MOBIX LABS, INC (MOBX): Nasdaq/NYSE listing notice — Chavant Capital receives Nasdaq notice for insufficient public holders deficiency

MOBIX LABS, INC

Nasdaq notified Chavant on Aug 24, 2023 it fails Rule 5550(a)(3) requiring at least 300 Public Holders.
Company has 45 calendar days to submit a plan to regain compliance with the rule.
If plan accepted, Nasdaq may grant up to 180-day extension from notice date to evidence compliance.
Notice has no immediate effect on listing or trading; company intends to submit a compliance plan.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

MOBIX LABS, INC received a nasdaq deficiency notice notice regarding other (rules 5550(a)(3)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5550(a)(3)

Exact text from the filing

August 24, 2023, Chavant Capital Acquisition Corp. (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”), notifying the Company that it currently does not satisfy Listing Rule 5550(a)(3), which requires the Company to have at least 300 “Public Holders” (as defined in Listing Rule 5005(a)(36)) for continued listing on the Nasdaq Capital Market (the “Minimum Public Holders Rule”). The Notice followed the Company’s communication to the Staff that it was not in compliance with Listing Rule 5550(a)(3)

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MOBIX LABS, INC filing history →

Source: SEC EDGAR

accession 0001104659-23-096865

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