Extracted from this filing and checked against the source text.
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
SURO CAPITAL CORP. terminated Prior Custody Agreement with U.S. Bank, National Association (effective 2022-10-28).
- Action
- termination
- Counterparty
- U.S. Bank, National Association
- Effective
- 2022-10-28
Exact text from the filing
On October 28, 2022, in conjunction with entering into the Securities Custody Agreement and the Document Custody Agreement, the Company terminated its existing custody agreement with U.S. Bank, National Association (the “Prior Custody Agreement”), effective October 28, 2022.
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
SURO CAPITAL CORP. entered into Document Custody Agreement with U.S. Bank, National Association (effective 2022-10-28).
- Action
- entry
- Counterparty
- U.S. Bank, National Association
- Effective
- 2022-10-28
Exact text from the filing
On October 28, 2022, the Company and U.S. Bank, National Association (in such capacity, the “Document Custodian”) entered into a custody agreement (the “Document Custody Agreement”), pursuant to which the Document Custodian was appointed to serve as the Company’s custodian to hold certain documents on behalf of the Company.
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
SURO CAPITAL CORP. entered into Securities Custody Agreement with U.S. Bank Trust Company, National Association (effective 2022-10-28).
- Action
- entry
- Counterparty
- U.S. Bank Trust Company, National Association
- Effective
- 2022-10-28
Exact text from the filing
On October 28, 2022, SuRo Capital Corp. (the “Company”) and U.S. Bank Trust Company, National Association (in such capacity, the “ Securities Custodian”) entered into a custody agreement (the “Securities Custody Agreement”), pursuant to which the Securities Custodian was appointed to serve as the Company’s custodian to hold securities, loans, cash, and other assets on behalf of the Company.
View on SEC.gov