ASTI Ascent Solar Technologies, Inc.

CIK 0001350102 50 ready 8-Ks latest June 26, 2026, 4:32 PM ET RSS · JSON

Activity: NORMAL 1 filings / 30d vs 1 baseline

Ready 8-Ks 50

Latest filing June 26, 2026, 4:32 PM ET

Top materiality 0.92

Event mix other_material ×28 · leadership ×7 · debt ×7

Sentiment 7 pos · 16 neg · 27 neu

Executive change recent →

SHENANIGAN SCORE 2 / 7 see the board

Recent 8-K filings for ASTI

Highest-materiality recent filing

Ascent Solar receives Nasdaq delisting notice for low-priced stock; plans to appeal

July 31, 2023, 7:59 PM ET regulatory materiality 0.92 negative item 1.01 item 3.01 item 3.03 item 9.01 ◈ Listing & Compliance Notices

On July 28, Nasdaq determined to delist ASTI due to closing bid price ≤$0.10 for ten consecutive trading days.
Company intends to request a hearing before a Nasdaq Hearings Panel; trading stays pending during appeal.

Read filing →

June 26, 2026, 4:32 PM ET other material materiality 0.60 neutral item 8.01 item 9.01

Ascent Solar boosts ATM offering by $15M; discloses prior sales and share count

Increased aggregate offering under ATM Agreement by additional $15 million of common stock.
June 17, 2026, 4:30 PM ET other material materiality 0.60 neutral item 5.02 item 5.07 item 9.01 ◈ Shareholder Votes ×5

Ascent Solar stockholders approve increase in equity plan shares to 1.7M, elect two directors

Stockholders approved amendment to 2023 Equity Incentive Plan, increasing shares from 893,611 to 1,700,000.
January 26, 2026, 6:59 PM ET other material materiality 0.75 neutral item 1.01 item 3.02 item 8.01 item 9.01 ◈ Equity Issuances ×4◈ Material Agreements ×2

Ascent Solar raises up to $25M in private placement; $10M upfront with warrant exercise potential

$10M gross from 1.82M shares/pre-funded warrants at $5.50/share plus warrants for up to 1.82M Series A and 909K Series B shares at $5.50.
December 31, 2025, 6:59 PM ET leadership materiality 0.55 neutral item 1.01 item 5.02 item 9.01

Ascent Solar enters new employment agreements with CEO, COO, and CFO effective Jan 1, 2026

CEO Paul Warley: $450K base salary, bonus up to 150% of base, 24-month severance upon qualifying termination.
December 8, 2025, 6:59 PM ET other material materiality 0.55 neutral item 1.01 item 3.02 item 8.01 item 9.01 ◈ Equity Issuances ×4◈ Material Agreements

Ascent Solar closes $2M private placement, warrants could add $3.5M

Closed private placement of 1,025,643 shares (or pre-funded warrants) plus Series A and B warrants at $1.95/unit on Dec. 8, 2025.
August 20, 2025, 7:59 PM ET other material materiality 0.40 neutral item 8.01 item 9.01

Ascent Solar increases ATM offering capacity by $758,818; total gross proceeds since May 2024 of $11.88M

Company ups ATM availability by $758,818; shares sold via H.C. Wainwright under shelf registration.
August 6, 2025, 7:59 PM ET other material materiality 0.70 positive item 7.01 item 9.01

Ascent Solar projects 2026 sales $5M-$20M, 2027 $25M-$40M; cites NASA and NOVI milestones

FY2026 revenue guidance $5M-$20M; FY2027 guidance $25M-$40M; figures not under contract but based on discussions.
June 30, 2025, 7:59 PM ET other material materiality 0.60 neutral item 1.01 item 8.01 item 9.01

Ascent Solar prices $2.0M public offering of 1M shares and 1M warrants

Gross proceeds $2.0M; net proceeds ~$1.6M after placement agent fees and expenses.
June 27, 2025, 7:59 PM ET other material materiality 0.65 positive item 8.01 item 9.01

Ascent Solar announces NASA beamed-power CAN and defense teaming agreement

12-month CAN with NASA Marshall and Glenn to develop CIGS PV modules for beamed power; goal to convert 10x more power from energy-dense light beams.
June 9, 2025, 7:59 PM ET other material materiality 0.30 neutral item 5.03 item 9.01 ◈ Governance Changes

Ascent Solar reduces authorized shares from 500M to 200M

Stockholders approved amendment at Annual Meeting on May 29, 2025.
May 29, 2025, 7:59 PM ET other material materiality 0.60 neutral item 5.02 item 5.07 item 9.01

Ascent Solar shareholders approve equity plan increase to 655k shares, reverse split, and other proposals

Stockholders approved amendment to 2023 Equity Incentive Plan, increasing share reserve from 155,250 to 655,250 shares.
March 13, 2025, 7:59 PM ET other material materiality 0.30 neutral item 5.03 item 9.01 ◈ Governance Changes

Ascent Solar reduces stockholder meeting quorum to one-third voting power

Board of Directors adopted bylaws amendment on March 7, 2025, lowering quorum from majority to one-third of voting power.
October 23, 2024, 7:59 PM ET debt materiality 0.60 neutral item 1.01 item 3.02 item 9.01

Ascent Solar raises $1.9M via convertible preferred stock at $2.50/sh conversion price

Gross proceeds ~$1.9M from sale of 1,900 Series 1C convertible preferred shares at $1,000/share.
August 19, 2024, 7:59 PM ET other material materiality 0.70 neutral item 3.01 item 5.03 item 3.03 item 9.01

Ascent Solar effects 1-for-100 reverse stock split to regain Nasdaq compliance

Reverse split at 1:100 ratio effective 5:00 pm ET Aug. 14, 2024; trading on split-adjusted basis Aug. 15.
August 13, 2024, 7:59 PM ET other material materiality 0.75 neutral item 5.02 item 5.07 item 9.01

Ascent Solar shareholders approve 30x increase in equity plan shares and reverse stock split authorization

Stockholders approved amendment to 2023 Equity Incentive Plan, increasing share reserve from 525,000 to 15,525,000 shares.
June 21, 2024, 7:59 PM ET other material materiality 0.55 neutral item 1.01 item 3.02 item 5.03 item 9.01

Ascent Solar CEO buys Series Z Preferred share with 180M votes on reverse split

CEO Paul Warley purchased 1 share of Series Z Preferred for $1,000 via private placement.
June 14, 2024, 7:59 PM ET regulatory materiality 0.70 negative item 3.01 item 9.01

Ascent Solar receives Nasdaq deficiency notice for bid price non-compliance; extension to Aug 22 remains

Failed to meet $1.00 minimum bid price by June 10, 2024; received formal delisting notice on June 11.
May 30, 2024, 7:59 PM ET other material materiality 0.70 negative item 8.01 item 9.01

Ascent Solar increases ATM offering by $3.98M; sold 47.6M shares for $7.9M since May 16

Company increased ATM offering by additional $3,981,000, raising total potential to $12,544,000.
May 23, 2024, 7:59 PM ET other material materiality 0.80 negative item 8.01 item 9.01

Ascent Solar boosts ATM offering by $4.34M after selling $4.22M in shares in one week

Sold 24,332,693 shares for ~$4.22M since May 16; shares outstanding now 65,394,126.
May 16, 2024, 7:59 PM ET other material materiality 0.65 neutral item 1.01 item 9.01 ◈ Material Agreements

Ascent Solar enters ATM equity offering for up to $4.2M with H.C. Wainwright

ATM agreement allows sale of up to $4,219,000 of common stock from time to time.
April 18, 2024, 7:59 PM ET other material materiality 0.70 neutral item 1.01 item 9.01 ◈ Material Agreements ×3

Ascent Solar completes $5.09M offering, repurchases warrants, takes $685K Cedar loan

Closed additional tranches of public offering at $0.14/share, raising $5.09M gross from 15.2M shares and 21.2M pre-funded warrants.
April 12, 2024, 7:59 PM ET other material materiality 0.50 neutral item 1.01 item 9.01 ◈ Material Agreements

Ascent Solar amends warrant repurchase; pays $3.6M to cancel existing warrants, issues ~7.1M new warrants at $0.14

On April 12, 2024, repurchased 50% of outstanding warrants for $1.8M; remaining 50% to be repurchased by April 18 for another $1.8M.
March 11, 2024, 7:59 PM ET other material materiality 0.80 negative item 3.01 item 9.01 ◈ Listing & Compliance Notices

Ascent Solar receives Nasdaq delisting notice for stockholders' equity deficiency of $(1.53M)

Nasdaq notified Ascent Solar on March 5, 2024 that it no longer satisfies the $2.5M stockholders' equity requirement.
March 7, 2024, 6:59 PM ET other material materiality 0.65 positive item 1.01 item 9.01

Ascent Solar to repurchase 5.6M warrants for $3.6M contingent on raising >$5M

Two Warrant Repurchase Agreements with institutional investors for $1.8M each, covering 2,798,116 warrants each.
December 15, 2023, 6:59 PM ET regulatory materiality 0.80 negative item 3.01 item 5.02 item 5.07 item 9.01 ◈ Shareholder Votes ×5◈ Listing & Compliance Notices

Ascent Solar receives Nasdaq delisting notice for bid price non-compliance; has 180 days to cure

Received Nasdaq notice on Dec 11, 2023 for failing $1.00 minimum bid price for 30 consecutive business days.
December 6, 2023, 6:59 PM ET other material materiality 0.30 neutral item 5.07 item 7.01 item 9.01

Ascent Solar annual meeting adjourned due to lack of quorum; reconvened Dec 14

Annual meeting on Dec 5 lacked quorum; only 42.3% of shares represented (needed majority).
December 4, 2023, 6:59 PM ET debt materiality 0.82 negative item 1.01 item 2.03 item 9.01 ◈ Material Agreements

Ascent Solar lowers convertible note floor price from $40 to $0.65 per share

Floor price on $407K outstanding Advance Notes reduced to $0.65 from $40.00 per share.
October 23, 2023, 7:59 PM ET leadership materiality 0.45 neutral item 1.01 item 5.02 item 9.01 ◈ executive_change

Ascent Solar formalizes employment agreements with COO and CFO; base salary $225k

Bobby Gulati (COO) and Jin Jo (CFO) enter employment agreements effective Apr 17, 2023 through Dec 31, 2025.
October 11, 2023, 7:59 PM ET other material materiality 0.70 positive item 8.01 item 9.01

Ascent Solar raises $10.3M in public offering, believes it has regained Nasdaq compliance

Completed public offering of units for $10.3 million gross proceeds on Oct 2, 2023.
October 10, 2023, 7:59 PM ET other material materiality 0.85 negative item 8.01 item 9.01

Ascent Solar adjusts note conversion price to $1.765, warrant shares to 5.6M after $10.3M offering

Offering closed Oct 2, 2023: $10.3M gross from 3.57M units at $2.88/unit.
October 4, 2023, 7:59 PM ET other material materiality 0.70 neutral item 1.01 item 3.01 item 9.01 ◈ Listing & Compliance Notices ×3◈ Material Agreements

Ascent Solar raises $10.3M in unit offering, regains Nasdaq bid price compliance but faces other listing issues

Sold 3,572,635 units at $2.88/unit for gross proceeds of ~$10.3M; includes prefunded warrants and common warrants.
September 15, 2023, 7:59 PM ET regulatory materiality 0.85 negative item 3.01 item 5.03 item 3.03 item 9.01 ◈ Governance Changes

Ascent Solar gets Nasdaq public float deficiency; reverse split done, delisting appeal pending

1-for-200 reverse split effective Sept 11, 2023; shares reduced from ~92M pre-split to 500,000 post-split.
July 31, 2023, 7:59 PM ET regulatory materiality 0.92 negative item 1.01 item 3.01 item 3.03 item 9.01 ◈ Listing & Compliance Notices

Ascent Solar receives Nasdaq delisting notice for low-priced stock; plans to appeal

On July 28, Nasdaq determined to delist ASTI due to closing bid price ≤$0.10 for ten consecutive trading days.
July 10, 2023, 7:59 PM ET other material materiality 0.80 negative item 8.01 item 9.01

Ascent Solar adjusts conversion/exercise prices on $7.6M notes and warrants; warrant shares increase to 77.9M

Conversion price of Advance Notes lowered from $0.3661 to $0.1268 per share (below $0.20 floor).
June 30, 2023, 7:59 PM ET other material materiality 0.60 neutral item 1.01 item 3.02 item 9.01 ◈ Material Agreements

Ascent Solar raises $900,000 via Series 1B convertible preferred, initial price $0.14/share

Issued 900 shares of Series 1B Convertible Preferred at $1,000/share for $900,000 gross proceeds.
May 30, 2023, 7:59 PM ET regulatory materiality 0.85 negative item 3.01 item 9.01 ◈ Listing & Compliance Notices

Ascent Solar receives Nasdaq delisting notice for minimum equity deficiency

Stockholders' equity of ($2,180,440) as of March 31, 2023, below Nasdaq's $2.5M minimum.
May 26, 2023, 7:59 PM ET debt materiality 0.75 negative item 1.01 item 2.03 item 9.01 ◈ Material Agreements

Ascent Solar amends convertible notes; lowers floor price to $0.13, waives Nasdaq equity default

Second Amendment waives default from non-compliance with Nasdaq $2.5M stockholders' equity requirement.
May 23, 2023, 7:59 PM ET debt materiality 0.50 negative item 1.01 item 2.03 item 9.01 ◈ Material Agreements

Ascent Solar defers $1.33M in debt prepayments by 90 days

Company agreed to defer two $666,666.66 prepayments due May 18 and June 19, 2023.
May 11, 2023, 7:59 PM ET leadership materiality 0.50 neutral item 5.02 item 7.01 item 9.01 ◈ executive_change ×3

Ascent Solar promotes Jin Jo to CFO, Bobby Gulati to COO effective May 8, 2023

Jin Jo promoted from Finance Controller to CFO, effective May 8, 2023.
May 8, 2023, 7:59 PM ET leadership materiality 0.60 neutral item 1.01 item 5.02 item 9.01 ◈ executive_change

Paul Warley appointed CEO with $400k base salary, $100k bonus, and 700k RSUs

Paul Warley appointed CEO effective May 1, 2023; continues as interim CFO until replacement found.
May 2, 2023, 7:59 PM ET leadership materiality 0.70 negative item 5.02 item 7.01 item 9.01 ◈ executive_change ×2

Ascent Solar terminates CEO Jeffrey Max; appoints CFO Paul Warley as CEO

Jeffrey Max terminated as President & CEO effective April 26, 2023.
April 25, 2023, 7:59 PM ET debt materiality 0.70 neutral item 3.02 item 3.03 item 7.01 item 9.01

Ascent Solar enters $5M subordinated note private placement with BD1 and adjusts existing convertible notes and warrants

Ascent Solar (ASTI) entered a $5M private placement of subordinated notes with BD1 Investment Holding, closing in four tranches starting mid-May 2023.
April 21, 2023, 7:59 PM ET M&A materiality 0.70 positive item 1.01 item 9.01 ◈ Material Agreements ×5

Ascent Solar acquires thin-film photovoltaic assets from Flisom AG for $2.8M cash

Acquired Flisom AG's manufacturing equipment and inventory for $2.8M cash to expand thin-film solar production.
April 20, 2023, 7:59 PM ET other material materiality 0.65 positive item 3.02 item 7.01 item 9.01

Ascent Solar secures $9M equity financing from Lucro Investments at $1.20/share

Private placement of 7,499,997 shares at $1.20/share for $9M total from Lucro Investments.
April 18, 2023, 7:59 PM ET M&A materiality 0.75 positive item 7.01 item 9.01

Ascent Solar completes acquisition of Flisom AG's Zurich thin-film solar manufacturing assets

Acquisition adds 15MW roll-to-roll thin-film manufacturing capacity, increasing nameplate capacity by 300%.
April 13, 2023, 7:59 PM ET debt materiality 0.40 neutral item 1.01 item 2.03 item 9.01 ◈ Debt Financings◈ Material Agreements

Ascent Solar amends note prepayment schedule; agrees to $2M cash payments in 2023

Total prepayment of $2,000,000 across four dates from April 3 to June 19, 2023.
April 4, 2023, 7:59 PM ET leadership materiality 0.25 neutral item 5.02 item 9.01 ◈ executive_change ×2

Ascent Solar appoints Gregory Thompson as new independent director effective April 3

Gregory C. Thompson appointed as director effective April 3, 2023, filling vacancy from Michael French's resignation.
March 30, 2023, 7:59 PM ET debt materiality 0.65 negative item 1.01 item 2.03 item 9.01 ◈ Material Agreements ×2◈ Debt Financings

Ascent Solar waives default on convertible notes, lowers floor price to $0.20, schedules $2M prepayments

Received Nasdaq notice on March 23, 2023 for non-compliance with $1 minimum bid price requirement.
March 28, 2023, 7:59 PM ET regulatory materiality 0.75 negative item 3.01 item 9.01 ◈ Listing & Compliance Notices

Ascent Solar receives Nasdaq deficiency notice for bid price below $1.00 for 30 consecutive days

Nasdaq notice on March 23, 2023: bid price below $1.00 for 30 consecutive business days ended March 22, 2023.
March 23, 2023, 7:59 PM ET leadership materiality 0.30 neutral item 5.02 item 9.01 ◈ executive_change

Director Michael French resigns from Ascent Solar board; replacement search underway

Michael French resigned as director on March 18, 2023; no dispute or disagreement with the company.