VAPOTHERM INC: Nasdaq/NYSE listing notice — Vapotherm receives NYSE delisting notice for share price below $1.00

VAPOTHERM INC

30-trading day average closing price as of March 14, 2023 was $0.94, triggering non-compliance with NYSE Section 802.01C.
Company has six months from March 15, 2023 to regain compliance by closing at or above $1.00 and maintaining 30-day average at $1.00.
Prior deficiency from September 2022 (market cap and equity below thresholds) still active; stock trades with ".BC" indicator.
Notice does not affect business operations, SEC reporting, or debt agreements; cure plan required within 10 business days.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

VAPOTHERM INC received a nyse deficiency notice notice regarding minimum bid price (rules 802.01C).

Exchange: nyse
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 802.01C

Exact text from the filing

March 15, 2023, Vapotherm, Inc. (the “Company”) received a notice (the “Notice”) from the New York Stock Exchange, Inc. (the “NYSE”) that the Company is not in compliance with the continued listing standard set forth in Section 802.01C of the NYSE Listed Company Manual because the average closing price of the Company’s common stock was less than $1.00 over a consecutive 30 trading-day period. Pursuant to Section 802.01C, the Company has a period of six months following the receipt of the Notice to regain compliance with the minimum share price requirement. In order to regain compliance, on the

View on SEC.gov

Browse all listing & compliance notices →

Source: SEC EDGAR

accession 0000950170-23-008655

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.