BANX ArrowMark Financial Corp.

CIK 0001578987 4 ready 8-Ks latest January 28, 2026, 6:59 PM ET RSS · JSON

Activity: NORMAL 0 filings / 30d vs 0 baseline

Ready 8-Ks 4

Latest filing January 28, 2026, 6:59 PM ET

Top materiality 0.60

Event mix other_material ×3 · regulatory ×1

Sentiment 1 pos · 1 neg · 2 neu

Recent 8-K filings for BANX

Highest-materiality recent filing

ArrowMark Financial announces up to $25M ATM common stock offering

December 16, 2025, 6:59 PM ET other material materiality 0.60 neutral item 1.01 item 8.01 item 9.01

ATM offering of up to $25M of common stock (BANX) filed with SEC on Dec 15, 2025.
ALPS Distributors as distributor; UBS Securities LLC as sub-placement agent.

January 28, 2026, 6:59 PM ET other material materiality 0.50 neutral item 1.01 item 8.01 item 9.01 ◈ Material Agreements

ArrowMark Financial Corp. launches 1-for-3 rights offering for up to 2.6M new shares

Record date shareholders get one right per share; 3 rights buy one new common share.
December 19, 2025, 6:59 PM ET other material materiality 0.55 positive item 1.01 item 8.01 item 9.01

ArrowMark Financial raises $15M in registered direct offering of 673,249 shares at $22.28

Offering of 673,249 common shares at $22.28 each, raising ~$15 million (excl. expenses).
December 16, 2025, 6:59 PM ET other material materiality 0.60 neutral item 1.01 item 8.01 item 9.01

ArrowMark Financial announces up to $25M ATM common stock offering

ATM offering of up to $25M of common stock (BANX) filed with SEC on Dec 15, 2025.
March 28, 2025, 7:59 PM ET regulatory materiality 0.35 negative item 3.01

ArrowMark Financial receives Nasdaq non-compliance notice due to Audit Committee composition after director death

Michael Stolper, independent director and Audit Committee member, died March 21, 2025.

Max materiality 0.60 · Median 0.53 · Most common event other_material

1 positive 1 negative 2 neutral