secwatch / observer
8-K filed November 7, 2023, 6:59 PM ET CIK 0001838108
regulatory confidence high sentiment neutral materiality 0.50

RMG Acquisition Corp. III: Nasdaq/NYSE listing notice — RMG Acquisition Corp III resolves Nasdaq delisting notice via board changes

RMG Acquisition Corp. III

item 3.01item 5.02

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

D. James Carpenter

Executive Vice President
RMG Acquisition Corp. III
Effective
2023-11-07
Filed
November 7, 2023, 6:59 PM ET
On November 7, 2023, D. James Carpenter was appointed as Executive Vice President and Robert S. Mancini was appointed as Chairman of the Board.
Appointed

Robert S. Mancini

Chairman of the Board
RMG Acquisition Corp. III
Effective
2023-11-07
Filed
November 7, 2023, 6:59 PM ET
On November 7, 2023, D. James Carpenter was appointed as Executive Vice President and Robert S. Mancini was appointed as Chairman of the Board.
Departed

D. James Carpenter

Director
RMG Acquisition Corp. III
Effective
2023-11-06
Filed
November 7, 2023, 6:59 PM ET
On November 6, 2023, D. James Carpenter resigned from the Board.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

RMG Acquisition Corp. III received a nasdaq delisting notice notice regarding board independence (rules 5605(b)(1), 5605(c)(4)).

Exchange
nasdaq
Notice
delisting notice
Deficiency
board independence
Rules
5605(b)(1), 5605(c)(4)
Exact text from the filing
November 1, 2023, RMG Acquisition Corp. III (the “Company”) was notified by the staff of the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) that, following its determination that the Company did not meet the terms of an extension cure period provided under Nasdaq Listing Rule 5605(c)(4), the Staff had determined to initiate procedures to delist the Company’s securities due to the Company’s non-compliance with the continued listing requirements as set forth in Nasdaq Listing Rule 5605(b)(1) regarding the composition of the Company’s board of director
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

D. James Carpenter was appointed as Executive Vice President at RMG Acquisition Corp. III.

Action
appointed
Role
Executive Vice President
Exact text from the filing
On November 7, 2023, D. James Carpenter was appointed as Executive Vice President and Robert S. Mancini was appointed as Chairman of the Board.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Robert S. Mancini was appointed as Chairman of the Board at RMG Acquisition Corp. III.

Action
appointed
Role
Chairman of the Board
Exact text from the filing
On November 7, 2023, D. James Carpenter was appointed as Executive Vice President and Robert S. Mancini was appointed as Chairman of the Board.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

D. James Carpenter resigned as Director at RMG Acquisition Corp. III.

Action
resigned
Role
Director
Exact text from the filing
On November 6, 2023, D. James Carpenter resigned from the Board.
View on SEC.gov

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Source: SEC EDGAR
accession 0001140361-23-051898
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