DBX ETF TRUST: Nasdaq/NYSE listing notice — SNPV receives delisting notice from Cboe BZX for insufficient beneficial holders

DBX ETF TRUST

Cboe BZX staff notified Xtrackers S&P 500 Value ESG ETF (SNPV) of fewer than 50 beneficial holders for 30+ consecutive days between Nov 22, 2023 and Jan 23, 2024.
Fund has 45 days (by April 18, 2024) to submit a Plan for Compliance to avoid delisting proceedings.
Trust intends to submit a plan to increase beneficial holders by the April 18, 2024 deadline.
If no compliance plan is submitted, the Staff will issue a Staff Delisting Determination.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

DBX ETF TRUST received a other deficiency notice notice regarding other.

Notice: deficiency notice

Exact text from the filing

March 4, 2024, the staff of the Listing Qualifications Department (the “Staff”) of the Cboe BZX Exchange, Inc. (the “Exchange”) provided written notice (the “Deficiency Notification”) to DBX ETF Trust (the “Trust”) that, based on the Staff’s review of the period between November 22, 2023, and January 23, 2024 (the “Review Period”), it had determined that Xtrackers S&P 500 Value ESG ETF (the “Fund”) did not meet the beneficial holders requirement set forth in Exchange Rule 14.11(l)(4)(B)(i)(c) (the “Rule”), which states that the Exchange will consider the suspension of trading in, and will comm

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Source: SEC EDGAR

accession 0000088053-24-000159

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