secwatch / observer
8-K filed January 15, 2025, 6:59 PM ET ticker GANX CIK 0001819411
regulatory confidence high sentiment neutral materiality 0.15

Gain Therapeutics receives and cures Nasdaq MVLS deficiency within days

Gain Therapeutics, Inc.

Machine-readable event card

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secwatch.filing_event.v1
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0001104659-25-003801
form_type
8-K
ticker
GANX
cik
0001819411
company_name
Gain Therapeutics, Inc.
filed_at
2025-01-15T23:59:59+00:00
discovered_at
2026-05-14T18:03:05.050287+00:00
generated_at
2026-05-28T01:17:51.748109+00:00
sec_items
["3.01"]
event_type
regulatory
sentiment
neutral
materiality_score
0.15
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0.15
confidence
high
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text_url
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edgar_index_url
https://www.sec.gov/Archives/edgar/data/1819411/000110465925003801/0001104659-25-003801-index.htm
edgar_primary_document_url
https://www.sec.gov/Archives/edgar/data/1819411/000110465925003801/tm253348d1_8k.htm
generated_by_model
deepseek-v4-flash:cloud@v2
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false
corrected
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superseded_by
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Source-grounded claims

46f6f420e5a9afa5adf8043a3a14ed1f1faad861

Gain Therapeutics, Inc. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(A)).

um of $50 million required for continued listing on The Nasdaq Global Market, pursuant to Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Requirement”). The MVLS Deficiency Notice had no immediate effect on the listing of t

SEC 8-K Item 3.01 confidence 0.9 SEC evidence

Comparable filings

INV

Innventure regains Nasdaq compliance after appointing Bruce Brown to Audit Committee

Innventure, Inc. May 19, 2026, 5:45 PM ET regulatory Items 3.01

same fact type: exchange_compliance_notice same SEC item: 3.01 same event type: regulatory similar materiality

This filing

um of $50 million required for continued listing on The Nasdaq Global Market, pursuant to Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Requirement”). The MVLS Deficiency Notice had no immediate effect on the listing of t

Comparable filing

April 30, 2026, following the resignation of Daniel Hennessy from the Company’s Board of Directors (the “Board”) and Audit Committee effective April 29, 2026, the Company notified The Nasdaq Stock Market LLC (“Nasdaq”) t

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ILLR

Triller gets Nasdaq bid-price exception until June 30, 2026

Triller Group Inc. June 2, 2026, 8:26 AM ET regulatory Items 3.01, 9.01

same fact type: exchange_compliance_notice same SEC item: 3.01 same event type: regulatory

This filing

um of $50 million required for continued listing on The Nasdaq Global Market, pursuant to Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Requirement”). The MVLS Deficiency Notice had no immediate effect on the listing of t

Comparable filing

May 29, 2026, the Nasdaq Hearings Panel (the “Panel”) notified Triller Group Inc. (“Triller” or the “Company”) that the Panel determined to grant Triller an exception to the Listing Rules of The Nasdaq Stock Market (“Nasdaq” or the “Exchange”) until June 30, 2026 in order to regain compliance with Listing Rule 5550(a)(2) (the “Bid Price Rule”). As previously disclosed on April 24, 2026, following a successful appeal by the Company to the Nasdaq Stock Market Listing and Hearing Review Council (the “Listing Council”) which modified a previous December 26, 2025 decision by a Nasdaq Hearings Panel

Filing page SEC filing

ISPC

iSpecimen flagged for Nasdaq equity shortfall; equity $814K vs $2.5M minimum

iSpecimen Inc. June 1, 2026, 5:00 PM ET regulatory Items 3.01

same fact type: exchange_compliance_notice same SEC item: 3.01 same event type: regulatory

This filing

um of $50 million required for continued listing on The Nasdaq Global Market, pursuant to Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Requirement”). The MVLS Deficiency Notice had no immediate effect on the listing of t

Comparable filing

May 29, 2026, iSpecimen Inc. (the “Company”) received a letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it no longer complies with Nasdaq Listing Rule 5550(b)(1) (the “Rule”), which requires a minimum of $2,500,000 in stockholders’ equity for continued listing on the Nasdaq Capital Market (the “Capital Market”). As reported in the Company’s Quarterly Report on Form 10-Q for the period ended March 31, 2026, the Company had stockholders’ equity of $814,038. Nasdaq noted that, as of May 29, 2026, the Company doe

Filing page SEC filing

GENC

Gencor receives NYSE American delinquency notice for late Q2 2026 10-Q filing

GENCOR INDUSTRIES INC June 1, 2026, 4:09 PM ET regulatory Items 3.01, 7.01, 9.01

same fact type: exchange_compliance_notice same SEC item: 3.01 same event type: regulatory

This filing

um of $50 million required for continued listing on The Nasdaq Global Market, pursuant to Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Requirement”). The MVLS Deficiency Notice had no immediate effect on the listing of t

Comparable filing

May 19, 2026, Gencor Industries, Inc. (the “Company”) received a notice (the “Delinquency Notification”) from NYSE Regulation (the “NYSE”) indicating the Company was not in compliance with the NYSE American LLC (“NYSE American”) continued listing standards as a result of its failure to timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”) with the Securities and Exchange Commission (“SEC”) prior to May 18, 2026, the end of the extension period provided by Form 12b-25, and as a result was subject to the procedures set forth in Section 1007 of the NY

Filing page SEC filing

NUTR

NusaTrip receives Nasdaq delinquency notice for late 10-K and 10-Q; faces delisting if not compliant by Oct 12, 2026

NUSATRIP Inc June 1, 2026, 7:10 AM ET regulatory Items 3.01, 9.01

same fact type: exchange_compliance_notice same SEC item: 3.01 same event type: regulatory

This filing

um of $50 million required for continued listing on The Nasdaq Global Market, pursuant to Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Requirement”). The MVLS Deficiency Notice had no immediate effect on the listing of t

Comparable filing

May 27, 2026, NusaTrip Incorporated (the “Company”) received a delinquency notification letter (the “Notice”) from the Listing Qualifications Staff (the “Staff”) of the Nasdaq Stock Market LLC (“Nasdaq”) due to the Company’s non-compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”) as a result of the Company’s failure to timely file its Annual Report on Form 10-K for the period ended December 31, 2025 and its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (collectively, the “Delinquent Filings”). The Listing Rule requires listed companies to timely file all req

Filing page SEC filing

XXI

Twenty One Capital receives NYSE non-compliance notice; audit committee lacks independence; cure due June 5

Twenty One Capital, Inc. June 1, 2026, 7:05 AM ET regulatory Items 3.01

same fact type: exchange_compliance_notice same SEC item: 3.01 same event type: regulatory

This filing

um of $50 million required for continued listing on The Nasdaq Global Market, pursuant to Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Requirement”). The MVLS Deficiency Notice had no immediate effect on the listing of t

Comparable filing

cator and website references will be removed when the Company regains compliance with all NYSE quantitative and corporate governance listing standards. The Company expects to appoint, as soon as practicable, an additional member to the audit committee who meets the independence requirements of Rule 10A-3 under the Securities Exchange Act of 1934, as amended, and Section 303A.02 of the Listed Company Manual. Forward-Looking Statements Certain statements in this periodic report are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Words indi

Filing page SEC filing

COLA

Columbus Acquisition regains compliance with Nasdaq $50M MVLS rule; delisting risk removed

Columbus Acquisition Corp/Cayman Islands May 29, 2026, 9:56 PM ET regulatory Items 3.01

same fact type: exchange_compliance_notice same SEC item: 3.01 same event type: regulatory

This filing

um of $50 million required for continued listing on The Nasdaq Global Market, pursuant to Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Requirement”). The MVLS Deficiency Notice had no immediate effect on the listing of t

Comparable filing

May 28, 2026, the Company the Company received a written notice from Nasdaq notifying the Company that the Staff has determined that for the last 10 consecutive business days, from May 13, 2026 to May 27, 2026, the Company’s MVLS has been $50 million or greater. Accordingly, the Company has regained compliance with the MVLS Rule and the Staff has indicated that the matter is now closed. 1 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Columbus Acq

Filing page SEC filing

HWH

HWH International receives Nasdaq deficiency notice for equity below $2.5M threshold

HWH International Inc. May 29, 2026, 5:21 PM ET regulatory Items 3.01

same fact type: exchange_compliance_notice same SEC item: 3.01 same event type: regulatory

This filing

um of $50 million required for continued listing on The Nasdaq Global Market, pursuant to Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Requirement”). The MVLS Deficiency Notice had no immediate effect on the listing of t

Comparable filing

May 29, 2026 HWH International Inc. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with the minimum stockholders’ equity requirement for continued listing on the Nasdaq Capital Market, under Listing Rule 5550(b)(1) because the Company’s stockholders’ equity of $2,078,220 as reported in the Company’s Quarterly Report on Form 10-Q for the period ended March 31, 2026 was below the required minimum of $2.5 million, and because, as of May 29, 2026, the Company did

Filing page SEC filing

Source: SEC EDGAR
accession 0001104659-25-003801

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.