secwatch / observer
8-K filed June 30, 2023, 7:59 PM ET CIK 0001929589
regulatory confidence high sentiment negative materiality 0.75

MariaDB plc: Nasdaq/NYSE listing notice — MariaDB receives NYSE non-compliance notice for share price below $1.00

MariaDB plc

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

MariaDB plc received a nyse deficiency notice notice regarding minimum bid price (rules 802.01C).

Exchange
nyse
Notice
deficiency notice
Deficiency
minimum bid price
Rules
802.01C
Exact text from the filing
June 28, 2023, MariaDB plc (the “ Company ”) received a notice from the New York Stock Exchange (the “NYSE ”) that, as of June 23, 2023, it was not in compliance with the continued listing standard set forth in Section 802.01C of the NYSE Listed Company Manual because the average closing price of the Company’s ordinary shares (the “ Ordinary Shares ”) were less than $1.00 per share over a consecutive 30 trading-day period. The notice has no immediate impact on the listing of the Ordinary Shares on the NYSE, subject to the Company’s compliance with the NYSE’s other continued listing requirement
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

MariaDB plc shareholders approved Electing the Class I director nominees named in the proxy statement. at the 2023-06-29 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-06-29
Exact text from the filing
Item 1: Electing the Class I director nominees named in the proxy statement. Each of the following individuals was elected as a Class I director, based on the voting results shown below, to serve until the conclusion of the 2026 Annual General Meeting of Shareholders or until his or her successor is duly elected and qualified: Director For Against Abstain Broker Non-Votes Christine Russell 37,679,740 56,160 187,125 1,376,871 Jurgen Ingels 37,918,762 1,511 2,752 1,376,871
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

MariaDB plc shareholders approved Ratification of MaloneBailey, LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2023. at the 2023-06-29 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-06-29
Exact text from the filing
Item 2: Ratification of MaloneBailey, LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2023. For Against Abstain Broker Non-Votes 39,240,166 59,730 0 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

MariaDB plc shareholders approved Appointment of UHY Farrelly Dawe White Limited as the Company’s statutory auditor under Irish law, to hold office until the conclusion of the 2024 Annual General Meeting of shareholders. at the 2023-06-29 meeting.

Outcome
passed
Meeting
2023-06-29
Exact text from the filing
Item 3: Appointment of UHY Farrelly Dawe White Limited as the Company’s statutory auditor under Irish law, to hold office until the conclusion of the 2024 Annual General Meeting of shareholders. For Against Abstain Broker Non-Votes 39,052,321 237,592 9,983 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 1.0

MariaDB plc shareholders approved Authorization of the Audit Committee to determine the remuneration of UHY Farrelly Dawe White Limited in its capacity as the Company’s statutory auditor under Irish law. at the 2023-06-29 meeting.

Outcome
passed
Meeting
2023-06-29
Exact text from the filing
Item 4: Authorization of the Audit Committee to determine the remuneration of UHY Farrelly Dawe White Limited in its capacity as the Company’s statutory auditor under Irish law. For Against Abstain Broker Non-Votes 39,232,231 59,678 7,987 0
View on SEC.gov

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Source: SEC EDGAR
accession 0001104659-23-077185
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