secwatch / observer
8-K filed October 7, 2025, 7:59 PM ET ticker NLST CIK 0001282631
other material confidence high sentiment neutral materiality 0.60

Netlist announces $10M registered direct offering of 14.3M shares and 28.6M warrants at $0.70/unit

NETLIST INC

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

NETLIST INC issued warrant to the Purchasers (as defined in the Purchase Agreement) for reduction of the exercise price of the June 2025 Warrants to the lesser of $0.60 and the lowest VWAP of the shares of common stock on any trading day during the.

Security
warrant
Purchaser
the Purchasers (as defined in the Purchase Agreement)
Consideration
reduction of the exercise price of the June 2025 Warrants to the lesser of $0.60 and the lowest VWAP of the shares of common stock on any trading day during the
Exact text from the filing
The Purchasers also agreed to amend certain issued and outstanding Common Stock Purchase Warrants held by such Purchasers (the “June 2025 Warrants”) previously issued pursuant to that certain Securities Purchase Agreement, dated as of June 24, 2025 (the “June 2025 Purchase Agreement”) to, among other things, revise certain anti-dilution provisions in the June 2025 Warrants in exchange for the reduction of the exercise price of the June 2025 Warrants to the lesser of $0.60 and the lowest VWAP of the shares of common stock on any trading day during the period commencing on the date of execution of the definitive agreements for the Offering and including, the fourth trading day immediately following the closing of the Offering
View on SEC.gov
Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

NETLIST INC issued 14,285,716 shares of common stock to certain investors for $0.70 per Share and accompanying Warrants.

Security
common stock
Shares
14,285,716 shares
Purchaser
certain investors
Consideration
$0.70 per Share and accompanying Warrants
Exact text from the filing
the Company agreed to issue and sell to the Purchasers in a registered offering (the “Offering”) an aggregate of (i) 14,285,716 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), and (ii) Common Stock Purchase Warrants (the “Warrants”) to purchase up to an aggregate of 28,571,432 shares of Common Stock (the “Warrant Shares”) at a combined purchase price of $0.70 per Share and accompanying Warrants
View on SEC.gov
Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

NETLIST INC issued 28,571,432 shares of Common Stock of warrant to certain investors for $0.70 per Share and accompanying Warrants.

Security
warrant
Shares
28,571,432 shares of Common Stock
Purchaser
certain investors
Consideration
$0.70 per Share and accompanying Warrants
Exact text from the filing
the Company agreed to issue and sell to the Purchasers in a registered offering (the “Offering”) an aggregate of (i) 14,285,716 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), and (ii) Common Stock Purchase Warrants (the “Warrants”) to purchase up to an aggregate of 28,571,432 shares of Common Stock (the “Warrant Shares”) at a combined purchase price of $0.70 per Share and accompanying Warrants
View on SEC.gov

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NETLIST INC filing history →

Source: SEC EDGAR
accession 0001104659-25-097229
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