8-K
filed January 30, 2026, 6:59 PM ET
ticker NUWE
CIK 0001506492
other material
confidence high
sentiment neutral
materiality 0.70
Nuwellis raises $5M in private placement and warrant inducement; acquires Rendiatech; appoints new CFO
Nuwellis, Inc.
- Gross proceeds ~$5M from private placement (994,537 shares/pre-funded + 1,989,074 warrants) and warrant inducement (623,585 shares exercised, 1,247,170 new warrants).
- Agreement to acquire Rendiatech Ltd. for up to $500K cash + 150,000 shares + 30,000 options; Clarity RMS/Prime real-time kidney monitoring tech.
- Appointed Carisa Schultz as CFO effective Feb 2, 2026; base salary $265K, bonus up to 40%, standard change-in-control severance.
- Company had 1,686,892 shares outstanding as of Jan 29, 2026; warrants add significant potential dilution.
- Net proceeds for working capital and general corporate purposes.
Key facts
Extracted from this filing and checked against the source text.
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Nuwellis, Inc. issued 994,537 pre-funded common stock purchase warrants of warrant to a certain institutional accredited investor for combined purchase price of $3.09.
- Security
- warrant
- Shares
- 994,537 pre-funded common stock purchase warrants
- Purchaser
- a certain institutional accredited investor
- Consideration
- combined purchase price of $3.09
Exact text from the filing
of Common Stock (the “ Common Warrant Shares ” and together with the Pre-Funded Warrant Shares and the Pre-Funded Warrants, the “ Securities ”) for a combined purchase price of $3.09. Under the terms of the Pre-Funded Warrants and Common Warrants, a holder will not be entitled to exercise any portion of any Pre-Funded Warrant or Common Warrant, if, upon
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Nuwellis, Inc. issued 994,537 Pre-Funded Warrant Shares of common stock to a certain institutional accredited investor for combined purchase price of $3.09.
- Security
- common stock
- Shares
- 994,537 Pre-Funded Warrant Shares
- Purchaser
- a certain institutional accredited investor
- Consideration
- combined purchase price of $3.09
Exact text from the filing
of Common Stock (the “ Common Warrant Shares ” and together with the Pre-Funded Warrant Shares and the Pre-Funded Warrants, the “ Securities ”) for a combined purchase price of $3.09. Under the terms of the Pre-Funded Warrants and Common Warrants, a holder will not be entitled to exercise any portion of any Pre-Funded Warrant or Common Warrant, if, upon
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Nuwellis, Inc. issued 1,989,074 Common Warrant Shares of common stock to a certain institutional accredited investor for combined purchase price of $3.09.
- Security
- common stock
- Shares
- 1,989,074 Common Warrant Shares
- Purchaser
- a certain institutional accredited investor
- Consideration
- combined purchase price of $3.09
Exact text from the filing
of Common Stock (the “ Common Warrant Shares ” and together with the Pre-Funded Warrant Shares and the Pre-Funded Warrants, the “ Securities ”) for a combined purchase price of $3.09. Under the terms of the Pre-Funded Warrants and Common Warrants, a holder will not be entitled to exercise any portion of any Pre-Funded Warrant or Common Warrant, if, upon
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.7
Nuwellis, Inc. issued January Inducement Warrants of warrant to certain investors.
- Security
- warrant
- Shares
- January Inducement Warrants
- Purchaser
- certain investors
Exact text from the filing
the Company offered and sold the Securities and January Inducement Warrants in reliance on Section 4(a)(2) of the Securities Act and/or Rule 506 promulgated thereunder
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Nuwellis, Inc. issued 1,989,074 common warrants of warrant to a certain institutional accredited investor for combined purchase price of $3.09.
- Security
- warrant
- Shares
- 1,989,074 common warrants
- Purchaser
- a certain institutional accredited investor
- Consideration
- combined purchase price of $3.09
Exact text from the filing
of Common Stock (the “ Common Warrant Shares ” and together with the Pre-Funded Warrant Shares and the Pre-Funded Warrants, the “ Securities ”) for a combined purchase price of $3.09. Under the terms of the Pre-Funded Warrants and Common Warrants, a holder will not be entitled to exercise any portion of any Pre-Funded Warrant or Common Warrant, if, upon
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
Nuwellis, Inc. entered into Private Placement Purchase Agreement with a certain institutional accredited investor valued at combined purchase price of $3.09 (effective 2026-01-29).
- Action
- entry
- Agreement
- equity purchase
- Counterparty
- a certain institutional accredited investor
- Value
- combined purchase price of $3.09
- Effective
- 2026-01-29
Exact text from the filing
On January 29, 2026, Nuwellis, Inc. (the “ Company ”) entered into a securities purchase agreement (the “ Private Placement Purchase Agreement ”) with a certain institutional accredited investor (the “ Purchaser ”) in connection with a private placement (the “ Private Placement ”) for the offer, issuance and sale of (i) 994,537 pre-funded common stock purchase warrants (the “ Pre-Funded Warrants ”) to purchase up to 994,537 shares (the “ Pre-Funded Warrant Shares ”) of the Company’s common stock, $0.0001 par value (the “ Common Stock ”) and (ii) 1,989,074 common warrants (the “ Common Warrants ”, and together with the Pre-Funded Warrants, the “ Private Placement Warrants ”) to purchase up to 1,989,074 shares of Common Stock (the “ Common Warrant Shares ” and together with the Pre-Funded Warrant Shares and the Pre-Funded Warrants, the “ Securities ”) for a combined purchase price of $3.09.
View on SEC.gov
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