Greene County Bancorp imposes trading blackout Nov 15 to Dec 18 for insiders due to 401(k) plan admin change

GREENE COUNTY BANCORP INC

Blackout period from Nov 15 to week of Dec 18, 2023, due to 401(k) plan administration transition from Pentegra to Empower.
Directors and executive officers prohibited from trading GCBC equity securities during blackout under Sarbanes-Oxley Act and SEC Reg BTR.
401(k) participants temporarily unable to check balances, transfer investments, or obtain withdrawals during blackout.
Exemptions include 10b5-1(c) trading plans not modified during blackout, and bona fide gifts or domestic relations transfers.
Violations can result in profit disgorgement and civil/criminal penalties; contact Mary Seely for questions.

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