First Foundation Inc.: M&A transaction — First Foundation completes merger into FirstSun; shareholders get 0.16083 shares; FFWM delisted

First Foundation Inc.

Effective April 1, 2026, First Foundation merged into FirstSun; shareholders received 0.16083 FirstSun shares per FFWM share.
Warrant holders received $17.5M cash and Series C stock converted to FirstSun shares.
Five former First Foundation directors (Edelson, Enden, Mackovak, Parker, Shafer) appointed to FirstSun board.
FirstSun board increased to 13 members; charter amended to authorize 80M voting shares and 20M non-voting shares.
First Foundation common stock delisted from NYSE and deregistered under Exchange Act.

item 2.01 item 3.01 item 3.03 item 5.01 item 5.02 item 5.03 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

First Foundation Inc.: Certificate of Incorporation of First Foundation ceased; FirstSun's charter amended to increase authorized common stock to 80,000,000 shares, create new class of non-voting common stock, and authorize 20,000,000 shares of non-voting common stock (effective 2026-03-31).

Change: charter amendment
Effective: 2026-03-31

Exact text from the filing

FirstSun’s certificate of incorporation was amended (the “Charter Amendment”) to increase the number of authorized shares of FirstSun common stock from 50,000,000 shares to 80,000,000 shares, and to create a new class of non-voting common stock and to authorize 20,000,000 shares of such non-voting common stock (which is in addition to the 80,000,000 shares of authorized common stock referenced above).

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M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.98

First Foundation Inc. underwent a change of control involving FirstSun Capital Bancorp for 0.16083 of a share of FirstSun common stock per share of First Foundation common stock (closed 2026-04-01).

Action: change of control
Counterparty: FirstSun Capital Bancorp
Consideration: 0.16083 of a share of FirstSun common stock per share of First Foundation common stock
Closing: 2026-04-01

Exact text from the filing

common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) became entitled to receive 0.16083 of a share of FirstSun common stock (the “exchange ratio”) with cash paid in lieu of any fractional shares. In addition, at the Effective Time, each then-outstanding share of

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Source: SEC EDGAR

accession 0001104659-26-038418

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