OPY OPPENHEIMER HOLDINGS INC

CIK 0000791963 50 ready 8-Ks latest May 5, 2026, 7:59 PM ET RSS · JSON

Activity: QUIET 0 filings / 30d vs 1 baseline

Ready 8-Ks 50

Latest filing May 5, 2026, 7:59 PM ET

Top materiality 0.85

Event mix other_material ×17 · earnings ×17 · other ×7

Sentiment 15 pos · 9 neg · 26 neu

Latest earnings reported 2026-Q1

Executive change recent →

Recent 8-K filings for OPY

Highest-materiality recent filing

Oppenheimer Holdings faces $36.7M FINRA arbitration award over Horizon fraud

September 7, 2022, 7:59 PM ET litigation materiality 0.85 negative item 8.01

FINRA panel awarded $36,744,276 to 12 former customers over Horizon Private Equity scheme.
Claimants alleged Oppenheimer failed to supervise former advisor John Woods.

Read filing →

May 5, 2026, 7:59 PM ET other materiality 0.15 neutral item 5.07 item 9.01 ◈ Shareholder Votes ×5

Oppenheimer annual meeting elects all 9 directors, ratifies auditor, approves amended charter

All nine director nominees elected with 97,385 votes for, 2 withheld each.
May 4, 2026, 7:59 PM ET other material materiality 0.25 neutral item 7.01 item 9.01

Oppenheimer posts Q1 2026 investor presentation; exhibit lacks specific data

Company published Q1 2026 investor presentation on its website on May 4, 2026.
May 1, 2026, 7:59 PM ET earnings materiality 0.75 negative item 2.02 item 9.01 ◈ Earnings Releases

Oppenheimer reports Q1 net loss of $20.6M on $70M legal charge; adjusted EPS $4.46

Net loss of $20.6M ($1.93/sh) vs net income $30.7M ($2.93/sh) in Q1 2025.
April 27, 2026, 7:59 PM ET litigation materiality 0.80 negative item 1.01 item 9.01 ◈ Material Agreements

Oppenheimer settles cash-sweep class action for $70M, to impact Q1 earnings

Settlement of Liberty Capital Group class action for $70M; plaintiff had sought >$440M in damages.
February 2, 2026, 6:59 PM ET other material materiality 0.20 neutral item 7.01 item 9.01

Oppenheimer posts investor presentation for Q4 and full year 2025; specific results not disclosed in filing

Filed on Feb 2, 2026 under Item 7.01; presentation posted on oppenheimer.com.
January 30, 2026, 6:59 PM ET earnings materiality 0.80 positive item 2.02 item 9.01

Oppenheimer Holdings reports record Q4 EPS $7.08, net income up 593% YoY

Q4 net income $74.4M ($7.08 basic EPS) vs $10.7M ($1.04) in Q4 2024; revenue $472.6M, +25.9%.
December 12, 2025, 6:59 PM ET dividend materiality 0.60 positive item 8.01 item 9.01

Oppenheimer declares special $1.00/share cash dividend; aggregate ~$10.5M

Special cash dividend of $1.00 per share on Class A non-voting and Class B voting common stock.
November 3, 2025, 6:59 PM ET other materiality 0.10 neutral item 7.01 item 9.01

Oppenheimer posts Q3 2025 investor presentation; no specific details available

Presentation posted to www.oppenheimer.com on Nov 3, 2025 under Item 7.01 Regulation FD.
October 31, 2025, 7:59 PM ET earnings materiality 0.70 neutral item 2.02 item 9.01

Oppenheimer Q3 revenue up 13.7% to $424.4M; net income falls to $21.7M on higher comp

Basic EPS of $2.06 vs $2.38 a year ago; $13.5M charge from liability-based awards tied to share price.
August 4, 2025, 7:59 PM ET other material materiality 0.10 neutral item 7.01 item 9.01

Oppenheimer posts Q2 2025 investor presentation; no specific financial data in filing

Investor presentation titled 'Second Quarter 2025 Investor Update' posted on IR page on August 4, 2025.
August 1, 2025, 7:59 PM ET earnings materiality 0.80 positive item 2.02 item 9.01

Oppenheimer Q2 EPS $2.06 vs $0.99; revenue $373M, AUM record $52.8B

Net income $21.7M ($2.06 basic EPS) vs $10.3M ($0.99) in Q2 2024, up 111%.
May 6, 2025, 7:59 PM ET other materiality 0.10 neutral item 5.07 item 9.01

Oppenheimer Holdings reports unanimous election of nine directors and ratification of auditor

All nine director nominees elected with 97,348 votes for, zero withheld; no broker non-votes.
April 28, 2025, 7:59 PM ET other material materiality 0.20 neutral item 7.01 item 9.01

Oppenheimer posts Q1 2025 investor presentation; filing contains no detailed financial data

Presentation titled 'First Quarter 2025 Investor Update' posted on April 28, 2025.
April 25, 2025, 7:59 PM ET earnings materiality 0.75 neutral item 2.02 item 9.01

Oppenheimer Q1 net income rises to $30.7M, revenue up 4.2% to $367.8M

Basic EPS $2.93 vs $2.50 YoY; diluted EPS $2.72 vs $2.37.
February 27, 2025, 6:59 PM ET leadership materiality 0.60 neutral item 5.02 item 9.01 ◈ executive_change ×2

Oppenheimer CEO succession: Albert Lowenthal to become Executive Chairman; Robert Lowenthal named CEO

Albert Lowenthal steps down as CEO effective May 5, 2025; remains Chairman and becomes Executive Chairman of Opco.
February 3, 2025, 6:59 PM ET other material materiality 0.20 neutral item 7.01 item 9.01

Oppenheimer posts Q4/FY 2024 investor presentation to IR website

Presentation posted on February 3, 2025 to oppenheimer.com/ir.
January 31, 2025, 6:59 PM ET earnings materiality 0.75 positive item 2.02 item 9.01

Oppenheimer FY2024 revenue record $1.43B (+15% YoY); net income $71.6M vs $30.2M

Q4 2024 net income $10.7M ($1.04 basic EPS) vs $11.1M ($1.07) year ago; revenue $375.4M (+21.8% YoY).
October 28, 2024, 7:59 PM ET other material materiality 0.40 neutral item 7.01 item 9.01

Oppenheimer posts Q3 2024 investor presentation; no figures in excerpt

Presentation posted Oct 28, 2024 on investor relations page of oppenheimer.com.
October 25, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02 item 9.01

Oppenheimer Q3 net income $24.5M ($2.38 EPS) up 77% YoY; revenue $373.4M +19.4%; AUM record $49.1B

Net income $24.5M ($2.38 basic EPS) vs $13.9M ($1.32) YoY; revenue $373.4M up 19.4% from $312.7M.
September 19, 2024, 7:59 PM ET debt materiality 0.60 positive item 1.02 item 9.01

Oppenheimer to redeem all $113M of 5.50% Senior Secured Notes due 2025

Redeeming $113,050,000 principal at 100% plus accrued interest on October 10, 2024.
July 29, 2024, 7:59 PM ET other materiality 0.15 neutral item 7.01 item 9.01

Oppenheimer posts Q2 2024 investor slides; no material financial data disclosed in filing

Filed Item 7.01 Regulation FD disclosure announcing investor presentation posted to website.
July 26, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02 item 9.01

Oppenheimer reports Q2 net income $10.3M vs loss last year; dividend raised 20% to $0.18/share

Net income $10.3M ($0.99 basic EPS) vs net loss of $9.4M (-$0.85) in Q2 2023; revenue up 8% to $330.6M.
May 7, 2024, 7:59 PM ET earnings materiality 0.70 positive item 5.02 item 5.07 item 9.01 ◈ Shareholder Votes ×3

Oppenheimer adopts 2024 Incentive Plan; Q1 net income rises 78% YoY

Stockholders ratified 2024 Incentive Plan authorizing up to 1,000,000 Class A shares.
April 29, 2024, 7:59 PM ET other material materiality 0.25 neutral item 7.01 item 9.01

Oppenheimer posts Q1 2024 investor presentation; no specific results in filing

Company posted Q1 2024 investor update slides to its website on April 29, 2024.
April 26, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02 item 9.01 ◈ Earnings Releases

Oppenheimer Holdings Q1 net income $26.1M ($2.50 EPS), up 78% YoY; revenue $353M (+9.8%)

Net income of $26.1M ($2.50 basic EPS) vs $14.6M ($1.32) in Q1 2023, +78.2%.
March 4, 2024, 6:59 PM ET other material materiality 0.65 positive item 8.01 item 9.01

Oppenheimer Holdings Announces Share Repurchase Program of Up to 518,000 Shares

Board authorized repurchase of up to 518,000 Class A non-voting common shares, representing about 5% of 10,357,376 shares outstanding.
March 1, 2024, 6:59 PM ET leadership materiality 0.30 neutral item 5.02 item 9.01 ◈ executive_change ×3

Oppenheimer Holdings: two long-serving directors retiring, Suzanne Spaulding appointed

William J. Ehrhardt (79) and A. Winn Oughtred (80) will not stand for re-election at May 2024 annual meeting.
January 29, 2024, 6:59 PM ET other material materiality 0.20 neutral item 7.01 item 9.01

Oppenheimer posts investor presentation for Q4 and FY 2023; no specific data in filing text

Filed under Item 7.01; presentation posted to IR website as of Jan 29, 2024.
January 26, 2024, 6:59 PM ET earnings materiality 0.75 negative item 2.02 item 9.01 ◈ Earnings Releases ×2

Oppenheimer Q4 EPS $1.07, down 48% YoY; adjusted EPS $1.56; FY revenue $1.25B

GAAP net income $11.1M ($1.07 basic EPS) vs $22.4M ($2.04) in Q4 2022; adjusted net income $16.1M ($1.56).
October 30, 2023, 7:59 PM ET other material materiality 0.10 neutral item 7.01 item 9.01

Oppenheimer Holdings posts Q3 2023 investor presentation; no specific data in filing

Regulation FD disclosure of investor presentation posted to oppenheimer.com on October 30, 2023.
October 27, 2023, 7:59 PM ET earnings materiality 0.75 positive item 2.02 item 9.01 ◈ Earnings Releases

Oppenheimer Q3 net income $13.9M, EPS $1.32 vs $0.40 YoY; revenue $312.7M +6.3%

Net income $13.9M ($1.32 basic EPS) vs $4.5M ($0.40) a year ago; revenue rose 6.3% to $312.7M.
October 25, 2023, 7:59 PM ET leadership materiality 0.30 neutral item 5.02 item 9.01 ◈ executive_change

Oppenheimer Holdings elects Stacy J. Kanter to Board of Directors

Stacy J. Kanter elected as director effective October 25, 2023.
July 31, 2023, 7:59 PM ET other materiality 0.10 neutral item 7.01 item 9.01

Oppenheimer posts Q2 2023 investor presentation; no financial details provided

Filed Form 8-K on July 31, 2023, furnishing investor presentation slides as Exhibit 99.1.
July 28, 2023, 7:59 PM ET earnings materiality 0.70 negative item 2.02 item 9.01 ◈ Earnings Releases

Oppenheimer Q2 net loss $9.4M on legal reserve; revenue up 29%

Net loss $9.4M ($0.85) vs loss $3.9M ($0.32) YoY; revenue $306.2M (+29.1%).
May 9, 2023, 7:59 PM ET other material materiality 0.15 neutral item 5.07 item 7.01 item 9.01 ◈ Shareholder Votes ×5

Oppenheimer board elected, auditor ratified, say-on-pay approved at annual meeting

All 9 director nominees elected with 97,350 votes for and 0 against; 396 broker non-votes.
May 1, 2023, 7:59 PM ET other material materiality 0.10 neutral item 7.01 item 9.01

Oppenheimer Holdings posts Q1 2023 investor presentation on website

Presentation posted to Investor Relations page of oppenheimer.com on May 1, 2023.
April 28, 2023, 7:59 PM ET earnings materiality 0.75 positive item 2.02 item 9.01 ◈ Earnings Releases

Oppenheimer Q1 net income $14.6M ($1.32 EPS), revenue up 21% to $321.7M

Net income of $14.6M up 57% from $9.3M in Q1 2022; diluted EPS $1.22 vs $0.69.
January 30, 2023, 6:59 PM ET other materiality 0.10 neutral item 7.01 item 9.01

Oppenheimer posts Q4/ FY2022 investor presentation without disclosed figures in 8-K

Filed 8-K on Jan 30, 2023 announcing investor presentation posted on oppenheimer.com.
January 30, 2023, 6:59 PM ET litigation materiality 0.65 negative item 8.01

Georgia court confirms $36.7M FINRA award against Oppenheimer; appeal considered

Superior Court orally confirmed $36,744,276.26 arbitration award against Oppenheimer & Co. Inc. on Jan 30, 2023.
January 27, 2023, 6:59 PM ET earnings materiality 0.80 negative item 2.02 item 9.01 ◈ Earnings Releases ×2

Oppenheimer Q4 net income drops 64% YoY to $22.4M; full year EPS $2.77 vs $12.57

Net income $22.4M ($2.04 basic EPS) in Q4, down from $62.9M ($4.99) a year ago; revenue fell 14% to $313.6M.
December 14, 2022, 6:59 PM ET other material materiality 0.60 positive item 8.01 item 9.01

Oppenheimer Holdings authorizes buyback of up to 543,000 shares; total authorization now 687,034

Board authorized repurchase of up to 543,000 Class A non-voting shares (~5% of 10,867,660 outstanding).
October 31, 2022, 7:59 PM ET other material materiality 0.20 neutral item 7.01 item 9.01

Oppenheimer Holdings posts Q3 2022 investor presentation; no specific results disclosed in filing

Presentation titled 'Third Quarter 2022 Investor Update' posted on October 31, 2022.
October 28, 2022, 7:59 PM ET earnings materiality 0.70 negative item 2.02 item 9.01 ◈ Earnings Releases

Oppenheimer Q3 net income drops 83% to $4.5M, EPS $0.40, on adverse arbitration and market headwinds

Revenue $294.1M, down 6.7% YoY; net income $4.5M vs $26.3M; EPS $0.40 vs $2.07.
September 7, 2022, 7:59 PM ET litigation materiality 0.85 negative item 8.01

Oppenheimer Holdings faces $36.7M FINRA arbitration award over Horizon fraud

FINRA panel awarded $36,744,276 to 12 former customers over Horizon Private Equity scheme.
August 2, 2022, 7:59 PM ET leadership materiality 0.60 neutral item 5.02 item 9.01 ◈ executive_change ×2

Oppenheimer Holdings appoints Brad Watkins as CFO, effective Aug 1, 2022

Brad M. Watkins named EVP and CFO of Oppenheimer Holdings and Oppenheimer & Co., succeeding Jeffrey J. Alfano.
August 1, 2022, 7:59 PM ET other materiality 0.20 neutral item 7.01 item 9.01

Oppenheimer posts Q2 2022 investor update; no detailed results

Presentation furnished as Exhibit 99.1 to August 1, 2022 8-K.
July 29, 2022, 7:59 PM ET earnings materiality 0.75 negative item 2.02 item 9.01

Oppenheimer Holdings reports Q2 net loss of $3.9M vs profit of $31.2M a year ago

Revenue $237.2M, down 30.3% YoY; net loss per diluted share $(0.32) vs EPS of $2.28.
July 29, 2022, 7:59 PM ET other material materiality 0.60 positive item 8.01 item 9.01

Oppenheimer Holdings authorizes repurchase of up to 536,500 shares (4.8% of outstanding)

Board authorized repurchase of up to 536,500 Class A non-voting shares (~4.8% of 11,251,930 outstanding).
May 24, 2022, 7:59 PM ET other material materiality 0.55 positive item 8.01 item 9.01

Oppenheimer Holdings authorizes repurchase of up to 550,000 Class A non-voting shares

New program covers ~4.6% of outstanding Class A non-voting shares (11,863,559 shares outstanding).
May 10, 2022, 7:59 PM ET other material materiality 0.25 neutral item 5.07 item 7.01 item 9.01

Oppenheimer Holdings holds annual meeting; elects nine directors and ratifies Deloitte auditor

All nine director nominees (Behrens, Dwyer, Ehrhardt, Friedman, Glasser, Lowenthal, Lowenthal, Oughtred, Roth) elected with 98,076+ votes each.