Monroe Capital board approves amended Joint Code of Ethics including Horizon entities and governance updates.

MONROE CAPITAL Corp

Board approved amended and restated Joint Code of Ethics on November 2, 2023.
Amendments extend code coverage to Horizon Technology Finance Management LLC and Horizon Technology Finance Corporation.
Updates include enhanced conflicts-of-interest provisions and SPAC-related conflict procedures.
No explicit or implicit waivers were granted under the amended code.
Full text of Amended Code filed as Exhibit 14.1 and available on the company website.

Key facts

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Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

MONROE CAPITAL Corp: Board approved amended and restated Joint Code of Ethics to include coverage of Horizon entities, updated governance best practices, conflicts of interest provisions, SPAC-related conflict procedures, and administrative updates (effective 2023-11-02).

Change: code of ethics
Effective: 2023-11-02

Exact text from the filing

On November 2, 2023, the Board of Directors of Monroe Capital Corporation (the “Company”) approved an amended and restated Joint Code of Ethics (the “Amended Code”) applicable to, among others, the Company and its investment adviser.

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Source: SEC EDGAR

accession 0001104659-23-114275

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