Vintage Wine Estates, Inc.: Nasdaq/NYSE listing notice — Vintage Wine Estates receives Nasdaq delisting notice for late 10-Q; COO resigns

Vintage Wine Estates, Inc.

Nasdaq notified VWE on Feb 21, 2024 that it is not in compliance with Listing Rule 5250(c)(1) due to failure to timely file Form 10-Q for period ended Dec 31, 2023.
The notice does not immediately affect listing or trading of VWE common stock or warrants.
VWE expects to regain compliance within the 60-day window to submit a plan.
COO Zach Long resigned effective Feb 23, 2024; no replacement announced.

item 3.01 item 5.02 item 7.01 item 9.01

Executive movements

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Departed

Zach Long

Chief Operations Officer

Vintage Wine Estates, Inc.

Effective: 2024-02-23
Filed: February 27, 2024, 6:59 PM ET

On February 5, 2024, Zach Long, Chief Operations Officer of VWE, notified the Company of his resignation from the Company, effective February 23, 2024.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 1.0

Vintage Wine Estates, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

February 21, 2024, Vintage Wine Estates, Inc. (“VWE” or the “Company”) received a letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because the Company has not filed its Quarterly Report on Form 10-Q for the period ended December 31, 2023 (the “Form 10-Q”) within the prescribed time period, the Company is not in compliance with the timely filing requirement for continued listing under Nasdaq Listing Rule 5250(c)(1). The Nasdaq notification letter has no immediate effect on the listing or trading of the Company’s common stock on Nasdaq.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Zach Long resigned as Chief Operations Officer at Vintage Wine Estates, Inc..

Action: resigned
Role: Chief Operations Officer

Exact text from the filing

On February 5, 2024, Zach Long, Chief Operations Officer of VWE, notified the Company of his resignation from the Company, effective February 23, 2024.

View on SEC.gov

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Source: SEC EDGAR

accession 0000950170-24-021198

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