Nuburu, Inc. (BURU): Nasdaq/NYSE listing notice — NYSE accepts Nuburu's compliance plan; stock to trade with .BC indicator through Oct 2026

Nuburu, Inc.

NYSE accepted the Compliance Plan and granted a plan period through October 29, 2026.
Stockholders' deficit of ($37.8M) as of Dec 31, 2024 and losses for two fiscal years triggered noncompliance.
Common stock continues trading on NYSE American under symbol BURU with '.BC' indicator.
If not compliant by Oct 2026 or fails to progress, NYSE may initiate delisting proceedings.
Company had previously received noncompliance notice on April 29, 2025.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Nuburu, Inc. received a nyse_american noncompliance notice notice regarding stockholders equity (rules 1003(a)(i)).

Exchange: nyse american
Notice: noncompliance notice
Deficiency: stockholders equity
Rules: 1003(a)(i)

Exact text from the filing

April 29, 2025, received a Notice of Noncompliance (the “Notice”) from NYSE Regulation indicating that the Company was not in compliance with Section 1003(a)(i) of the NYSE American Company Guide (the “Company Guide”) since it reported stockholders’ deficit of $(37.8) million at December 31, 2024 and has had losses in the two most recent fiscal years. The NYSE will review the Company periodically for compliance with the Compliance Plan. If the Company is not in compliance with the continued listing standards by October 29, 2026, or if the Company does not make progress consistent with the Comp

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5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Nuburu, Inc. filing history →

Source: SEC EDGAR

accession 0000950170-25-099248

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