Roth CH Acquisition V Co.: Nasdaq/NYSE listing notice — Roth CH Acquisition V faces Nasdaq delisting for failing to complete business combination within 36 months

Roth CH Acquisition V Co.

Nasdaq notified on Dec 2, 2024 that ROCL failed to meet continued listing requirement under IM 5101-2.
Trading in common stock (ROCL), warrants (ROCLW), and units (ROCLU) suspended at open on Dec 9 unless hearing requested by that date.
Company continues to work on previously announced merger with New Era Helium Inc.; expects imminent closing.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Roth CH Acquisition V Co. received a nasdaq deficiency notice notice regarding other.

Exchange: nasdaq
Notice: deficiency notice

Exact text from the filing

December 2, 2024, the Company received a notice from the staff of the Listing Qualifications Department of Nasdaq stating that because the Company had not completed an initial business combination within 36 months of the effective date of its registration statement in connection with its initial public offering, it was not in compliance with Nasdaq IM 5101-2, and was therefore subject to delisting. The Company has until December 9, 2024 to request a hearing before the Nasdaq Hearings Panel. Trading in the Company’s securities on Nasdaq will be suspended at the opening of business on December 9

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Source: SEC EDGAR

accession 0001104659-24-126370

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