Extracted from this filing and checked against the source text.
Auditor Changes
SEC 8-K Item 4.01/4.02
confidence 0.9
Rezolute, Inc. engaged Grant Thornton LLP as its auditor.
- Action
- engagement
- Auditor
- Grant Thornton LLP
Exact text from the filing
On March 8, 2024, the Company appointed Grant Thornton LLP (“Grant Thornton”) as its new independent registered public account firm.
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Auditor Changes
SEC 8-K Item 4.01/4.02
confidence 0.9
Rezolute, Inc. dismissed Plante & Moran, PLLC as its auditor.
- Action
- dismissal
- Auditor
- Plante & Moran, PLLC
- Successor
- Grant Thornton LLP
Exact text from the filing
On March 8, 2024, the Company dismissed Plante & Moran, PLLC (“Plante Moran”) as its independent registered public accounting firm.
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Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
Rezolute, Inc. entered into Exchange Agreement with certain Company stockholders valued at aggregate of 3,000,000 shares of common stock (effective 2024-03-08).
- Action
- entry
- Agreement
- equity purchase
- Counterparty
- certain Company stockholders
- Value
- aggregate of 3,000,000 shares of common stock
- Effective
- 2024-03-08
Exact text from the filing
On March 8, 2024, Rezolute, Inc. (the “Company”) entered into a securities exchange agreement (the “Exchange Agreement”) with certain Company stockholders (the “Exchanging Stockholders”), pursuant to which the Company exchanged an aggregate of 3,000,000 shares of the Company’s common stock, par value $0.001 per share (the “Retired Shares”), owned by the Exchanging Stockholders for pre-funded warrants (the “Exchange Warrants”) to purchase an aggregate of 3,000,000 shares of common stock
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