First Wave BioPharma receives Nasdaq extension to May 2022; appoints Sarah Romano as CFO

GridAI Technologies Corp.

Nasdaq granted extension through May 25, 2022 to regain compliance with minimum stockholders' equity rule.
If compliance not shown by June 30, 2022 filing, delisting may occur; appeal rights exist.
CFO Daniel Schneiderman resigns effective Feb 28, 2022; no disagreement with company.
Sarah Romano appointed CFO effective March 1, 2022; base salary $365k, 150k stock options, annual bonus up to 35%.
Romano previously CFO of Kiora Pharmaceuticals; employment includes 12-month non-compete.

item 3.01 item 5.02 item 9.01

Executive movements

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Departed

Daniel Schneiderman

Chief Financial Officer

GRDX · GridAI Technologies Corp.

Effective: 2022-02-28
Successor: Sarah Romano
Filed: February 17, 2022, 6:59 PM ET

On February 14, 2022, Daniel Schneiderman, the Chief Financial Officer of the Company, notified the Company that he will resign as Chief Financial Officer effective as of February 28, 2022 (the “Termination Date”) to pursue additional opportunities.

Appointed

Sarah Romano

Chief Financial Officer

GRDX · GridAI Technologies Corp.

Effective: 2022-03-01
Filed: February 17, 2022, 6:59 PM ET

Sarah Romano, CPA, has been appointed to serve as the Chief Financial Officer of the Company, effective March 1, 2022.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Daniel Schneiderman resigned as Chief Financial Officer at GridAI Technologies Corp..

Action: resigned
Role: Chief Financial Officer

Exact text from the filing

On February 14, 2022, Daniel Schneiderman, the Chief Financial Officer of the Company, notified the Company that he will resign as Chief Financial Officer effective as of February 28, 2022 (the “Termination Date”) to pursue additional opportunities.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Sarah Romano was appointed as Chief Financial Officer at GridAI Technologies Corp..

Action: appointed
Role: Chief Financial Officer

Exact text from the filing

Sarah Romano, CPA, has been appointed to serve as the Chief Financial Officer of the Company, effective March 1, 2022.

View on SEC.gov

GridAI Technologies Corp. filing history →

Source: SEC EDGAR

accession 0001140361-22-005873

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