bank, N.A., as administrative agent and issuing bank, and Sumitomo Mitsui Banking Corporation, as issuing bank valued at from $500,000,000 to $575,000,000 (effective 2024-05-01).

“On May 1, 2024, HPS Corporate Capital Solutions Fund (the “ Fund ”) entered into a Commitment Increase Agreement (the “ Commitment Increase Agreement ”) among the Fund, certain new lenders, JPMorgan Chase Bank, N.A., as administrative agent and issuing bank, and Sumitomo Mitsui Banking Corporation, as issuing bank, pursuant to the Fund’s Senior Secured Revolving Credit Agreement”

DevvStream Corp. amended Amendment No. 1 to the Initial Business Combination Agreement with Focus Impact Acquisition Corp., Focus Impact Amalco Sub Ltd., DevvStream Holdings Inc. (effective 2024-05-01).

“On May 1, 2024, FIAC, Amalco Sub and DevvStream entered into Amendment No. 1 to the Initial Business Combination Agreement (the “ First Amendment ”), which amends the Initial Business Combination Agreement”

Tristar Acquisition I Corp. amended Amended Lock-Up Agreements with two shareholders of Helport (effective 2024-04-26).

“On April 26, 2024, Tristar entered into lock-up agreements (the “ Amended Lock-Up Agreements ”) with two shareholders of Helport (the “ Helport Investors ”), pursuant to which the Helport Investors agreed not to execute a Prohibited Transfer during the Lock-Up Period, provided, however, (i) each Helport Investor would be permitted to transfer the Lock-Up Securities during the Lock-Up Period to certain other shareholders of Helport, subject to certain trading volume limitations, and (ii) if each Holder made a credit facility available to Helport of at least $2,000,000 and $4,000,000, respectively, the Lock-Up Securities would be subject to early release upon the twelve-month anniversary of the Closing.”

Context Therapeutics Inc. entered into Purchase Agreement with the purchasers named therein valued at approximately $100 million (effective 2024-05-01).

“On May 1, 2024, Context Therapeutics Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with the purchasers named therein (the “Purchasers”), for the private placement (the “Private Placement”) of (i) 59,032,259 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), at a purchase price of $1.55 per Share, and (ii) pre-funded warrants (the “Pre-Funded Warrants”) to purchase 5,482,741 shares of Common Stock (the “Warrant Shares” and together with the Shares and the Pre-Funded Warrants, the “Securities”), at a purchase price of $1.549 per Pre-Funded Warrant.”

SunPower Inc. entered into common stock purchase agreement with Kline Hill Partners Fund LP, Kline Hill Partners IV SPV LLC, and Kline Hill Partners Opportunity IV SPV LLC (together "Kline Hill") (effective 2024-05-01).

“On May 1, 2024, Complete Solaria, Inc. (the “Company”) entered into a common stock purchase agreement (the “Agreement”) with Kline Hill Partners Fund LP, Kline Hill Partners IV SPV LLC, and Kline Hill Partners Opportunity IV SPV LLC (together “Kline Hill”) providing for (a) the cancellation of all indebtedness owed to Kline Hill by the Company, termination of all debt instruments by and between the Company and Kline Hill, and the satisfaction of all obligations owed to Kline Hill by the Company under the terminated debt instruments, (b) the issuance of 9,800,000 shares of the Company’s Common Stock (the “Shares”) to Kline Hill, (c) the issuance of warrants (the “Warrants” and the shares issuable therefrom, the “Warrant Shares”) to Kline Hill to purchase up to 3,700,000 shares of the Company’s common stock, with an exercise price per share of $0.62 (the closing price per share of the Company’s common stock as reported on the Nasdaq Capital Market of the date of the Agreement), and (d) a”

Franklin BSP Capital Corp entered into Purchase Agreement with Franklin BSP Capital Adviser L.L.C., Benefit Street Partners L.L.C., J.P. Morgan Securities LLC, BofA Securities, Inc., SMBC Nikko Securities America, Inc. and Wells Fargo Securities, LLC, as representatives of the several initial purchasers named in Schedule A thereto valued at $300 million aggregate principal amount (effective 2024-04-29).

“On April 29, 2024, Franklin BSP Capital Corporation (the “Company”) entered into a purchase agreement (the “Purchase Agreement”) by and among the Company, Franklin BSP Capital Adviser L.L.C. (the “Adviser”), Benefit Street Partners L.L.C. and J.P. Morgan Securities LLC, BofA Securities, Inc., SMBC Nikko Securities America, Inc. and Wells Fargo Securities, LLC, as representatives of the several initial purchasers named in Schedule A thereto (the “Initial Purchasers”), in connection with the issuance and sale of $300 million aggregate principal amount of the Company’s 7.200% Notes due 2029 (the “Notes”) in a private offering to qualified institutional buyers in accordance with Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”), and to non-U.S. persons in transactions outside the United States in reliance on Regulation S under the Securities Act.”

CONX Corp. entered into Seller Lease Agreement with Seller valued at Sale-leaseback agreement for Property (effective 2024-05-02).

“In connection with the closing of the Transaction, the Company and Seller have entered into a sale-leaseback agreement (the "Seller Lease Agreement"), pursuant to which Seller will lease back the Property from the Company.”

CONX Corp. amended Amendment No. 1 to the Purchase Agreement with Seller valued at Amendment to Purchase Agreement to modify maintenance responsibilities in Seller Lease Agreement (effective 2024-05-02).

“In connection with the closing of the Transaction, the Company and Seller entered into Amendment No. 1 to the Purchase Agreement ("Amendment No. 1"), to amend the form of Seller Lease Agreement (as defined below) to provide that the Company assumes responsibility for maintenance and repair with respect to roof, shell, core and systems of the Property and all other responsibilities (such as general maintenance and repair) are assumed by Seller.”

HeartBeam, Inc. terminated AGP Sales Agreement with A.G.P./Alliance Global Partners (effective 2024-05-01).

“In order to proceed with the PV Sales Agreement, at its sole discretion, on May 1, 2024 the Company terminated its prior Sales Agreement (the “AGP Sales Agreement”) with A.G.P./Alliance Global Partners, as sales agent (“AGP”), having provided AGP with 5 days’ written notice to terminate, in accordance with Section 11(b) of the AGP Sales Agreement.”

HeartBeam, Inc. entered into PV Sales Agreement with Public Ventures, LLC valued at $17,000,000 (effective 2024-05-02).

“On May 2, 2024, HeartBeam, Inc. (the “Company”) entered into a Sales Agreement (the “PV Sales Agreement”) with Public Ventures, LLC, as sales agent (“Public Ventures”), pursuant to which the Company may offer and sell (the “Offering”), from time to time, at its option, through or to Public Ventures, up to an aggregate of approximately $17,000,000 of shares of the Company’s common stock, $0.0001 par value per share (the “Shares”).”

Greenbrook TMS Inc. amended Amendment with Madryn Fund Administration, LLC valued at US$2,802,030 (effective 2024-05-01).

“On May 1, 2024, the Company entered into the thirty-first amendment (the “ Amendment ”) to the Company’s credit agreement, dated as of July 14, 2022 (as previously amended and as amended by the Amendment, the “ Credit Agreement ”), by and among the Company, certain of its subsidiaries party thereto as guarantors, Madryn Fund Administration, LLC, as administrative agent (“ Madryn ”) and the lenders party thereto.”

Doma Holdings, Inc. amended Sixth Amendment to Loan and Security Agreement with the lenders party thereto and HSCM (effective 2024-04-30).

“Concurrently with the entry into the Senior Term Facility, States Title and certain of its subsidiaries, the lenders party thereto and HSCM entered into a Sixth Amendment to Loan and Security Agreement (the “Sixth Amendment”), pursuant to which, among other things, HSCM and the lenders party thereto consented to the terms of the Senior Loan Agreement and implemented certain other changes to align with the terms of the Subordination Agreement.”

Doma Holdings, Inc. entered into Senior Loan and Security Agreement with the lenders party thereto and Alter Domus (US) LLC as administrative agent and collateral agent valued at $22.5 million senior secured delayed draw term loan facility (effective 2024-04-30).

“On April 30, 2024, pursuant to the Topco Commitment Letter, States Title and certain of its subsidiaries entered into a Senior Loan and Security Agreement (the “Senior Loan Agreement”) with the lenders party thereto and Alter Domus (US) LLC as administrative agent and collateral agent.”

MUSTANG BIO, INC. amended Warrant Amendment Agreement with the Investor (effective 2024-04-29).

“onnection with the Offering, the Company also entered into a warrant amendment agreement (the “Warrant Amendment Agreement”) with the Investor.”

MUSTANG BIO, INC. entered into Purchase Agreement with a certain institutional investor (effective 2024-04-29).

“the Company entered into a securities purchase agreement (the “Purchase Agreement”) with a certain institutional investor (the “Investor”).”

US Foods Holding Corp. amended the Amendment with Wells Fargo Bank, National Association (effective 2024-04-30).

“US Foods, Inc. (“US Foods”) entered into an amendment (the “Amendment”) to its existing ABL Credit Agreement, dated as of May 31, 2019, as amended, restated, modified or supplemented from time to time, by and among US Foods, the other Loan Parties (defined in the ABL Agreement), each lender and issuing lender from time to time party thereto, and Wells Fargo Bank, National Association, as administrative agent and collateral agent (the “ABL Agreement”).”

KBS Growth & Income REIT, Inc. amended Advisory Agreement with KBS Capital Advisors LLC (effective 2024-04-28).

“On April 28, 2024, KBS Growth & Income REIT, Inc., (the “Company”), renewed the advisory agreement with KBS Capital Advisors LLC (the “Advisor”).”

Evofem Biosciences, Inc. amended Merger Agreement with Aditxt, Inc. valued at Reinstated and amended Merger Agreement via Fourth Amendment, including $1,000,000 initial payment, (effective 2024-05-02).

“On May 2, 2024, the Company, the Merger Sub and Aditxt entered into the Reinstatement and Fourth Amendment to the Merger Agreement (the "Fourth Amendment") in order to waive and amend, among other things, the several provisions listed below.”

Evofem Biosciences, Inc. terminated Merger Agreement with Aditxt, Inc. valued at Company terminated Merger Agreement effective April 26, 2024 in accordance with Section 8.1(f) of th (effective 2024-04-26).

“On April 26, 2024, the Company delivered a termination notice to Aditxt notifying it that the Company was exercising its right to terminate the Merger Agreement effective April 26, 2024 (the "Termination Notice"), in accordance with Section 8.1(f) of the Merger Agreement, as revised in the third amendment to the Merger Agreement, made on February 29, 2024.”

TriplePoint Venture Growth BDC Corp. terminated Prior Sales Agreement with UBS Securities LLC valued at termination of the Prior Sales Agreement (effective 2024-05-02).

“Concurrently upon entry into the Sales Agreement, t he Company, the Adviser, the Administrator and the Sales Agent, which were each a party to that certain Sales Agreement, dated September 30, 2022 (the “Prior Sales Agreement”), agreed to the termination of the Prior Sales Agreement.”

TriplePoint Venture Growth BDC Corp. entered into Sales Agreement with UBS Securities LLC valued at up to $75 million in aggregate amount of the Company’s common stock (effective 2024-05-02).

“On May 2, 2024, TriplePoint Venture Growth BDC Corp. (the “Company”) entered into a sales agreement (the “Sales Agreement”) with TriplePoint Advisers LLC (the “Adviser”), TriplePoint Administrator LLC (the “Administrator”) and UBS Securities LLC (the “Sales Agent”), providing for the issuance and sale of up to $75 million in aggregate amount of the Company’s common stock, par value $0.01 per share (the “Shares”).”

United Parks & Resorts Inc. amended Amendment with the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent valued at $380 million (effective 2024-05-02).

“On May 2, 2024, United Parks & Resorts Inc. (the “Company”) entered into a fungible incremental term loan facility (the “Amendment”) under that certain Amended and Restated Credit Agreement, dated as of August 25, 2021 (and as amended on June 9, 2022, June 12, 2023 and January 22, 2024), among the Company, SeaWorld Parks & Entertainment, Inc., the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent (the “Credit Agreement”).”

Thryv Holdings, Inc. entered into ABL Credit Agreement with Citizens Bank, N.A. valued at $85.0 million (effective 2024-05-01).

“On May 1, 2024, the Company entered into a new Credit Agreement (the “ABL Credit Agreement”) among the Company, the Borrower, the other borrowers from time to time party thereto, the lenders from time to time party thereto, and Citizens Bank, N.A., as administrative agent”

Thryv Holdings, Inc. entered into Term Loan Agreement with Citizens Bank, N.A. valued at $350.0 million (effective 2024-05-01).

“On May 1, 2024, Thryv Holdings, Inc. (the “Company”) entered into a new Term Loan Credit Agreement (the “Term Loan Agreement”), by and among the Company, Thryv, Inc., a direct and wholly-owned subsidiary of the Company (the “Borrower”), the lenders party thereto from time to time, and Citizens Bank, N.A., as the administrative agent”

Shutterstock, Inc. entered into Share Purchase Agreement with Garnett-Saunders Pty Ltd, Draconis Holdings Pty Ltd and Ta’eed Felah Pty Ltd valued at approximately $245 million (effective 2024-05-01).

“On May 1, 2024, Shutterstock, Inc. (the “Company”) entered into a Share Purchase Agreement (the “Purchase Agreement”) with Garnett-Saunders Pty Ltd, Draconis Holdings Pty Ltd and Ta’eed Felah Pty Ltd (collectively, the “Sellers”) and Shutterstock AUS EMU Pty Ltd., a wholly owned indirect subsidiary of the Company (“Purchaser”), pursuant to which the Sellers have agreed to sell, and Purchaser has agreed to purchase (the “Acquisition”), all of the issued and outstanding capital stock of Envato Pty Ltd. (“Envato”).”

CIMG Inc. entered into Purchase Agreement with certain investors valued at $320,000 (effective 2024-04-27).

“On April 27, 2024, NuZee, Inc., a Nevada corporation (the “Company”), entered into a convertible note and warrant purchase agreement (the “Purchase Agreement”) with certain investors (the “Investors”), providing for the private placement of convertible promissory notes in the aggregate principal amount of $320,000 (the “Notes”) and warrants (the “Warrants”) to purchase up to an aggregate of 221,147 shares of the Company’s common stock”

PERPETUA RESOURCES CORP. amended Technology Investment Agreement with United States Department of Defense, Air Force Research Laboratory valued at $59,224,176 (effective 2024-05-02).

“On May 2, 2024, the Company received approval of the previously announced modification to the DPA TIA for an award of $34,412,114 in additional funding under the TIA and entered into an amendment to the TIA increasing the total amount of the TIA to $59,224,176.”

Invitae Corp entered into Asset Purchase Agreement with Laboratory Corporation of America Holdings (Labcorp) and Labcorp Genetics Inc. (the Purchaser) valued at $239,000,000 (effective 2024-05-01).

“On May 1, 2024, the Company entered into an asset purchase agreement (the "Asset Purchase Agreement") with Laboratory Corporation of America Holdings ("Labcorp"), solely in its capacity as guarantor, and with Labcorp Genetics Inc. (the "Purchaser"), an affiliate of Labcorp, as purchaser, as a result of the Purchaser being selected as the successful bidder in an auction authorized by the Court pursuant to, inter alia, sections 105, 363, and 365 of the United States Bankruptcy Code.”

Scorpius Holdings, Inc. amended Restated Note with Elusys Holdings Inc. valued at $2,250,000 (effective 2024-05-01).

“agreed to issue to Buyer an amended and restated 1% convertible promissory note in the principal amount of $2,250,000 (the “Restated Note”) in exchange for that certain prior 1% convertible promissory note, dated January 26, 2024, issued to Buyer in the principal amount of $2,250,000 to amend Section 2(b) thereof relating to certain adjustments in the conversion price and extend its maturity date to September 1, 2025”

Scorpius Holdings, Inc. entered into Note Purchase Agreement with Elusys Holdings Inc. valued at $750,000 (effective 2024-05-01).

“On May 1, 2024, Scorpius Holdings, Inc. (the “Company”) entered into a Note Purchase Agreement (the “Purchase Agreement”) with Elusys Holdings Inc., a Delaware corporation (“Buyer”), which is a company controlled by the Company’s Chairman, Chief Executive Officer and President, Jeffrey Wolf, pursuant to which the Buyer agreed to loan the Company $750,000 and the Company agreed to sell to the Buyer a 1% non-convertible promissory note due July 1, 2024 in the principal amount of $750,000 (the “Note”) for $750,000 in cash”

Cinemark Holdings, Inc. terminated 8.750% Senior Secured Notes due 2025 with Computershare Trust Company, N.A. valued at $150,000,000 in aggregate principal amount (effective 2024-04-01).

“On April 1, 2024, Computershare Trust Company, N.A. (successor to Wells Fargo Bank, N.A.), as trustee (the “Trustee”) and collateral agent for the 8.750% Notes (as defined below), sent a notice of optional full redemption on behalf of Cinemark USA, Inc. (“Cinemark USA”) to the holders of the 8.750% Notes, electing to redeem (the “Redemption”) $150,000,000 in aggregate principal amount of Cinemark USA’s outstanding 8.750% Senior Secured Notes due 2025”

Cardinal Ethanol LLC amended Ethanol Purchase and Sale Agreement with Murex LLC valued at Amendment No. 5 to the Ethanol Purchase and Sale Agreement, extends term, requires Murex to provide (effective 2024-04-26).

“Cardinal Ethanol, LLC ("Cardinal Ethanol") entered into Amendment No. 5 to the Ethanol Purchase and Sale Agreement with Murex LLC ("Murex") for the purpose of marketing and distributing all of the ethanol we produce at our plant in Union City, Indiana.”

EnerSys entered into Stock Purchase Agreement with the Sellers (as defined in the Agreement) valued at approximately $208 million (effective 2024-05-02).

“On May 2, 2024, EnerSys Advanced Systems Inc., a Delaware corporation (the “ Buyer ”) and a wholly-owned subsidiary of EnerSys, a Delaware corporation (the “ Company ”), entered into a Stock Purchase Agreement (the “ Agreement ”) with Michael Brenna 2015 Irrevocable Trust Dated 08/17/15, the Trust U/A Third (E) of the Leo. A. Brenna Revocable Trust Dated 02/07/2014 GST Exempt Trust F/B/O Michael Brenna, and the Trust U/A Third (E) of the Leo. A. Brenna Revocable Trust Dated 02/07/2014 Non GST Exempt Trust F/B/O Michael Brenna (each, a “ Seller ” and collectively, “ Sellers ”) and Barbara Dworkin, as Sellers’ representative. Pursuant to the terms of the Agreement, the Buyer will acquire 100% of the equity interests of Bren-Tronics, Inc., a New York corporation and a leader in the design, manufacturing, and marketing of advanced portable power solutions (the “ Acquired Company ”) from the Sellers, including both plots of real estate held by a related party (such stock and asset acquisiti”

WFN CREDIT CO LLC amended First Addendum to Appendix A with Comenity Servicing LLC (effective 2024-04-30).

“On April 30, 2024, Comenity Bank (“Bank”) and Comenity Servicing LLC (“Servicer”) entered into the First Addendum to Appendix A (“First Addendum”) to that certain Fifth Amended and Restated Service Agreement, dated as of April 1, 2024 (the “Service Agreement”), by and between Bank and Servicer”

Bio Green Med Solution, Inc. entered into Purchase Agreement with an institutional investor valued at approximately $8.0 million (effective 2024-04-30).

“On April 30, 2024, Cyclacel Pharmaceuticals, Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Purchase Agreement ”) with an institutional investor (the “ Purchaser ”) for the issuance and sale in a private placement (the “ Private Placement ”) of (i) 145,000 shares of the Company’s common stock”

NORTHWEST BIOTHERAPEUTICS INC entered into Loan Agreement with Streeterville Capital, LLC valued at $11,005,000 (effective 2024-04-26).

“On April 26, 2024, Northwest Biotherapeutics, Inc. (the “Company”) entered into a Commercial Loan Agreement and Note (collectively, the “Loan Agreement”) with Streeterville Capital, LLC (the “Holder”) in the amount of $11,005,000.”