Recent 8-K filings for NLST

• July 2, 2026, 4:37 PM ET other material materiality 0.60 neutral item 5.02item 9.01

  Netlist adopts 2026 Performance Equity Plan reserving 33.6M shares for equity awards

  Plan adopted July 1, 2026; reserves 33,600,000 shares of common stock for issuance.

• May 12, 2026, 8:00 AM ET earnings materiality 0.90 positive item 2.02item 9.01 ◈ Earnings Releases

  Netlist Q1 revenue $104.9M (+262% YoY), net income $8.6M vs loss

  Net sales $104.9M, up 262% from $29.0M in Q1 2025.

• March 9, 2026, 7:59 PM ET other material materiality 0.20 neutral item 1.01item 9.01 ◈ Material Agreements

  Netlist extends Irvine HQ lease through Dec 2029; rent starts at $27,397/mo

  Lease amendment extends term to December 31, 2029; no renewal option remains.

• March 3, 2026, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Netlist Q4 revenue up 121% YoY to $75.7M; net loss narrows sharply

  Q4 net sales $75.7M (+121% YoY); full year $188.6M (+28% YoY).

• November 6, 2025, 6:59 PM ET earnings materiality 0.50 neutral item 2.02item 9.01

  Netlist Q3 net loss narrows 25% YoY to $7.0M; revenue rises to $42.2M

  Q3 net loss ($7.0M) or ($0.02)/share vs ($9.4M) or ($0.04)/share in prior-year quarter.

• October 7, 2025, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 3.03item 8.01item 9.01 ◈ Equity Issuances ×3

  Netlist announces $10M registered direct offering of 14.3M shares and 28.6M warrants at $0.70/unit

  Gross proceeds of ~$10.0M from sale of 14,285,716 shares and warrants to purchase up to 28,571,432 shares at $0.70 combined purchase price.

• September 25, 2025, 7:59 PM ET other material materiality 0.60 neutral item 5.02item 5.07item 5.03item 9.01 ◈ Governance Changes

  Netlist shareholders approve 50% increase in authorized common shares to 675M and 2025 equity plan

  Shareholders approved amendment to increase authorized common shares from 450M to 675M (146.4M for, 46.2M against).

• September 11, 2025, 7:59 PM ET other materiality 0.50 neutral item 5.02item 5.07item 8.01item 9.01

  Netlist shareholders re-elect directors, approve 2025 equity plan; vote on authorized share increase postponed to Sep 24

  Directors Chun K. Hong, Blake Welcher, Jun Cho re-elected with >86M votes each; 176.5M shares present (60.34% quorum).

• August 7, 2025, 7:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  Netlist Q2 2025 revenue up 44% sequentially; secures $445M damages award against Micron

  Revenue $41.7M (+44% sequential, +13% YoY); net loss improved to ($6.1M) from ($14.8M) YoY.

• June 26, 2025, 7:59 PM ET leadership materiality 0.30 neutral item 5.02item 9.01

  Netlist appoints Blake Welcher and Jun Cho as independent directors effective June 20, 2025

  Board expands to three members; Welcher and Cho appointed until 2025 annual meeting.

• June 24, 2025, 7:59 PM ET other material materiality 0.65 neutral item 1.01item 8.01item 9.01

  Netlist raises $12M via registered direct offering of common stock and warrants at $0.70/unit

  Gross proceeds $12M from 17.1M shares and warrants for 34.3M shares at $0.70 combined price.

• May 6, 2025, 7:59 PM ET earnings materiality 0.50 neutral item 2.02item 9.01

  Netlist Q1 2025: revenue $29.0M (down 19% YoY), net loss $9.5M narrows from $17.0M

  Net sales $29.0M vs $35.8M in Q1 2024; gross profit $1.3M up from $0.7M.

• March 27, 2025, 7:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Netlist reports FY2024 revenue up 113% to $147.1M; net loss narrows to $53.8M

  Full-year net sales $147.1M (+113% YoY); gross profit $2.9M (+21%); net loss ($53.8M) vs ($60.4M) prior year.

• March 14, 2025, 7:59 PM ET earnings materiality 0.75 neutral item 1.01item 2.02item 9.01

  Netlist estimates FY2024 net sales $145M-$150M; enters $75M equity facility with Lincoln Park

  Preliminary FY2024 net sales estimated at $145M-$150M (unaudited, subject to change).

• October 29, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Netlist Q3 revenue up 140% to $40.2M; secures final $303M damages award vs Samsung

  Revenue $40.2M (+140% YoY); net loss improved to ($9.4M) from ($17.3M); EPS ($0.04) vs ($0.07).

• October 11, 2024, 7:59 PM ET other material materiality 0.65 neutral item 1.01item 2.02item 8.01item 9.01

  Netlist prices $15M registered direct offering; prelim Q3 revenue $38-40M

  Offering of 13.64M shares + Series A and B warrants at $1.10/share; gross proceeds $15M, net ~$14.2M.

• August 16, 2024, 7:59 PM ET other materiality 0.10 neutral item 5.07

  Netlist stockholders re-elect director Chun K. Hong and ratify auditor at 2024 annual meeting

  Chun K. Hong re-elected with 44,107,949 votes for, 2,565,259 withheld, 92,273,310 broker non-votes.

• July 30, 2024, 7:59 PM ET earnings materiality 0.85 positive item 2.02item 9.01

  Netlist Q2 sales up 267% to $36.8M; secures $445M Micron verdict and Samsung breach ruling

  Net sales $36.8M (up 267% YoY from $10.0M); net loss ($14.8M) or ($0.06)/share.

• June 18, 2024, 7:59 PM ET other material materiality 0.20 neutral item 4.01item 9.01

  Netlist appoints MGO as new auditor after KMJ resigns upon partners joining Crowe

  KMJ resigned as independent auditor on June 13, 2024 after its partners and staff joined Crowe LLP.

• April 25, 2024, 7:59 PM ET earnings materiality 0.65 neutral item 2.02item 9.01 ◈ Earnings Releases

  Netlist Q1 sales surge 297% to $35.8M; net loss widens to $17.0M

  Net sales $35.8M vs $9.0M YoY (+297%), driven by memory market turnaround.

• April 17, 2024, 7:59 PM ET other material materiality 0.40 neutral item 1.01item 3.03item 9.01 ◈ Material Agreements

  Netlist extends shareholder rights plan to April 17, 2027; appoints new rights agent

  Fourth Amendment extends Rights Agreement term by three years, from April 17, 2024 to April 17, 2027.

• February 13, 2024, 6:59 PM ET earnings materiality 0.55 negative item 2.02item 9.01 ◈ Earnings Releases ×2

  Netlist Q4 revenue up 54% YoY; FY 2023 net loss widens to $60.4M

  Q4 net product sales $33.4M, up 54% from $21.7M YoY and 100% QoQ.

• October 31, 2023, 7:59 PM ET earnings materiality 0.65 negative item 2.02item 9.01 ◈ Earnings Releases

  Netlist Q3 net sales $16.7M, down 51% YoY; net loss widens to $17.3M

  Net sales $16.7M vs $34.4M in Q3 2022; product revenue up 67% sequentially.

• August 18, 2023, 7:59 PM ET other materiality 0.00 neutral item 5.07 ◈ Shareholder Votes ×2

  Netlist stockholders elect Chun K. Hong as director and ratify auditor at 2023 annual meeting

  Chun K. Hong elected as director with 49,950,409 votes for, 3,030,859 withheld; 82,009,031 broker non-votes.

• August 15, 2023, 7:59 PM ET other material materiality 0.70 neutral item 1.01item 8.01item 9.01 ◈ Material Agreements ×3

  Netlist raises $30M via registered direct offering of common stock and warrants

  Offering of 11,111,112 shares at $2.70/share plus warrants for 11,111,112 shares at $3.20, 5-year term.

• August 14, 2023, 7:59 PM ET litigation materiality 0.80 positive item 8.01item 9.01

  Netlist secures final judgment against Samsung for $303M patent damages

  Final judgment in E.D. Texas upheld April 2023 jury verdict of $303,150,000 for willful infringement of five Netlist patents.

• August 1, 2023, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 9.01 ◈ Earnings Releases

  Netlist Q2 sales drop 82% to $10M; net loss widens to $14M; CEO sees market bottom and legal wins

  Q2 net sales $10.0M vs $55.4M YoY; gross profit $0.2M vs $4.7M.

• April 25, 2023, 7:59 PM ET earnings materiality 0.85 negative item 2.02item 9.01 ◈ Earnings Releases

  Netlist Q1 revenue plunges 82% to $9.0M; net loss widens to $15.8M; $303M jury verdict against Samsung

  Net sales $9.0M vs $50.2M YoY; gross profit $0.6M vs $3.4M.

• February 21, 2023, 6:59 PM ET earnings materiality 0.60 neutral item 2.02item 9.01

  Netlist full-year revenue up 58% to $161.6M; Q4 sales drop 40% YoY, net loss widens

  Full year 2022 net product sales $161.6M (+58% YoY); product gross profit $11.9M (+34% YoY).

• October 27, 2022, 7:59 PM ET earnings materiality 0.65 neutral item 2.02item 9.01

  Netlist Q3 revenue up 29% to $34.4M; net loss narrows to $9.6M

  Net product sales of $34.4M (+29% YoY) vs $26.7M; product gross profit fell to $2.2M from $2.5M.

• August 18, 2022, 7:59 PM ET other material materiality 0.10 neutral item 5.07

  Netlist stockholders elect director, ratify auditor, approve executive compensation at 2022 annual meeting

  Director Chun K. Hong elected with 55,217,654 for, 3,338,506 against; 69,302,828 broker non-votes.

• August 2, 2022, 7:59 PM ET earnings materiality 0.65 neutral item 2.02item 9.01

  Netlist Q2 revenue more than doubles to $55.4M, net loss of $5.0M

  Net product sales $55.4M, up 127% from $24.4M in Q2 2021.

• May 2, 2022, 7:59 PM ET earnings materiality 0.60 neutral item 2.02item 9.01

  Netlist Q1 revenue triples to $50.2M; net loss widens to $5.9M

  Revenue $50.2M vs $14.9M YoY (237% increase); gross profit $3.4M vs $1.5M.

• March 1, 2022, 6:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Netlist reports full year revenue up 201% to $142.4M; net income $4.8M vs prior loss

  Full year 2021 revenue $142.4M (+201% YoY); gross profit $48.9M (34.3% margin vs 14.3%).

• November 2, 2021, 7:59 PM ET earnings materiality 0.75 neutral item 2.02item 9.01

  Netlist Q3 revenue $26.7M (+162% YoY); net loss widens to $10.7M

  Revenue $26.7M, up 162% from $10.2M a year ago.

• September 28, 2021, 7:59 PM ET other material materiality 0.50 neutral item 1.01item 9.01

  Netlist enters $75M equity purchase agreement with Lincoln Park Capital Fund

  Company may sell up to $75M of common stock over 36 months at its sole discretion.

• August 16, 2021, 7:59 PM ET other materiality 0.15 neutral item 5.07

  Netlist stockholders re-elect director Chun K. Hong and ratify auditor at 2021 annual meeting

  Chun K. Hong elected director with 63,882,628 votes for, 260,147 withheld; 61,253,802 broker non-votes.

• August 3, 2021, 7:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  Netlist Q2 2021 net income $27.8M ($0.13 EPS) vs prior-year loss; revenue $64.4M

  Revenue of $64.4M includes $40M licensing fees and $24.4M product revenue, up 123% QoQ and 64% sequentially.

• July 12, 2021, 7:59 PM ET other material materiality 0.55 neutral item 1.01item 9.01

  Netlist enters $17.4M equity purchase agreement with Lincoln Park Capital

  On July 12, 2021, Netlist signed a Purchase Agreement with Lincoln Park Capital for up to $17.4 million in common stock sales over 36 months.

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.90 · Median 0.65 · Most common event earnings

9 positive 4 negative 26 neutral

source · NLST on sec.gov