Recent 8-K filings for SSSS

• August 5, 2026, 4:07 PM ET earnings materiality 0.65 negative item 2.02item 9.01

  Neostellar Capital Q2 NAV $13.44, net investment loss $23.4M; $20M Magnetar note

  Net asset value per share $13.44 at June 30, 2026, down from $14.24 at March 31, 2026.

• July 21, 2026, 8:30 AM ET other material materiality 0.85 positive item 1.01item 2.03item 5.02item 7.01item 9.01

  Neostellar (fka SuRo) launches externally managed BDC with Magnetar, issues $20M note

  Externalization effective July 15, 2026; Neostellar Advisors LLC (joint venture with Magnetar) becomes investment adviser.

• July 8, 2026, 5:28 PM ET other material materiality 0.65 neutral item 2.02item 8.01item 9.01

  Neostellar Capital estimates Q2 2026 NAV $13.25-$13.75; completes $15M TensorWave investment

  NAV per share estimated $13.25-$13.75 as of June 30, 2026, down from $14.24 at March 31, 2026.

• June 26, 2026, 4:05 PM ET other material materiality 0.10 neutral item 5.03item 9.01

  SuRo Capital to rename to Neostellar Capital Corp. effective July 1, 2026; ticker symbols change to NSLR/NSLRL

  Name changes from SuRo Capital Corp. to Neostellar Capital Corp. effective July 1, 2026.

• June 12, 2026, 7:30 AM ET other material materiality 0.15 neutral item 5.07 ◈ Shareholder Votes ×4

  SuRo Capital stockholders approve externalization to externally managed structure with Neostellar Advisors

  Special Meeting approved Advisory Agreement with Neostellar Advisors LLC (11.93M for, 1.33M against).

• May 5, 2026, 7:59 PM ET other material materiality 0.90 positive item 2.02item 9.01 ◈ Earnings Releases

  SuRo Capital NAV surges 76% to $14.24; Board approves externalization with Magnetar

  Net assets $361.6M ($14.24/share) vs $8.09 at Dec 31, 2025; $6.15/share gain in Q1.

• April 7, 2026, 7:59 PM ET other material materiality 0.85 neutral item 2.02item 8.01item 9.01 ◈ Earnings Releases

  SuRo Capital proposes externalization with Magnetar; Q1 NAV est. $14.00-$14.50

  Q1 2026 estimated NAV per share $14.00-$14.50; liquid assets ~$46M as of March 31, 2026.

• March 10, 2026, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01 ◈ Earnings Releases ×2

  SuRo Capital Q4 NAV $8.09, down from $9.23; expects $5-$6.50 per share accretion in 2026

  NAV per share $8.09 at Dec 31 (down from $9.23 Sep 30), but up from $6.68 a year ago.

• January 12, 2026, 6:59 PM ET other material materiality 0.65 positive item 2.02item 8.01item 9.01

  SuRo Capital Q4 portfolio update: exits yield $12.2M proceeds; commits $20M to TensorWave AI

  Q4 exits included CW Opportunity 2 LP ($9.0M proceeds, $6.7M gain), Forge Global ($3.1M, $1.1M gain), and a $1.0M loss on Rebric.

• November 4, 2025, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  SuRo Capital Q3 2025 NAV $9.23/share; declares $0.25 dividend

  Net asset value $9.23 per share at Sep 30 2025, up from $8.93 (div-adjusted) at Jun 30 2025 and $6.48 year ago.

• October 9, 2025, 7:59 PM ET earnings materiality 0.55 neutral item 2.02item 8.01item 9.01

  SuRo Capital prelim Q3 NAV est $9.00-$9.50; invests $5M in HYPE digital token

  NAV per share estimated $9.00-$9.50 at Sep 30, 2025, vs $9.18 at Jun 30, 2025 and $6.73 at Sep 30, 2024.

• August 6, 2025, 7:59 PM ET earnings materiality 0.90 positive item 2.02item 9.01

  SuRo Capital Reports Q2 2025 NAV of $9.18 Per Share, Up from $6.66, Initiates $0.25 Dividend

  Net asset value per share rose to $9.18 as of June 30, 2025, from $6.66 at March 31, 2025 – a 38% increase.

• July 10, 2025, 7:59 PM ET other material materiality 0.20 neutral item 8.01item 9.01

  SuRo Capital files investor presentation; no specific financial results disclosed

  Filed Form 8-K on July 9, 2025 referencing an investor presentation.

• July 8, 2025, 7:59 PM ET earnings materiality 0.85 positive item 2.02item 8.01item 9.01

  SuRo Capital Q2 NAV per share estimated $9.00-$9.50, up >35% QoQ; $0.25 dividend declared

  NAV per share estimated $9.00–$9.50 at June 30, 2025, up from $6.66 at March 31, 2025.

• June 20, 2025, 7:59 PM ET leadership materiality 0.25 neutral item 5.02item 9.01 ◈ executive_change

  SuRo Capital appoints Richard Szuch as independent director, effective July 1, 2025

  Board increased size from 5 to 6 directors; vacancy created and filled by Richard Szuch.

• May 30, 2025, 7:59 PM ET leadership materiality 0.35 neutral item 1.01item 5.02item 5.07item 9.01

  SuRo Capital extends CEO/CFO employment to Dec 2029; stockholders elect directors, approve plans

  CEO Mark Klein employment extended to Dec 31, 2029; bonus target set at 100% of base salary.

• May 7, 2025, 7:59 PM ET earnings materiality 0.65 neutral item 2.02item 9.01

  SuRo Capital Q1 2025 NAV $6.66; CoreWeave IPO, OpenAI $40B raise noted

  NAV per share $6.66 at March 31, 2025, vs $6.68 at Dec 31, 2024 and $7.17 a year ago.

• April 7, 2025, 7:59 PM ET earnings materiality 0.60 neutral item 2.02item 8.01item 9.01

  SuRo Capital estimates Q1 2025 NAV per share between $6.50 and $7.00

  NAV per share estimated at $6.50–$7.00, vs $6.68 at Dec 31, 2024 and $7.17 at Mar 31, 2024.

• April 4, 2025, 7:59 PM ET other material materiality 0.30 neutral item 4.01item 9.01

  SuRo Capital replaces Marcum with CBIZ as auditor after Marcum acquisition

  Marcum resigned as independent auditor effective April 3, 2025, due to its business acquisition by CBIZ.

• March 12, 2025, 7:59 PM ET earnings materiality 0.65 negative item 2.02item 9.01

  SuRo Capital posts FY2024 net loss of $38.1M; NAV falls to $6.68 per share

  Net assets $157.6M ($6.68/sh) at Dec 31, 2024, down from $7.99/sh a year earlier.

• January 16, 2025, 6:59 PM ET other material materiality 0.75 negative item 2.02item 2.03item 8.01item 9.01

  SuRo Capital estimates Q4 2024 NAV $6.50-$7.00; exits Oklo with $4.8M gain

  NAV per share estimated $6.50-$7.00 vs $6.73 at Sep 30, 2024 and $7.99 at Dec 31, 2023.

• December 16, 2024, 6:59 PM ET other materiality 0.20 neutral item 8.01item 9.01

  SuRo Capital issues investor presentation on December 16, 2024

  Filed an investor presentation dated December 16, 2024 as Exhibit 99.1.

• November 8, 2024, 6:59 PM ET earnings materiality 0.65 negative item 2.02item 9.01

  SuRo Capital Q3 2024 NAV $6.73; invests $17.5M in OpenAI, extends share buyback

  NAV per share $6.73 at Sept 30, 2024, vs $6.94 at June 30 and $8.41 at Sept 30, 2023.

• November 8, 2024, 6:59 PM ET other material materiality 0.35 neutral item 1.01item 9.01

  SuRo Capital adds Barrington Research as agent for existing $150M ATM program; $98.8M remaining

  Added Barrington Research Associates as a new agent under existing ATM sales agreement.

• October 10, 2024, 7:59 PM ET other material materiality 0.70 neutral item 2.02item 2.03item 8.01item 9.01

  SuRo Capital Q3 preliminary NAV $6.50-$7.00; invests $17.5M in OpenAI, $5M in CoreWeave

  NAV estimated between $6.50-$7.00 per share at Sep 30, 2024, down from $6.94 at Jun 30, 2024.

• August 7, 2024, 7:59 PM ET earnings materiality 0.70 negative item 2.02item 9.01

  SuRo Capital Q2 NAV falls to $6.94; announces $75M convertible notes, $35M note buyback

  Net asset value per share $6.94 at June 30, 2024, down from $7.17 at March 31, 2024 and $7.35 a year ago.

• July 11, 2024, 7:59 PM ET earnings materiality 0.65 neutral item 2.02item 8.01item 9.01

  SuRo Capital preliminary Q2 NAV $6.70-$7.20; new investments in Canva, CoreWeave SPV

  Preliminary NAV per share estimated at $6.70-$7.20, vs $7.17 at March 31, 2024.

• June 6, 2024, 7:59 PM ET other material materiality 0.15 neutral item 5.07

  SuRo Capital Corp. Announces Results of 2024 Annual Meeting; All Proposals Approved

  Re-elected Leonard A. Potter as director with 6,184,969 votes for, 789,395 withheld, and 8,926,226 broker non-votes.

• May 8, 2024, 7:59 PM ET earnings materiality 0.65 negative item 2.02item 9.01 ◈ Earnings Releases

  SuRo Capital Q1 NAV $7.17, down from $7.99; net loss $22.1M

  NAV per share fell to $7.17 from $7.99 at Dec 31, 2023; net investment loss $3.2M ($0.13/sh).

• April 16, 2024, 7:59 PM ET earnings materiality 0.70 negative item 2.02item 8.01item 9.01 ◈ Earnings Releases

  SuRo Capital estimates Q1 2024 NAV $6.90-$7.40/sh, down from $7.99

  Net asset value estimated at $6.90-$7.40 per share vs. $7.99 at Dec 31, 2023.

• March 22, 2024, 7:59 PM ET other material materiality 0.30 neutral item 8.01item 9.01item 2.02

  SuRo Capital reminds stockholders of tender offer expiring Apr 1, 2024; up to 2M shares at $4-$5

  Reminder: modified Dutch Auction tender offer expires April 1, 2024 at 5:00 p.m. ET.

• March 13, 2024, 7:59 PM ET earnings materiality 0.70 neutral item 2.02item 9.01 ◈ Earnings Releases

  SuRo Capital reports Q4 2023 NAV $7.99; launches tender offer for up to 2M shares

  Net assets $203.4M, NAV $7.99/share at Dec 31, 2023, down from $8.41 on Sep 30, 2023.

• January 16, 2024, 6:59 PM ET other material materiality 0.60 neutral item 2.02item 8.01item 9.01 ◈ Earnings Releases

  SuRo Capital prelim Q4 NAV $7.85–$8.35/sh, down from Q3's $8.41; $4.6M new investments

  NAV per share estimated at $7.85–$8.35, down from $8.41 at Sep 30, 2023 and $7.39 at Dec 31, 2022.

• November 29, 2023, 6:59 PM ET other materiality 0.25 neutral item 1.01item 5.02

  SuRo Capital extends CEO Mark Klein and CFO Allison Green employment contracts to Dec 2026

  Amendments executed Nov 28, 2023 extend employment terms by two years to December 31, 2026.

• November 8, 2023, 6:59 PM ET earnings materiality 0.70 neutral item 2.02item 9.01

  SuRo Capital Q3 2023 NAV per share rises to $8.41 from $7.35; net assets $212M

  Net assets $212.0M ($8.41/sh) vs $7.35/sh at June 30, 2023 and $7.83/sh year ago.

• October 10, 2023, 7:59 PM ET earnings materiality 0.70 positive item 2.02item 8.01item 9.01 ◈ Earnings Releases

  SuRo Capital estimates Q3 2023 NAV $8.15-$8.65 per share, up from $7.35

  Estimated NAV range of $8.15-$8.65 per share vs $7.35 at June 30, 2023 and $7.83 a year ago.

• August 9, 2023, 7:59 PM ET earnings materiality 0.60 negative item 2.02item 9.01 ◈ Earnings Releases

  SuRo Capital Q2 2023 NAV $7.35; realized loss $13.3M; buyback up to $60M

  NAV per share $7.35 at June 30, 2023, down from $7.59 at March 31 and $9.24 a year ago.

• July 11, 2023, 7:59 PM ET earnings materiality 0.70 negative item 2.02item 8.01item 9.01 ◈ Earnings Releases

  SuRo Capital Q2 NAV estimated at $7.15-$7.65; tender offer completed

  NAV estimated at $7.15-$7.65 per share (down from $7.59 at Q1 end and $9.24 YoY).

• May 31, 2023, 7:59 PM ET other materiality 0.10 neutral item 5.07 ◈ Shareholder Votes ×4

  SuRo Capital stockholders re-elect directors, approve say-on-pay, ratify auditor at 2023 annual meeting

  Mark D. Klein re-elected with 6,523,160 votes for, 759,776 withheld; Lisa Westley with 5,858,515 for, 1,424,421 withheld.

• May 10, 2023, 7:59 PM ET earnings materiality 0.65 neutral item 2.02item 9.01 ◈ Earnings Releases

  SuRo Capital Q1 2023 NAV per share $7.59, net investment loss $4.2M

  Net asset value $7.59/share at Mar 31, 2023 vs $7.39 at Dec 31, 2022 and $12.22 a year ago.

• April 20, 2023, 7:59 PM ET other material materiality 0.25 neutral item 1.01item 9.01 ◈ Material Agreements

  SuRo Capital appoints Western Alliance Trust as custodian under 1940 Act Section 17(f)

  Custody agreement effective April 19, 2023; Western Alliance Trust holds Company's securities, loans, cash, and other assets.

• April 10, 2023, 7:59 PM ET other material materiality 0.65 neutral item 2.02item 8.01item 9.01 ◈ Earnings Releases

  SuRo Capital prelim Q1 NAV $7.35-$7.85; tender offer up to 3M shares

  Estimated NAV per share $7.35-$7.85 vs $7.39 at Dec 31, 2022; shares outstanding 28.3M.

• March 15, 2023, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 9.01 ◈ Earnings Releases

  SuRo Capital Q4 NAV drops to $7.39; FY2022 net operating loss of $132.2M

  Net assets $210.0M ($7.39/sh) at Dec 31, 2022, down from $11.72/sh a year ago.

• January 17, 2023, 6:59 PM ET other material materiality 0.75 negative item 2.02item 8.01item 9.01 ◈ Earnings Releases

  SuRo Capital prelim Q4 NAV $7.15-$7.65/share; down from $7.83 at Sep 30

  NAV estimate $7.15-$7.65 per share at Dec 31, 2022, vs $7.83 at Sep 30, 2022 and $11.72 a year ago.

• November 9, 2022, 6:59 PM ET earnings materiality 0.75 negative item 2.02item 9.01 ◈ Earnings Releases

  SuRo Capital Q3 2022 NAV drops to $7.83/share from $14.79 YoY; net loss of $45.9M

  Net investment loss $3.8M; net realized loss on investments $5.1M; unrealized depreciation $37.0M.

• November 1, 2022, 7:59 PM ET other materiality 0.20 neutral item 1.01item 1.02item 9.01 ◈ Material Agreements ×3

  SuRo Capital appoints U.S. Bank Trust as custodian, terminates prior agreement

  Entered Securities Custody Agreement with U.S. Bank Trust Company, National Association as custodian for assets.

• October 14, 2022, 7:59 PM ET earnings materiality 0.80 negative item 2.02item 8.01item 9.01

  SuRo Capital estimates Q3 2022 NAV per share of $7.55-$8.05, down from $9.24 at June 30

  Net asset value per share estimated between $7.55 and $8.05 as of Sep 30, 2022, vs $9.24 at June 30 and $14.79 a year ago.

• August 31, 2022, 7:59 PM ET other materiality 0.25 neutral item 8.01item 9.01item 2.02

  SuRo Capital reminds stockholders of tender offer expiring Sep 2; up to 2M shares at $6-$7

  Tender offer for up to 2,000,000 shares at $6.00-$7.00 per share in $0.10 increments.

• August 3, 2022, 7:59 PM ET earnings materiality 0.80 negative item 2.02item 8.01item 9.01

  SuRo Capital Q2 NAV $9.24/share (down 44% YoY); launches tender offer for up to 2M shares at $6-7

  Net assets $280.2M ($9.24/sh) vs $12.22 at Mar 31, 2022 and $16.56 at Jun 30, 2021.

• July 12, 2022, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 8.01item 9.01

  SuRo Capital prelim Q2 NAV drops 24% QoQ to $9.00-$9.50 per share; invests $11M, repurchases $6.9M in shares

  Net asset value per share estimated $9.00-$9.50, down from $12.22 at Q1 2022 and $16.56 a year ago.

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.90 · Median 0.65 · Most common event earnings

8 positive 15 negative 27 neutral

source · SSSS on sec.gov