SuRo Capital appoints Western Alliance Trust as custodian under 1940 Act Section 17(f)

SURO CAPITAL CORP.

Custody agreement effective April 19, 2023; Western Alliance Trust holds Company's securities, loans, cash, and other assets.
Agreement may be terminated by either party upon 60 days' prior written notice.
Appointment ensures compliance with Section 17(f) of the Investment Company Act of 1940.
Custodian will maintain separate trust accounts for securities and cash of SuRo Capital and its subsidiaries.

item 1.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

SURO CAPITAL CORP. entered into Custody Agreement with Western Alliance Trust Company, N.A. (effective 2023-04-19).

Action: entry
Counterparty: Western Alliance Trust Company, N.A.
Effective: 2023-04-19

Exact text from the filing

On April 19, 2023, SuRo Capital Corp. (the “Company”) and Western Alliance Trust Company, N.A. (in such capacity, the “Custodian”) entered into a custody agreement (the “Custody Agreement”), pursuant to which the Custodian was appointed to serve as the Company’s custodian to hold securities, loans, cash, and other assets on behalf of the Company.

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Source: SEC EDGAR

accession 0001104659-23-047475

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