Home Plate Acquisition Corp: Nasdaq/NYSE listing notice — Home Plate Acquisition receives Nasdaq deficiency notice for insufficient public holders

Home Plate Acquisition Corp

Received Nasdaq notice on June 23, 2023 for non-compliance with Minimum Public Holders Rule (at least 300 holders).
Notice is a deficiency, not imminent delisting; no immediate impact on listing or trading.
Company has 45 calendar days to submit a compliance plan to regain compliance.
If plan accepted, Nasdaq may grant extension of up to 180 days to evidence compliance.
Company intends to submit plan within required timeframe; may appeal if plan rejected.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Home Plate Acquisition Corp received a nasdaq deficiency notice notice regarding other (rules 5550(a)(3)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5550(a)(3)

Exact text from the filing

June 23, 2023, Home Plate Acquisition Corporation, a Delaware corporation (the “Company”), received a written notice (the “Notice”) from the listing qualifications department staff of The Nasdaq Stock Market (“Nasdaq”) notifying the Company that the Company was not in compliance with Listing Rule 5550(a)(3) (the “Minimum Public Holders Rule”), which requires the Company to maintain at least 300 public holders for continued listing on the Nasdaq Capital Market. The Notice is only a notification of deficiency, not of imminent delisting, and has no immediate effect on the listing or trading of

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Source: SEC EDGAR

accession 0001140361-23-031457

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