S&W Seed Co: Nasdaq/NYSE listing notice — S&W Seed receives Nasdaq bid-price deficiency notice; 180 days to regain compliance

S&W Seed Co

Received Nasdaq notice on Nov 14, 2023 for common stock bid price closing below $1.00 for 30 consecutive business days.
Has 180 calendar days (through May 13, 2024) to regain compliance by closing at $1.00+ for 10 consecutive business days.
If noncompliant at deadline, may qualify for additional 180-day period if it meets other listing standards.
Failure to cure could result in delisting from Nasdaq Capital Market.
Company will monitor bid price and consider available options to regain compliance.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

S&W Seed Co received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 5550(a)(2)

Exact text from the filing

November 14, 2023, S&W Seed Company (the “Company”) received a letter (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) advising the Company that for 30 consecutive business days preceding the date of the Notice, the bid price of the Company’s common stock had closed below the $1.00 per share minimum required for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”). The Notice has no effect on the listing of the Company’s common stock at this time, and the Company’s common stock continues to trade on The Nasdaq

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Source: SEC EDGAR

accession 0000950170-23-064473

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