Recent 8-K filings for OPY

• May 5, 2026, 7:59 PM ET other materiality 0.15 neutral item 5.07item 9.01

  Oppenheimer annual meeting elects all 9 directors, ratifies auditor, approves amended charter

  All nine director nominees elected with 97,385 votes for, 2 withheld each.

• May 4, 2026, 7:59 PM ET other material materiality 0.25 neutral item 7.01item 9.01

  Oppenheimer posts Q1 2026 investor presentation; exhibit lacks specific data

  Company published Q1 2026 investor presentation on its website on May 4, 2026.

• May 1, 2026, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 9.01 ◈ Earnings Releases

  Oppenheimer reports Q1 net loss of $20.6M on $70M legal charge; adjusted EPS $4.46

  Net loss of $20.6M ($1.93/sh) vs net income $30.7M ($2.93/sh) in Q1 2025.

• April 27, 2026, 7:59 PM ET litigation materiality 0.80 negative item 1.01item 9.01 ◈ Material Agreements

  Oppenheimer settles cash-sweep class action for $70M, to impact Q1 earnings

  Settlement of Liberty Capital Group class action for $70M; plaintiff had sought >$440M in damages.

• February 2, 2026, 6:59 PM ET other material materiality 0.20 neutral item 7.01item 9.01

  Oppenheimer posts investor presentation for Q4 and full year 2025; specific results not disclosed in filing

  Filed on Feb 2, 2026 under Item 7.01; presentation posted on oppenheimer.com.

• January 30, 2026, 6:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  Oppenheimer Holdings reports record Q4 EPS $7.08, net income up 593% YoY

  Q4 net income $74.4M ($7.08 basic EPS) vs $10.7M ($1.04) in Q4 2024; revenue $472.6M, +25.9%.

• December 12, 2025, 6:59 PM ET dividend materiality 0.60 positive item 8.01item 9.01

  Oppenheimer declares special $1.00/share cash dividend; aggregate ~$10.5M

  Special cash dividend of $1.00 per share on Class A non-voting and Class B voting common stock.

• November 3, 2025, 6:59 PM ET other materiality 0.10 neutral item 7.01item 9.01

  Oppenheimer posts Q3 2025 investor presentation; no specific details available

  Presentation posted to www.oppenheimer.com on Nov 3, 2025 under Item 7.01 Regulation FD.

• October 31, 2025, 7:59 PM ET earnings materiality 0.70 neutral item 2.02item 9.01

  Oppenheimer Q3 revenue up 13.7% to $424.4M; net income falls to $21.7M on higher comp

  Basic EPS of $2.06 vs $2.38 a year ago; $13.5M charge from liability-based awards tied to share price.

• August 4, 2025, 7:59 PM ET other material materiality 0.10 neutral item 7.01item 9.01

  Oppenheimer posts Q2 2025 investor presentation; no specific financial data in filing

  Investor presentation titled 'Second Quarter 2025 Investor Update' posted on IR page on August 4, 2025.

• August 1, 2025, 7:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  Oppenheimer Q2 EPS $2.06 vs $0.99; revenue $373M, AUM record $52.8B

  Net income $21.7M ($2.06 basic EPS) vs $10.3M ($0.99) in Q2 2024, up 111%.

• May 6, 2025, 7:59 PM ET other materiality 0.10 neutral item 5.07item 9.01

  Oppenheimer Holdings reports unanimous election of nine directors and ratification of auditor

  All nine director nominees elected with 97,348 votes for, zero withheld; no broker non-votes.

• April 28, 2025, 7:59 PM ET other material materiality 0.20 neutral item 7.01item 9.01

  Oppenheimer posts Q1 2025 investor presentation; filing contains no detailed financial data

  Presentation titled 'First Quarter 2025 Investor Update' posted on April 28, 2025.

• April 25, 2025, 7:59 PM ET earnings materiality 0.75 neutral item 2.02item 9.01

  Oppenheimer Q1 net income rises to $30.7M, revenue up 4.2% to $367.8M

  Basic EPS $2.93 vs $2.50 YoY; diluted EPS $2.72 vs $2.37.

• February 27, 2025, 6:59 PM ET leadership materiality 0.60 neutral item 5.02item 9.01 ◈ executive_change ×2

  Oppenheimer CEO succession: Albert Lowenthal to become Executive Chairman; Robert Lowenthal named CEO

  Albert Lowenthal steps down as CEO effective May 5, 2025; remains Chairman and becomes Executive Chairman of Opco.

• February 3, 2025, 6:59 PM ET other material materiality 0.20 neutral item 7.01item 9.01

  Oppenheimer posts Q4/FY 2024 investor presentation to IR website

  Presentation posted on February 3, 2025 to oppenheimer.com/ir.

• January 31, 2025, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Oppenheimer FY2024 revenue record $1.43B (+15% YoY); net income $71.6M vs $30.2M

  Q4 2024 net income $10.7M ($1.04 basic EPS) vs $11.1M ($1.07) year ago; revenue $375.4M (+21.8% YoY).

• October 28, 2024, 7:59 PM ET other material materiality 0.40 neutral item 7.01item 9.01

  Oppenheimer posts Q3 2024 investor presentation; no figures in excerpt

  Presentation posted Oct 28, 2024 on investor relations page of oppenheimer.com.

• October 25, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Oppenheimer Q3 net income $24.5M ($2.38 EPS) up 77% YoY; revenue $373.4M +19.4%; AUM record $49.1B

  Net income $24.5M ($2.38 basic EPS) vs $13.9M ($1.32) YoY; revenue $373.4M up 19.4% from $312.7M.

• September 19, 2024, 7:59 PM ET debt materiality 0.60 positive item 1.02item 9.01

  Oppenheimer to redeem all $113M of 5.50% Senior Secured Notes due 2025

  Redeeming $113,050,000 principal at 100% plus accrued interest on October 10, 2024.

• July 29, 2024, 7:59 PM ET other materiality 0.15 neutral item 7.01item 9.01

  Oppenheimer posts Q2 2024 investor slides; no material financial data disclosed in filing

  Filed Item 7.01 Regulation FD disclosure announcing investor presentation posted to website.

• July 26, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Oppenheimer reports Q2 net income $10.3M vs loss last year; dividend raised 20% to $0.18/share

  Net income $10.3M ($0.99 basic EPS) vs net loss of $9.4M (-$0.85) in Q2 2023; revenue up 8% to $330.6M.

• May 7, 2024, 7:59 PM ET earnings materiality 0.70 positive item 5.02item 5.07item 9.01 ◈ Shareholder Votes ×3

  Oppenheimer adopts 2024 Incentive Plan; Q1 net income rises 78% YoY

  Stockholders ratified 2024 Incentive Plan authorizing up to 1,000,000 Class A shares.

• April 29, 2024, 7:59 PM ET other material materiality 0.25 neutral item 7.01item 9.01

  Oppenheimer posts Q1 2024 investor presentation; no specific results in filing

  Company posted Q1 2024 investor update slides to its website on April 29, 2024.

• April 26, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01 ◈ Earnings Releases

  Oppenheimer Holdings Q1 net income $26.1M ($2.50 EPS), up 78% YoY; revenue $353M (+9.8%)

  Net income of $26.1M ($2.50 basic EPS) vs $14.6M ($1.32) in Q1 2023, +78.2%.

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.80 · Median 0.60 · Most common event earnings

9 positive 2 negative 14 neutral

source · OPY on sec.gov