secwatch / observer
CAT CATERPILLAR INC
CIK 0000018230 22 ready 8-Ks latest April 30, 2026, 7:59 PM ET RSS · JSON
Activity: QUIET 0 filings / 30d vs 1 baseline
Ready 8-Ks 22
Latest filing April 30, 2026, 7:59 PM ET
Top materiality 0.85
Event mix earnings ×9 · leadership ×6 · debt ×3
Sentiment 6 pos · 5 neg · 11 neu
Latest earnings reported 2026-Q1
Executive change recent →

Recent 8-K filings for CAT

Executive changes

Appointed

Joseph E. Creed

Chief Executive Officer
CAT · CATERPILLAR INC
Effective
2025-05-01
Successor
D. James Umpleby III
Filed
April 15, 2025, 7:59 PM ET
On April 15, 2025, Caterpillar Inc. (the “Company”) announced that, on April 9, 2025, the Board of Directors (the “Board”) of the Company appointed Joseph E. Creed (49) as the Company’s Chief Executive Officer and as a member of the Board, effective May 1, 2025, succeeding D. James Umpleby III.
Role change

D. James Umpleby III

Executive Chairman of the Board
CAT · CATERPILLAR INC
Effective
2025-05-01
Successor
Joseph E. Creed
Filed
April 15, 2025, 7:59 PM ET
Mr. Umpleby will continue to serve as Chief Executive Officer until May 1, 2025, at which point he will become Executive Chairman of the Board.
Departed

Daniel M. Dickinson

Director
CAT · CATERPILLAR INC
Filed
April 9, 2025, 7:59 PM ET
On April 7, 2025, Daniel M. Dickinson communicated to the Board of Directors (the “Board”) of Caterpillar Inc. (the “Company”) his decision not to stand for re-election to the Board at the Company’s 2025 Annual Meeting of Shareholders.
Appointed

Nazzic Keene

Director
CAT · CATERPILLAR INC
Effective
2024-11-01
Filed
October 11, 2024, 7:59 PM ET
the Board of Directors (the “Board”) of the Company appointed Nazzic Keene to serve on the Board, effective November 1, 2024.

Earnings & guidance

2026-Q1 EPS reported $5.47 filing →

Materiality & sentiment trend

Max materiality 0.85 · Median 0.75 · Most common event earnings

6 positive 5 negative 11 neutral

source · CAT on sec.gov