Caterpillar raises quarterly dividend 8% to $1.30/share

Proposal 8 - Shareholder Proposal - Report on Activities in Conflict-Affected Areas The proposal requesting that the Company report on business activities in conflict-affected and high-risk areas was not approved based on the following vote: For Against Abstain Broker Non-Votes 51,666,560 307,250,497 5,395,160 77,106,982

Proposal 6 - Shareholder Proposal - Report on Corporate Climate Lobbying in Line with Paris Agreement The proposal requesting that the Board of Directors issue a report describing if, and how, Company lobbying and policy influence activities align with the goal of the Paris Agreement to limit average global warming was not approved based on the following vote: For Against Abstain Broker Non-Votes 102,172,952 257,373,570 4,765,695 77,106,982

Proposal 7 - Shareholder Proposal - Lobbying Disclosure The proposal requesting the Board of Directors annually provide additional disclosure on the Company’s direct and indirect lobbying and grassroots policy and procedures, payments and decision-making processes was not approved based on the following vote: For Against Abstain Broker Non-Votes 105,105,356 254,563,554 4,643,307 77,106,982

Proposal 1 - Company Proposal - Election of Directors All nominees for election to the Company’s Board of Directors named in the Proxy Statement were elected, each to a one-year term, with the following vote: Director For Against Abstain Broker Non-Votes Kelly A. Ayotte 337,153,577 26,152,270 1,006,370 77,106,982 David L. Calhoun 346,579,592 16,528,916 1,203,075 77,106,982 Daniel M. Dickinson 338,028,087 25,088,162 1,195,968 77,106,982 James C. Fish, Jr. 359,142,893 3,419,332 1,749,992 77,106,982 Gerald Johnson 352,698,931 10,450,262 1,163,025 77,106,982 David W. MacLennan 352,864,097 10,238,729 1,209,391 77,106,982 Judith F. Marks 357,546,076 4,757,086 2,009,055 77,106,982 Debra L. Reed-Klages 351,717,023 11,231,803 1,363,391 77,106,982 Susan C. Schwab 347,508,232 15,859,588 944,396 77,106,982 D. James Umpleby III 340,583,197 22,564,980 1,164,040 77,106,982 Rayford Wilkins, Jr. 351,375,110 11,855,308 1,081,800 77,106,982

Proposal 4 - Company Proposal - Advisory Vote on the Frequency of Executive Compensation Votes The proposal requesting that the shareholders of the Company approve executive compensation, on an advisory basis, every one, two or three years received the following votes: One Year Two Years Three Years Abstain Broker Non-Votes 354,150,471 1,253,898 7,540,750 1,367,098 77,106,982

Proposal 3 - Company Proposal - Advisory Vote on Executive Compensation The proposal requesting that the shareholders of the Company approve executive compensation, on an advisory basis, was approved with the following vote: For Against Abstain Broker Non-Votes 337,625,659 24,751,142 1,935,416 77,106,982

Proposal 2 - Company Proposal - Ratification of Independent Registered Accounting Firm The proposal requesting ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023 was approved with the following vote: For Against Abstain 422,584,139 17,764,420 1,070,640

Proposal 5 – Company Proposal – Approval of Caterpillar Inc. 2023 Long-Term Incentive Plan The proposal requesting that the shareholders of the Company approve the Plan was approved with the following vote: For Against Abstain Broker Non-Votes 343,730,656 18,868,155 1,708,848 77,106,982

Proposal 9 - Shareholder Proposal - Civil Rights, Non-Discrimination and Return to Merits Audit The proposal requesting that the Board of Directors commission an audit analyzing the impacts of the Company’s Diversity, Equity & Inclusion policies was not approved based on the following vote: For Against Abstain Broker Non-Votes 6,236,964 353,646,222 4,429,032 77,106,982