Extracted from this filing and checked against the source text.
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
Nuvve Holding Corp. entered into Placement Agent Agreement with Aegis Capital Corp. (effective 2023-10-25).
- Action
- entry
- Agreement
- underwriting
- Counterparty
- Aegis Capital Corp.
- Effective
- 2023-10-25
Exact text from the filing
On October 25, 2023, the Company also entered into a placement agent agreement (the “ Placement Agent Agreement ”) with Aegis Capital Corp. (the “ Placement Agent ”).
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Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
Nuvve Holding Corp. entered into Purchase Agreement with purchasers named on the signature page thereto valued at aggregate gross proceeds to the Company from the Offering were approximately $2.07 million (effective 2023-10-25).
- Action
- entry
- Agreement
- equity purchase
- Counterparty
- purchasers named on the signature page thereto
- Value
- aggregate gross proceeds to the Company from the Offering were approximately $2.07 million
- Effective
- 2023-10-25
Exact text from the filing
On October 25, 2023, Nuvve Holding Corp., a Delaware corporation (the “ Company ”), entered into a securities purchase agreement (the “ Purchase Agreement ”) with the purchasers named on the signature page thereto (the “ Purchasers ”), which provides for the sale and issuance by the Company in a registered direct offering (the “ Offering ”) of an aggregate of (i) 4,366,092 shares of the Company’s common stock, $0.0001 par value per share (the “ Common Stock ”), at a purchase price of $0.15 per share (the “ Shares ”), and (ii) pre-funded warrants to purchase up to 9,406,848 shares of Common Stock at a purchase price of $0.1499 per pre-funded warrant (the “ Pre-Funded Warrants ” and, together with the Shares, the “ Securities ”), which represents the per share price for the Shares less the exercise price of $0.0001 per share.
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