Oppenheimer Holdings appoints Brad Watkins as CFO, effective Aug 1, 2022

OPPENHEIMER HOLDINGS INC

Brad M. Watkins named EVP and CFO of Oppenheimer Holdings and Oppenheimer & Co., succeeding Jeffrey J. Alfano.
Watkins receives $300K annual base salary, $500K bonus payable Feb 2023, and 10,000 deferred stock award vesting in 5 years.
Prior CFO Jeffrey J. Alfano resigned Feb 7, 2022, effective March 1, 2022, to pursue other opportunities.
Watkins joined from KPMG where he was an audit partner in financial services; holds B.S. in Accounting from NYU Stern.
Watkins will serve on Oppenheimer's Management and Risk Management committees, reporting to CEO Albert G. Lowenthal.

item 5.02 item 9.01

Executive movements

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Appointed

Brad M. Watkins

Executive Vice President and Chief Financial Officer

OPY · OPPENHEIMER HOLDINGS INC

Effective: 2022-08-01
Filed: August 2, 2022, 7:59 PM ET

The Company appointed Brad M. Watkins as the Executive Vice President and Chief Financial Officer of the Company and Oppenheimer (together, the “Companies”) effective August 1, 2022.

Departed

Jeffrey J. Alfano

Executive Vice President and Chief Financial Officer

OPY · OPPENHEIMER HOLDINGS INC

Effective: 2022-03-01
Successor: Brad M. Watkins
Filed: August 2, 2022, 7:59 PM ET

on February 7, 2022, Jeffrey J. Alfano resigned his position as Executive Vice President and Chief Financial Officer of Oppenheimer Holdings Inc. (the “Company”) as well as its principal operating subsidiary Oppenheimer & Co. Inc. (“Oppenheimer”) effective on or about March 1, 2022 to pursue other professional opportunities.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Brad M. Watkins was appointed as Executive Vice President and Chief Financial Officer at OPPENHEIMER HOLDINGS INC.

Action: appointed
Role: Executive Vice President and Chief Financial Officer

Exact text from the filing

The Company appointed Brad M. Watkins as the Executive Vice President and Chief Financial Officer of the Company and Oppenheimer (together, the “Companies”) effective August 1, 2022.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Jeffrey J. Alfano resigned as Executive Vice President and Chief Financial Officer at OPPENHEIMER HOLDINGS INC.

Action: resigned
Role: Executive Vice President and Chief Financial Officer

Exact text from the filing

on February 7, 2022, Jeffrey J. Alfano resigned his position as Executive Vice President and Chief Financial Officer of Oppenheimer Holdings Inc. (the “Company”) as well as its principal operating subsidiary Oppenheimer & Co. Inc. (“Oppenheimer”) effective on or about March 1, 2022 to pursue other professional opportunities.

View on SEC.gov

OPPENHEIMER HOLDINGS INC filing history →

Source: SEC EDGAR

accession 0000791963-22-000060

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