Energy Services of America CORP (ESOA): Nasdaq/NYSE listing notice — Energy Services of America receives Nasdaq delinquency notice for late 10-Q due to restatement of FY2022 and FY2021

Energy Services of America CORP

Received Nasdaq notice on May 18, 2023 for non-compliance with timely filing rule 5250(c)(1) due to late Q1 2023 10-Q.
Late filing stems from need to restate audited consolidated financials for FY2022 and FY2021 and related interim periods.
No immediate impact on listing or trading; must submit compliance plan by July 17, 2023; extension possible until Nov 13, 2023.
Management intends to file the Form 10-Q as soon as practicable.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Energy Services of America CORP received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

May 18, 2023, Energy Services of America Corporation (the “Company”) received a delinquency notification letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of the Company’s delay in filing its Quarterly Report on Form 10-Q for the period ended March 31, 2023 (the “Form 10-Q”), the Company is not in compliance with the timely filing requirement for continued listing under Nasdaq Listing Rule 5250(c)(1). The notification letter has no immediate effect on the listing or trading of the Company’s common stock on the Nasdaq Capita

View on SEC.gov

50 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Energy Services of America CORP filing history →

Source: SEC EDGAR

accession 0001104659-23-064143

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.