WiSA Technologies amends placement agent warrant and equity distribution agreement on Nov 21, 2022

Datavault AI Inc.

Amends Placement Agent Warrant to detail lock-up restriction exceptions and clarify demand registration rights.
Piggy-back registration rights expire on fifth anniversary of warrant issuance.
Amends Sales Agreement to make Maxim's right of first refusal subject to FINRA Rule 5110(g)(5)(B).
ROFR may be terminated by the Company for cause, eliminating termination fee obligations.
Amendments are clarifications to existing agreements; no new financing or material economic term change.

item 1.01 item 3.03 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Datavault AI Inc. amended Placement Agent Warrant Amendment with Maxim Group LLC (effective 2022-11-21).

Action: amendment
Counterparty: Maxim Group LLC
Effective: 2022-11-21

Exact text from the filing

On November 21, 2022, the Company and the Placement Agent entered into an agreement to amend the Placement Agent Warrant (the “Placement Agent Warrant Amendment”).

View on SEC.gov

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Datavault AI Inc. amended Sales Agreement Amendment with Maxim Group LLC (effective 2022-11-21).

Action: amendment
Agreement: atm program
Counterparty: Maxim Group LLC
Effective: 2022-11-21

Exact text from the filing

On November 21, 2022, the Company and Maxim entered into an agreement to amend the Sales Agreement (the “Sales Agreement Amendment”).

View on SEC.gov

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Datavault AI Inc. filing history →

Source: SEC EDGAR

accession 0001104659-22-120846

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