Material Agreements

Aebi Schmidt Holding AG entered into Relationship Agreement with Peter Spuhler and PCS Holding AG (PCS Parties) (effective 2025-07-01).

“On July 1, 2025, Aebi Schmidt Holding AG (“Aebi Schmidt”), Peter Spuhler and PCS Holding AG (“PCS” and together with Mr. Spuhler, the “PCS Parties”) entered into a Relationship Agreement (the “Relationship Agreement”), which provided certain rights to the PCS Parties in connection with their ownership of Aebi Schmidt common stock, including the right to nominate directors.”

Apogee Acquisition Corp entered into Underwriting Agreement with ARC Group Securities LLC valued at $172,500,000 gross proceeds from sale of 17,250,000 units at $10.00 per unit (effective 2026-04-06).

“the Company entered into the following agreements, forms of which were previously filed as exhibits to the Registration Statement: ● An Underwriting Agreement, dated April 6, 2026, between the Company and ARC Group Securities LLC (the “Representative”), a copy of which is filed as Exhibit 1.1 to this Current Report on Form 8-K (this “Report”) and incorporated herein by reference”

ACP Holdings Acquisition Corp. entered into Services Agreement with Union Street Sponsor, LLC (effective 2026-04-06).

“A Services Agreement, dated April 6, 2026, between the Company and the Sponsor a copy of which is filed as Exhibit 10.6 to this Report and incorporated herein by reference;”

ACP Holdings Acquisition Corp. entered into Private Placement Units Purchase Agreement with Roth Capital Partners, LLC (effective 2026-04-06).

“A Private Placement Units Purchase Agreement, dated April 6, 2026, between the Company and the Representative, a copy of which is filed as Exhibit 10.5 to this Report and incorporated herein by reference;”

ACP Holdings Acquisition Corp. entered into Private Placement Units Purchase Agreement with Union Street Sponsor, LLC (effective 2026-04-06).

“A Private Placement Units Purchase Agreement, dated April 6, 2026, between the Company and the Sponsor, a copy of which is filed as Exhibit 10.4 to this Report and incorporated herein by reference;”

ACP Holdings Acquisition Corp. entered into Registration Rights Agreement with Union Street Sponsor, LLC and holders signatory thereto (effective 2026-04-06).

“A Registration Rights Agreement, dated April 6, 2026, among the Company, the Sponsor and the holders signatory thereto, a copy of which is filed as Exhibit 10.3 to this Report and incorporated herein by reference;”

ACP Holdings Acquisition Corp. entered into Investment Management Trust Agreement with Odyssey Transfer and Trust Company (effective 2026-04-06).

“An Investment Management Trust Agreement, dated April 6, 2026, between the Company and Odyssey, as trustee, a copy of which is filed as Exhibit 10.2 to this Report and incorporated herein by reference;”

ACP Holdings Acquisition Corp. entered into Letter Agreement with Union Street Sponsor, LLC (effective 2026-04-06).

“A Letter Agreement, dated April 6, 2026, among the Company, its directors and officers and Union Street Sponsor, LLC (the “Sponsor”), a copy of which is filed as Exhibit 10.1 to this Report and incorporated herein by reference;”

ACP Holdings Acquisition Corp. entered into Warrant Agreement with Odyssey Transfer and Trust Company (effective 2026-04-06).

“A Warrant Agreement, dated April 6, 2026, between the Company and Odyssey Transfer and Trust Company (“Odyssey”), as warrant agent, a copy of which is filed as Exhibit 4.1 to this Report and incorporated herein by reference;”

ACP Holdings Acquisition Corp. entered into Underwriting Agreement with Roth Capital Partners, LLC (effective 2026-04-06).

“An Underwriting Agreement, dated April 6, 2026, between the Company and Roth Capital Partners, LLC, as representative of the underwriters named therein (the “Representative”), a copy of which is filed as Exhibit 1.1 to this Current Report on Form 8-K (this “Report”) and incorporated herein by reference;”

DONALDSON Co INC entered into Term Loan Credit Agreement with certain lenders and Wells Fargo Bank, National Association valued at $400 million (effective 2026-04-08).

“On April 8, 2026, Donaldson Company, Inc. (the "Company") entered into a Term Loan Credit Agreement (the "Agreement"), among the Company, certain lenders from time to time party to the Agreement (the "Lenders"), and Wells Fargo Bank, National Association, as administrative agent for the Lenders. The Agreement creates a new three-year committed, unsecured, delayed draw term loan credit facility in the amount of $400 million available to the Company (the "Term Loan Facility").”

HECLA MINING CO/DE/ terminated a notes offering with The Bank of New York Mellon Trust Company, N.A. valued at $263 million 7.25% Senior Notes (effective 2026-04-09).

“On April 9, 2026, Hecla Mining Company (the “Company”) announced it had completed the redemption of its remaining $263 million 7.25% Senior Notes (“Notes”) due in 2028. The full redemption of the Notes terminates the (i) Indenture, dated February 19, 2020, by and among Hecla Mining Company and The Bank of New York Mellon Trust Company, N.A., as trustee (“Indenture”), (ii) First Supplemental Indenture, dated February 19, 2020, and (iii) Second Supplemental Indenture, dated February 6, 2023.”

AIM ImmunoTech Inc. amended Amendment No. 1 with Maxim Group LLC (effective 2026-04-10).

“On April 10, 2026, AIM ImmunoTech Inc. (the “Company”) entered into Amendment No. 1 (the “Amendment”) to that certain Equity Distribution Agreement dated April 1, 2025 (the “Sales Agreement”) with Maxim Group LLC (“Maxim”) to act as the Company’s exclusive sales agent with respect to the issuance and sale of up to $3,000,000 of the Company’s shares of common stock, par value $0.001 per share (the “Shares”), from time to time, in an at-the-market public offering (the “Offering”).”

SEALED AIR CORP/DE terminated Amended and Restated Receivables Loan Agreement with Coöperatieve Rabobank U.A. valued at Repaid all indebtedness (effective 2026-04-09).

“Concurrently with the occurrence of the Effective Time, the Company repaid all indebtedness related to each of the following receivables securitization agreements: (i) the Amended and Restated Receivables Loan Agreement, dated as of December 2, 2021, among Sealed Air Securitization DAC, as borrower, Sealed Air Limited, as servicer, and Coöperatieve Rabobank U.A. trading as Rabobank London, as administrative agent and funding agent and the Company, as performance undertaking provider; and (ii) the Ninth Amended and Restated Receivables Purchase Agreement, dated as of December 12, 2025, by and among Sealed Air Funding LLC, as seller, Sealed Air Corporation (US), as collection agent, and Credit Agricole Corporate and Investment Bank, as administrative agent and Coöperatieve Rabobank U.A., as a committed purchaser and a managing agent.”

SEALED AIR CORP/DE terminated 1.573% Senior Notes due 2026 with Noteholders valued at Redeemed or satisfied and discharged in full (effective 2026-04-09).

“Concurrently with the occurrence of the Effective Time, the Company redeemed or satisfied and discharged in full its (i) 1.573% Senior Notes due 2026, (ii) 4.000% Senior Notes due 2027, (iii) 6.125% Senior Notes due 2028, (iv) 5.000% Senior Notes due 2029, (v) 7.250% Senior Notes due 2031 and (vi) 6.500% Senior Notes due 2032.”

SEALED AIR CORP/DE terminated Fifth Amended and Restated Syndicated Facility Agreement with Bank of America, N.A. valued at Terminated and repaid all credit commitments (effective 2026-04-09).

“At the Effective Time, the Company repaid, or caused to be repaid, all credit commitments outstanding under that certain Fifth Amended and Restated Syndicated Facility Agreement, dated as of October 31, 2025, by and among the Company, as Borrower Representative, the other Borrowers from time to time party thereto, the lenders from time to time party thereto and Bank of America, N.A., as agent.”

Awaysis Capital, Inc. entered into Credit Facility with Belize Bank Limited valued at BZD $4,103,000 (approximately US $2,051,500 at an exchange rate of .50 United States dollar for 1 Be (effective 2026-04-03).

“On April 3, 2026, Awaysis Belize Limited, a wholly owned subsidiary of Awaysis Capital, Inc. (the “Company”), entered into a credit facility letter and related agreements (collectively, the “Credit Facility”) with Belize Bank Limited (the “Bank”) and issued a secured promissory note (the “Note”) in connection therewith.”

Prairie Operating Co. entered into Letter Agreement with Hudson Bay PH XIX LLC (High Trail) (effective 2026-04-08).

“On April 8, 2026, Prairie Operating Co. (the "Company") entered into a letter agreement (the "Letter Agreement") with Hudson Bay PH XIX LLC ("High Trail")”

Whitestone REIT entered into Agreement and Plan of Merger with AREG Wizard Parent LP, AREG Wizard Intermediate LP, AREG Wizard Operating Partnership LP valued at $19.00 (effective 2026-04-08).

“with the Company, the “Company Parties”), AREG Wizard Parent LP (“Parent”), AREG Wizard Intermediate LP (“Merger Sub”), and AREG Wizard Operating Partnership LP (“Merger OP” and, collectively with Parent and Merger Sub, the “Parent Parties”), entered into an Agreement and Plan of Merger (the “Merger Agreement”). The Merger Agreement provides that, upon the terms and subject to the conditions set forth therein and in accordance with the Maryland REIT Law and the Delaware Revised Uniform Limited Partnership Act, Merger OP will merge with and into the Operating Partnership (the “Partnership Merger”), and, immediately following the Partnership Merger, the Company will merge with and into Merger Sub (the “Company Merger” and, together with the Partnership Merger, the “Mergers”).”

Sonoma Pharmaceuticals, Inc. entered into Manufacturing and Supply Agreement with Kenvue Brands LLC (effective 2025-10-24).

“On April 8, 2026, we entered into a Manufacturing and Supply Agreement with Kenvue Brands LLC for the sale of Microcyn ® technology-based products in the United States.”

Main Street Capital CORP entered into Master Note Purchase Agreement with certain qualified institutional investors valued at $150,000,000 6.93% Series A Senior Notes due April 15, 2031 (effective 2026-04-08).

“On April 8, 2026, Main Street Capital Corporation (“Main Street”) and certain qualified institutional investors entered into a Master Note Purchase Agreement (the “Note Purchase Agreement”), which governs the issuance of $150,000,000 in aggregate principal amount of 6.93% Series A Senior Notes due April 15, 2031 (the “Series A Notes”).”

Forte Biosciences, Inc. entered into Underwriting Agreement with Guggenheim Securities, LLC valued at approximately $150 million (effective 2026-04-08).

“On April 8, 2026, Forte Biosciences, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Guggenheim Securities, LLC as representative (the “Representative”) of the several underwriters named therein (collectively, the “Underwriters”), relating to the issuance and sale in a public offering (the “Offering”) of 5,709,936 shares of the Company’s common stock, par value $0.001 per share, at a price to the public of $26.27 per share (the “Shares”).”

C4 Therapeutics, Inc. entered into "License Agreement" with F. Hoffmann-La Roche Ltd. and Hoffmann-La Roche Inc. (together, "Roche") valued at $20.0 million upfront, over $1.0 billion in aggregate milestone payments (effective 2026-04-08).

“On April 8, 2026 , C4 Therapeutics, Inc. (“ C4T ”) entered into a Research Collaboration and License Agreement ( the “ License Agreement ”) with F. Hoffmann-La Roche Ltd. (“ Roche Basel ”) and Hoffmann-La Roche Inc. (“ Roche US ”, and together with Roche Basel, “ Roche ”) to collaborate on the discovery, development and commercialization of degrader-antibody conjugates (" DACs ")”

International Seaways, Inc. amended Second A&R Rights Agreement with Computershare Trust Company, N.A. (effective 2026-04-09).

“On April 9, 2026, International Seaways, Inc. (the “Company”) amended and restated the Amended and Restated Rights Agreement, dated as of April 11, 2023, by and between the Company and Computershare Trust Company, N.A., as rights agent, to extend the “Final Expiration Date” to April 8, 2029 and increase the “Purchase Price” from $50 to $95.”

Ovintiv Inc. terminated Two-Year Term Credit Agreement with JPMorgan Chase Bank, N.A., Toronto Branch valued at C$1.57 billion (effective 2026-04-10).

“As previously disclosed, on November 25, 2025, Ovintiv Canada ULC (“Ovintiv Canada”) entered into a Two-Year Term Credit Agreement by and among Ovintiv Canada, as borrower, Ovintiv Inc. (“Ovintiv”), as parent, JPMorgan Chase Bank, N.A., Toronto Branch, as administrative agent, and the lenders party thereto (the “Credit Agreement”), to finance the cash consideration for the acquisition of all the outstanding common shares of NuVista Energy Ltd. (“NuVista”), which closed on February 3, 2026. Following the closing of the Anadarko Sale (defined below), Ovintiv intends to repay C$1.57 billion under the Credit Agreement plus applicable interest on April 10, 2026, representing all outstanding obligations thereunder, and will terminate the Credit Agreement.”

Assertio Holdings, Inc. entered into Agreement and Plan of Merger with Garda Therapeutics, Inc. valued at $18.00 per share of Common Stock in cash, plus one contingent value right per share (effective 2026-04-08).

“On April 8, 2026, Assertio Holdings, Inc. (the " Company " or " Assertio ") entered into an Agreement and Plan of Merger (the " Merger Agreement ") with Garda Therapeutics, Inc., a Delaware corporation (" Parent "), and Audi Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (" Purchaser ").”

Assertio Holdings, Inc. entered into Merger Agreement with Garda Therapeutics, Inc. (Parent) and Audi Merger Sub, Inc. (Purchaser) (effective 2026-04-08).

“On April 8, 2026, Assertio Holdings, Inc. (the " Company " or " Assertio ") entered into an Agreement and Plan of Merger (the " Merger Agreement ") with Garda Therapeutics, Inc., a Delaware corporation (" Parent "), and Audi Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (" Purchaser ").”

Constellation Acquisition Corp I entered into Business Combination Agreement with HiTech Minerals Inc. valued at an equity value of $500 million (effective 2026-04-09).

“On April 9, 2026, Constellation Acquisition Corp I, a Cayman Islands exempted company (“CSTA”), US Elemental Inc., a Delaware corporation (“PubCo”), CAC Merger Sub I LLC, a Delaware limited liability company and a direct wholly owned subsidiary of PubCo (“Merger Sub 1”), USE Merger Sub 2 Inc., a Nevada corporation (“Merger Sub 2”), and HiTech Minerals Inc., a Nevada corporation (“HiTech”), entered into a Business Combination Agreement (as it may be amended, supplemented or otherwise modified from time to time, the “Business Combination Agreement”).”

OSR Holdings, Inc. entered into Note Purchase Agreement with White Lion Capital, LLC valued at principal amount of $1,055,555.55 Senior Secured Convertible Promissory Note; Company received $500, (effective 2026-04-07).

“Also on April 7, 2026, the Company entered into a Note Purchase Agreement (the “Note Purchase Agreement”) with White Lion, pursuant to which the Company agreed to issue a Senior Secured Convertible Promissory Note in the principal amount of $1,055,555.55 (the “Note”).”

OSR Holdings, Inc. entered into Amendment No. 2 to the Common Stock Purchase Agreement with White Lion Capital, LLC valued at introduces additional purchase mechanisms including intraday purchase notices and fixed purchase not (effective 2026-04-07).

“On April 7, 2026, OSR Holdings, Inc. (the “Company”) entered into Amendment No. 2 to the Common Stock Purchase Agreement (the “ELOC Amendment”) with White Lion Capital, LLC, d/b/a White Lion GBM Innovation Fund (“White Lion”), which amends that certain Common Stock Purchase Agreement, dated February 25, 2025, as previously amended.”

Digi Power X Inc. amended ATM Agreement with A.G.P. / Alliance Global Partners valued at up to US$75 million (effective 2026-04-09).

“On April 9, 2026, the Company entered into an amended and restated sales agreement with the Agent (the “ATM Agreement”), which amends and restates the Original ATM Agreement in its entirety.”

Definitive Healthcare Corp. terminated Nominating Agreement with SE VII DHC AIV, L.P. (effective 2026-04-03).

“the Company and Spectrum entered into a termination agreement that permanently and irrevocably terminated the Nominating Agreement in its entirety.”

FibroBiologics, Inc. terminated Sublease Buyout Agreement with United Fire & Casualty Co. valued at Single payment of $45,108.25; expected savings of approximately $0.8 million in future rent payments (effective 2026-04-03).

“On April 3, 2026, FibroBiologics, Inc. (the “Company”) entered into a Sublease Buyout Agreement (the “Lease Termination Agreement”) with United Fire & Casualty Co. (doing business as United Fire Group) (the “Sublandlord”) to terminate that certain Sublease Agreement, which was effective as of October 5, 2022 (“Sublease”), pursuant to which Sublandlord subleased to the Company certain premises located at the third floor of 455 E. Medical Center Blvd, Webster, County of Harris, Texas 77598.”

FibroBiologics, Inc. terminated Lease Termination Agreement with United Fire & Casualty Co. (doing business as United Fire Group) valued at $45,108.25 (effective 2026-04-03).

“On April 3, 2026, FibroBiologics, Inc. (the “Company”) entered into a Sublease Buyout Agreement (the “Lease Termination Agreement”) with United Fire & Casualty Co. (doing business as United Fire Group) (the “Sublandlord”) to terminate that certain Sublease Agreement, which was effective as of October 5, 2022 (“Sublease”)”

Atlas Energy Solutions Inc. entered into Indenture with U.S. Bank Trust Company, National Association valued at $450,000,000 0.50% Convertible Senior Notes due 2031 (effective 2026-04-09).

“On April 9, 2026, Atlas Energy Solutions Inc. (the “Company”), issued $450 million aggregate principal amount of its 0.50% Convertible Senior Notes due 2031 (the “Notes”), which included the exercise in full of the Initial Purchasers’ (as defined below) option to purchase up to an additional $60 million principal amount of Notes. The Notes were issued pursuant to, and are governed by, an indenture (the “Indenture”), dated as of April 9, 2026, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”).”

XCF Global, Inc. terminated Supply and Offtake Agreement with Phillips 66 Company (effective 2026-04-02).

“On April 2, 2026, Phillips 66 Company (“ Phillips 66 ”) delivered formal notice (the “ Notice ”) to New Rise Renewables Reno, LLC (“ New Rise ”), a wholly owned subsidiary of the Company, of the termination of the Supply and Offtake Agreement, dated May 23, 2017 (as amended, the “ Agreement ”), between New Rise and Phillips 66.”

XCF Global, Inc. entered into Term Sheet for a Renewable Fuel Tolling Agreement with BGN (effective 2026-04-09).

“On April 9, 2026, XCF Global, Inc. (the “ Company ”) entered into a Term Sheet for a Renewable Fuel Tolling Agreement with BGN, an independent global energy and commodities group, pursuant to which it is anticipated that the Company will provide the following services to BGN both at its New Rise Reno facility and, potentially, a second, future XCF facility:”

Fifth Era Acquisition Corp I entered into Business Combination Agreement with SMT Holdings Limited (effective 2026-04-07).

“As of April 7, 2026, Fifth Era Acquisition Corp I, a Cayman Islands exempted company (“ FERA ”), entered into a Business Combination Agreement (the “ Business Combination Agreement ”), by and among FERA, Miotal SPAC HoldCo, Inc., a Cayman Islands exempted company (“ Holdco ”), PENNY Merger Sub, Inc., a Cayman Islands exempted company (“ Merger Sub ”) and SMT Holdings Limited, an Abu Dhabi Global Market Private Company Limited by Shares (the “ Company ”).”

Wellgistics Health, Inc. terminated Settlement Agreement with Silverback Capital Inc. (effective 2026-04-03).

“On April 3, 2026, Wellgistics Health, Inc. (the “Company”) delivered written notice to Silverback Capital Inc. terminating that certain Settlement Agreement and Stipulation, dated January 28, 2026 (the “Settlement Agreement”), previously entered into between the Company and Silverback Capital Inc.”

Paramount Skydance Corp entered into Pro Rata Credit Agreement with Citibank, N.A. as administrative agent and collateral agent, BofA Securities, Inc., Citibank, N.A., Apollo Global Funding, LLC, Deutsche Bank Securities Inc. and Wells Fargo Securities, LLC, as joint lead arrangers and joint bookrunners, Bank of America, N.A., as syndication agent, Apollo Global Fun valued at $5.00 billion five-year revolving commitments (effective 2026-04-07).

“On April 7, 2026, PSKY entered into a Credit Agreement (the “Pro Rata Credit Agreement”) among PSKY, Citibank, N.A. as administrative agent and collateral agent, BofA Securities, Inc., Citibank, N.A., Apollo Global Funding, LLC, Deutsche Bank Securities Inc. and Wells Fargo Securities, LLC, as joint lead arrangers and joint bookrunners, Bank of America, N.A., as syndication agent, Apollo Global Funding, LLC, Deutsche Bank AG New York Branch and Wells Fargo Bank, N.A., as documentation agents, and the lenders party thereto.”

SUNation Energy, Inc. entered into Sales Agreement with Maxim Group, LLC valued at up to $3,599,586 (effective 2026-04-08).

“On April 8, 2026, SUNation Energy, Inc. (“SUNation” or the “Company”) entered into a Sales Agreement (the “Sales Agreement”) with Maxim Group, LLC (“Maxim” or the “Sales Agent”).”

FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEY, INC. entered into Purchase and Sale Agreement with an affiliate of Regency Centers Corporation valued at $27,000,000 (effective 2026-04-08).

“On April 8, 2026, First Real Estate Investment Trust of New Jersey, Inc. (the “Trust” or the “Seller”) entered into a Purchase and Sale Agreement (the “Agreement”) with an affiliate of Regency Centers Corporation (the “Purchaser”), pursuant to which the Seller will sell to the Purchaser 100% of Seller’s ownership interests in the Franklin Crossing shopping center located at 814-860 Franklin Avenue, Franklin Lakes, New Jersey, (“Franklin Crossing”) in exchange for the purchase price of $27,000,000, subject to the terms and conditions of the Agreement.”

INTRUSION INC entered into Note Purchase Agreement with Streeterville Capital, LLC valued at original principal amount of $3,230,000 (effective 2026-04-06).

“On April 6, 2026, Intrusion Inc. (the “Company”) entered into a Note Purchase Agreement (the “Purchase Agreement”) with Streeterville Capital, LLC (the “Investor”). Pursuant to the Purchase Agreement, the Company issued and sold to the Investor a Secured Promissory Note (the “Note”) in the original principal amount of $3,230,000 for cash proceeds of $3,000,000 (reflecting an original issue discount of $210,000 and $20,000 in transaction expenses).”

CONSUMER PORTFOLIO SERVICES, INC. amended Credit Agreement with Capital One, N.A., and a Class B Lender valued at up to a maximum of $390 million (effective 2026-04-03).

“On April 3, 2026, Consumer Portfolio Services, Inc. ("CPS" or the "Company") and its wholly-owned subsidiary Page Eleven Funding LLC (the “Borrower”) amended a revolving credit agreement (the "Credit Agreement") and related agreements with Capital One, N.A., and a Class B Lender (the “Lenders”), all of which have been in place since October 2025.”

CAMDEN PROPERTY TRUST entered into binding term sheet with the named plaintiffs in the Class Action Litigation, individually and on behalf of the class members (together, the "Plaintiffs") valued at $53 million (effective 2026-04-07).

“On April 7, 2026, Camden Property Trust, on behalf of itself and related entities (collectively, the “Company”) entered into a binding term sheet for a settlement with the named plaintiffs in the Class Action Litigation, individually and on behalf of the class members (together, the “Plaintiffs”).”

AEHR TEST SYSTEMS entered into Equity Distribution Agreement with William Blair & Company, L.L.C. and Craig-Hallum Capital Group LLC valued at up to $60,000,000 (effective 2026-04-08).

“On April 8, 2026, AEHR Test Systems (the “Company”) entered into an equity distribution agreement (the “Equity Distribution Agreement”) with William Blair & Company, L.L.C. and Craig-Hallum Capital Group LLC (the “Agents”), in connection with the offer and sale of up to $60,000,000 of shares of the Company’s common stock, par value $0.01 per share (“ATM Shares”).”

Equitable Holdings, Inc. entered into Voting and Support Agreement with Nippon Life Insurance Company valued at Voting and Support Agreement entered into in connection with Merger Agreement (effective 2026-04-08).

“On April 8, 2026, Equitable Holdings, Inc., a Delaware corporation (“Equitable”), entered into a Voting and Support Agreement (the “Voting and Support Agreement”) with Nippon Life Insurance Company, a mutual company ( sougogaisha ) organized under the laws of Japan (“Nippon Life”), and Corebridge Financial, Inc., a Delaware corporation (“Corebridge”) in connection with the previously announced Agreement and Plan of Merger (the “Merger Agreement”), dated as of March 26, 2026, by and among Equitable, Corebridge, Mountain Holding, Inc., a newly formed Delaware corporation and wholly-owned subsidiary of Corebridge (“HoldCo”), Palisade Holding, Inc., a newly formed Delaware corporation and a wholly-owned subsidiary of HoldCo, and Marcy Holding, Inc., a newly formed Delaware corporation and a wholly-owned subsidiary of HoldCo.”

XMax Inc. entered into AI Inference Platform Deployment and Service Agreement with Cloud Alliance Inc. valued at US$400,000 (effective 2026-04-01).

“On April 6, 2026, XMax AI Inc. (" XMax AI " or the " Company "), a wholly owned subsidiary of XMax Inc., entered into an AI Inference Platform Deployment and Service Agreement (the " Agreement ") with Cloud Alliance Inc. (the " Service Provider "), effective as of April 1, 2026.”

Phio Pharmaceuticals Corp. entered into Sales Agreement with H.C. Wainwright & Co., LLC valued at $6,360,000 (effective 2026-04-08).

“On April 8, 2026, Phio Pharmaceuticals Corp. (the “Company”) entered into an At The Market Offering Agreement (the “Sales Agreement”) with H.C. Wainwright & Co., LLC, as sales agent (the “Sales Agent”), pursuant to which the Company may offer and sell, from time to time, through the Sales Agent, shares of the Company’s common stock, par value $0.0001 per share (the “Shares”). The offering and sale of up to $6,360,000 of the Shares pursuant to the Sales Agreement is being registered under the Securities Act of 1933, as amended (the “Securities Act”), pursuant to the Company’s shelf registration statement on Form S-3 (File No. 333-279557), which was declared effective by the Securities and Exchange Commission (“SEC”) on July 1, 2024, which includes a base prospectus, and an accompanying prospectus supplement filed with the SEC on April 8, 2026.”

FORUM MARKETS Inc amended Second Amended and Restated Sales Agreement with Clear Street LLC and TCBI Securities, Inc., doing business as Texas Capital Securities (effective 2026-04-08).

“On April 8, 2026, the Company entered into a Second Amended and Restated Sales Agreement (the “ Second Amended and Restated Sales Agreement ”) with the Agents to cease all sales of Common Stock pursuant to the WKSI Registration Statement and WKSI Prospectus Supplement and to transition the program back to the June Registration Statement and Initial Prospectus Supplement.”