UNIVERSAL SAFETY PRODUCTS, INC. (UUU): Nasdaq/NYSE listing notice — Universal Security Instruments regains NYSE American listing compliance after annual meeting

UNIVERSAL SAFETY PRODUCTS, INC.

Company resolved NYSE American continued listing deficiency by holding annual meeting on September 19, 2023.
Had been non-compliant since April 3, 2023 for failure to hold annual meeting by March 31, 2022.
53.76% of shares represented; all director nominees elected with majority support.
Non-binding executive compensation resolution and auditor selection both approved by stockholders.

item 3.01 item 5.07

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

UNIVERSAL SAFETY PRODUCTS, INC. received a nyse_american compliance regained notice regarding other (rules 704).

Exchange: nyse american
Notice: compliance regained
Rules: 704

Exact text from the filing

September 19, 2023, the Company received a letter from the Exchange advising the Company that, as a result of the Company’s Annual Meeting of Stockholders held on September 19, 2023, the Company is back in compliance with the Exchange’s continued listing standards set forth in Section 704 of the Exchange’s Company Guide and has resolved the deficiency set forth in the Exchange’s April 3, 2023 notification letter.

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Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

UNIVERSAL SAFETY PRODUCTS, INC. shareholders approved Election of directors: Ronald A. Seff, M.D. (one-year); Cary Luskin and Ira F. Bormel, CPA (two-year); Harvey B. Grossblatt (three-year) at the 2023-09-19 meeting.

Proposal: director election
Outcome: passed
Meeting: 2023-09-19

Exact text from the filing

(i) the election of (a) one director to serve for a one-year term, (b) two directors to serve for a two-year term, and (c) one director to serve for a three-year term;

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Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

UNIVERSAL SAFETY PRODUCTS, INC. shareholders approved Non-binding resolution approving the compensation of the executive officers named in the proxy statement at the 2023-09-19 meeting.

Proposal: say on pay
Outcome: passed
Meeting: 2023-09-19

Exact text from the filing

(ii) a non-binding resolution approving the compensation of the executive officers named in the proxy statement;

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Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

UNIVERSAL SAFETY PRODUCTS, INC. shareholders approved Authorization of the Board of Directors to accept the selection by the Audit Committee of an outside auditing firm for the Company's 2024 fiscal year at the 2023-09-19 meeting.

Proposal: auditor ratification
Outcome: passed
Meeting: 2023-09-19

Exact text from the filing

(iii) The results of the vote on the proposal to authorize selection of an auditor were as follows: For Against Abstain Broker Non-Votes 1,237,322 1,343 4,857 0 As a result, the proposal was approved. SIGNATURES Pursuant to the requirements

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19 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

UNIVERSAL SAFETY PRODUCTS, INC. filing history →

Source: SEC EDGAR

accession 0001104659-23-102077

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