Capstone Green Energy raises $15M via PIPE at $2.00/share; to repay $8M debt due Dec 7, 2025

Capstone Energy Plus, Inc.

Gross proceeds of ~$15M; issues 7.5M shares (or pre-funded warrants) at $2.00/share, an 8% premium to $1.85 close.
Closing expected Nov 25, 2025; uses $8M to repay debt maturing Dec 7, 2025, plus working capital and AI data center expansion.
Directors, officers and management participate; 90-day lock-up for company insiders; investors ban short sales for 90 days post-registration effectiveness.
Craig-Hallum Capital Group acts as sole placement agent with 7.0% cash fee; shares issued under Section 4(a)(2)/Rule 506(b).
Company agrees to file resale registration statement within 30 days and use commercially reasonable efforts for SEC effectiveness.

item 1.01 item 3.02 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

Capstone Energy Plus, Inc. issued 3,980,000 shares of common stock to certain accredited investors for $2.00 per share.

Security: common stock
Shares: 3,980,000 shares
Purchaser: certain accredited investors
Consideration: $2.00 per share

Exact text from the filing

On November 24, 2025, Capstone Green Energy Holdings, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain accredited investors (the “Purchasers”), relating to a private investment in public equity financing (the “PIPE”) of an aggregate of (a) 3,980,000 shares (the “Shares”) of the Company’s Common Stock, par value $0.001 per share (“Common Stock”), at a price per Share equal to $2.00

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Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

Capstone Energy Plus, Inc. issued 3,520,000 shares of Common Stock of warrant to certain accredited investors for price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001.

Security: warrant
Shares: 3,520,000 shares of Common Stock
Purchaser: certain accredited investors
Consideration: price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001

Exact text from the filing

(b) Pre-Funded Warrants (the “Pre-Funded Warrants”) to purchase 3,520,000 shares of Common Stock (the “Pre-Funded Warrant Shares”) at a price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001, and the remaining exercise price of each Pre-Funded Warrant will equal $0.001 per share

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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Capstone Energy Plus, Inc. entered into Securities Purchase Agreement with certain accredited investors valued at estimated gross proceeds to the Company of approximately $15 million (effective 2025-11-24).

Action: entry
Agreement: equity purchase
Counterparty: certain accredited investors
Value: estimated gross proceeds to the Company of approximately $15 million
Effective: 2025-11-24

Exact text from the filing

On November 24, 2025, Capstone Green Energy Holdings, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain accredited investors (the “Purchasers”), relating to a private investment in public equity financing (the “PIPE”) of an aggregate of (a) 3,980,000 shares (the “Shares”) of the Company’s Common Stock, par value $0.001 per share (“Common Stock”), at a price per Share equal to $2.00 and (b) Pre-Funded Warrants (the “Pre-Funded Warrants”) to purchase 3,520,000 shares of Common Stock (the “Pre-Funded Warrant Shares”) at a price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001, and the remaining exercise price of each Pre-Funded Warrant will equal $0.001 per share, for estimated gross proceeds to the Company of approximately $15 million

View on SEC.gov

27 equity issuances filed in the last 30 days. Browse all equity issuances →

Capstone Energy Plus, Inc. filing history →

Source: SEC EDGAR

accession 0001104659-25-115134

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