Silvergate Capital Corp: Nasdaq/NYSE listing notice — NYSE to delist Silvergate after company refuses to file periodic reports

Silvergate Capital Corp

NYSE suspended trading on May 11, 2023 and applied to SEC to delist Silvergate's securities.
Silvergate informed NYSE it will not file its 2022 Form 10-K or any subsequent periodic reports.
Company will not appeal the delisting determination; delisting expected 10 business days after NYSE application.
Securities may trade on OTC Experts Market; company makes no recommendation regarding any trading.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Silvergate Capital Corp received a nyse delisting notice notice regarding late filing (rules 802.01E).

Exchange: nyse
Notice: delisting notice
Deficiency: late filing
Rules: 802.01E

Exact text from the filing

May 11, 2023, the NYSE suspended trading in the Company’s securities and indicated to the Company that it expects to commence the delisting of the Company’s securities after the Company informed the NYSE that it will not file the 2022 10-K or any subsequent periodic reports as required by Sections 13(a) or 15(d) under the Securities Exchange Act of 1934, as amended (the “ Exchange Act ”). Later on May 11, 2023, the Company was notified by the NYSE that it had determined to commence proceedings to delist the Company’s securities from the NYSE pursuant to Section 802.01E of the NYSE Listed Co

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Source: SEC EDGAR

accession 0000950157-23-000531

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