HORIZON BANCORP INC /IN/ (HBNC): Nasdaq/NYSE listing notice — Horizon Bancorp regains NASDAQ compliance by filing delayed 2022 10-K

HORIZON BANCORP INC /IN/

Received notice from NASDAQ on March 16, 2023 confirming compliance with Listing Rule 5250(c)(1).
Regained compliance by filing the 2022 Form 10-K on March 15, 2023, resolving the prior delinquency.
Earlier NASDAQ warning on March 6, 2023 cited failure to file 10-K by March 1, 2023 deadline.
Matter is now closed; no further listing action expected from NASDAQ.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

HORIZON BANCORP INC /IN/ received a nasdaq compliance regained notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: compliance regained
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

March 16, 2023, Horizon Bancorp, Inc. (“Horizon” or the “Company”) received notification from The NASDAQ Stock Market LLC (“NASDAQ”) that it is now in compliance with NASDAQ listing rule 5250(c)(1) (the “Rule”). The Company regained compliance with the Rule by filing its Form 10-K for the year ended December 31, 2022 (the “2022 Form 10-K”) on March 15, 2023 with the Securities and Exchange Commission (the “SEC”). Based on the filing of the 2022 Form 10-K on March 15, 2023, NASDAQ determined that the Company was back in compliance with the Rule and the matter was closed. As previously disclos

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Source: SEC EDGAR

accession 0000908834-23-000034

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