XAI Octagon replaces CCO service provider; designates Randi Roessler as new CCO

XAI Octagon Floating Rate & Alternative Income Trust

Amended services agreement with PINE Advisor Solutions effective Oct 1, 2023; PINE provides CFO and CCO services.
Prior CCO services agreement with ALPS Fund Services terminated; Theodore J. Uhl resigned as CCO.
Board designated Randi Roessler (PINE employee) as new Chief Compliance Officer effective Oct 1, 2023.
Agreement materially similar to prior except for fees, effective date, and parties.

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