Nuburu received NYSE warning for issuing 4.6M shares without approval; matter resolved

Nuburu, Inc.

Issued ~4.6M common shares May-Aug 2024 on conversion of convertible notes without NYSE prior approval.
Violated NYSE American Sections 301 (unlisted share issuance) and 713 (20%+ stockholder vote).
Company implementing additional controls to prevent future violations.
NYSE Regulation confirmed the matter is resolved after filing this 8-K and press release.
No delisting proceeding initiated; warning letter is final action.

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.