BROADWAY FINANCIAL CORP \DE\ (BYFC): Nasdaq/NYSE listing notice — Broadway Financial receives Nasdaq non-compliance notice for late Q3 10-Q filing

BROADWAY FINANCIAL CORP \DE\

Received Nasdaq notice on Nov 20, 2025 for failing to timely file Q3 10-Q under Listing Rule 5250(c)(1).
Late filing due to ongoing evaluation of sold loan participation accounting under ASC Topic 860.
Must submit compliance plan by Dec 8, 2025; extension deadline to file is Feb 16, 2026.
No immediate impact on stock listing, but risk of further delays if plan rejected or filing not completed.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

BROADWAY FINANCIAL CORP \DE\ received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

November 20, 2025, Broadway Financial Corporation (the “Company”) received written notice (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the periodic financial reporting requirements set forth in Nasdaq Listing Rule 5250(c)(1) (“Rule 5250(c)(1)”) for continued listing on The Nasdaq Capital Market because its Quarterly Report on Form 10-Q for the quarter ended September 30, 2025 (the “Q3 Form 10-Q”) was not filed within the time period prescribed by the Securities and Exchange Commission (“SEC”) rules. The Notice has no immed

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Source: SEC EDGAR

accession 0001140361-25-043355

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