Oppenheimer Holdings: two long-serving directors retiring, Suzanne Spaulding appointed

OPPENHEIMER HOLDINGS INC

William J. Ehrhardt (79) and A. Winn Oughtred (80) will not stand for re-election at May 2024 annual meeting.
Suzanne Spaulding (67) elected to Board effective March 1, 2024; brings cybersecurity and risk management expertise.
Spaulding expected to serve on Nominating & Corporate Governance and Audit Committees.
Neither retiring director has any disagreement with the Company regarding operations, policies, or practices.

item 5.02 item 9.01

Executive movements

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Appointed

Suzanne Spaulding

Director

OPY · OPPENHEIMER HOLDINGS INC

Effective: 2024-03-01
Filed: March 1, 2024, 6:59 PM ET

the Board of the Company temporarily increased the size of the Board and elected Suzanne Spaulding, 67, a director of the Company effective at the close of business March 1, 2024.

Departed

A. Winn Oughtred

Director

OPY · OPPENHEIMER HOLDINGS INC

Filed: March 1, 2024, 6:59 PM ET

William J. Ehrhardt, 79, and A. Winn Oughtred, 80, verbally notified the Company that they will be retiring and do not plan to stand for re-election to the Board at the 2024 Annual Meeting of Stockholders of the Company to be held in May 2024.

Departed

William J. Ehrhardt

Director

OPY · OPPENHEIMER HOLDINGS INC

Filed: March 1, 2024, 6:59 PM ET

William J. Ehrhardt, 79, and A. Winn Oughtred, 80, verbally notified the Company that they will be retiring and do not plan to stand for re-election to the Board at the 2024 Annual Meeting of Stockholders of the Company to be held in May 2024.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Suzanne Spaulding was elected as Director at OPPENHEIMER HOLDINGS INC.

Action: elected
Role: Director

Exact text from the filing

the Board of the Company temporarily increased the size of the Board and elected Suzanne Spaulding, 67, a director of the Company effective at the close of business March 1, 2024.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

A. Winn Oughtred departed as Director at OPPENHEIMER HOLDINGS INC.

Action: retiring
Role: Director

Exact text from the filing

William J. Ehrhardt, 79, and A. Winn Oughtred, 80, verbally notified the Company that they will be retiring and do not plan to stand for re-election to the Board at the 2024 Annual Meeting of Stockholders of the Company to be held in May 2024.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

William J. Ehrhardt departed as Director at OPPENHEIMER HOLDINGS INC.

Action: retiring
Role: Director

Exact text from the filing

William J. Ehrhardt, 79, and A. Winn Oughtred, 80, verbally notified the Company that they will be retiring and do not plan to stand for re-election to the Board at the 2024 Annual Meeting of Stockholders of the Company to be held in May 2024.

View on SEC.gov

OPPENHEIMER HOLDINGS INC filing history →

Source: SEC EDGAR

accession 0000791963-24-000017

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