Hawks Acquisition Corp: Nasdaq/NYSE listing notice — Hawks Acquisition Corp receives NYSE notice for insufficient public stockholders (<300)

Hawks Acquisition Corp

NYSE notified Hawks Acquisition Corp on Jan 18, 2023 for failing to meet minimum 300 public stockholders (Section 802.01B).
Company has 45 days to submit a business plan to NYSE and 18 months from notice to cure the deficiency.
Common stock will continue trading on NYSE during the cure period, subject to other continued listing requirements.
Company expects to achieve at least 300 public stockholders upon completion of an initial business combination.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Hawks Acquisition Corp received a nyse deficiency notice notice regarding other (rules 802.01B).

Exchange: nyse
Notice: deficiency notice
Rules: 802.01B

Exact text from the filing

January 18, 2023, Hawks Acquisition Corp (the “Company”) was notified by the New York Stock Exchange (the “NYSE”) that it was not in compliance with the continued listing standards set forth in Section 802.01B of the NYSE Listed Company Manual because the company has fewer than 300 public stockholders. The Company intends to deliver a business plan to the NYSE within 45 days of receipt of the notification outlining how it intends to cure the deficiency and comply with the NYSE continued listing requirement. The Company can avoid delisting if, within 18 months following receipt of the NYSE noti

View on SEC.gov

Browse all listing & compliance notices →

Source: SEC EDGAR

accession 0000950142-23-000196

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.