ArrowMark Financial Corp.
Extracted from this filing and checked against the source text.
ArrowMark Financial Corp. entered into Distribution Agreement with ALPS Distributors, Inc. valued at up to $25,000,000 (effective 2025-12-15).
On December 15, 2025, ArrowMark Financial Corp. entered into a distribution agreement (the “Distribution Agreement”) with ALPS Distributors, Inc. (the “Distributor”) in connection with the issuance and sale of up to $25,000,000 of the Company’s shares of common stock, from time to time, through the Distributor as the Company’s agent, in transactions deemed to be “at the market” as defined in Rule 415 under the Securities Act of 1933, as amended (the “Offering”).View on SEC.gov
ArrowMark Financial Corp. entered into Sub-Placement Agent Agreement with UBS Securities LLC (effective 2025-12-15).
The Distributor has entered into a sub-placement agent agreement, dated December 15, 2025 (the “Sub-Placement Agent Agreement”), with UBS Securities LLC (the “Sub-Placement Agent”) relating to the Common Shares to be offered under the Distribution Agreement.View on SEC.gov
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