secwatch / observer
8-K/A filed January 9, 2026, 6:59 PM ET CIK 0001766526
other material confidence high sentiment neutral materiality 0.55

Tectonic Financial files pro forma for Spinco separation; 9M 2025 pro forma net income $9.1M vs $14.2M historical

Tectonic Financial, Inc.

Machine-readable event card

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0001185185-26-000106
form_type
8-K/A
ticker
null
cik
0001766526
company_name
Tectonic Financial, Inc.
filed_at
2026-01-09T23:59:59+00:00
discovered_at
2026-05-14T18:02:36.110348+00:00
generated_at
2026-05-16T11:04:47.593758+00:00
sec_items
["2.01", "9.01"]
event_type
other_material
sentiment
neutral
materiality_score
0.55
calibrated_materiality_score
0.55
confidence
high
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https://secwatch.observer/filing/0001185185-26-000106.txt
edgar_index_url
https://www.sec.gov/Archives/edgar/data/1766526/000118518526000106/0001185185-26-000106-index.htm
edgar_primary_document_url
https://www.sec.gov/Archives/edgar/data/1766526/000118518526000106/tectp8ka1010926.htm
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deepseek-v4-flash:cloud@v2
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Source-grounded claims

1dcfa0d21b4ab57f293f16e2b8a1709f9422efd2

Tectonic Financial, Inc. completed a disposition involving TA Continuing Shareholders.

reporting under Item 2.01 the completion of the separation and distribution transactions in accordance with the Separation Agreement and Plan of Distribution (the “Separation Agreement”), dated as of December 19, 2025, by and among the Company, Tectonic Advisors, LLC, a Texas limited liability company (“Spinco”), and certain equity owners (the “TA Continuing Shareholders”) of Cain Watters & Associates, LLC (“Cain Watters”), pursuant to which Spinco was separated from the Company and distributed to the TA Continuing Shareholders (collectively, the “Transaction”)

SEC 8-K Item 2.01/5.01 confidence 0.9 SEC evidence

Comparable filings

CUK

Carnival completes DLC unification and redomiciliation to Bermuda; Carnival plc now a subsidiary

CARNIVAL PLC May 7, 2026, 7:59 PM ET other_material Items 1.02, 2.01, 3.01, 3.02, 3.03, 5.01, 5.03, 7.01, 9.01

same fact type: ma_transaction same SEC item: 2.01, 9.01 same event type: other_material similar materiality

This filing

reporting under Item 2.01 the completion of the separation and distribution transactions in accordance with the Separation Agreement and Plan of Distribution (the “Separation Agreement”), dated as of December 19, 2025, by and among the Company, Tectonic Advisors, LLC, a Texas limited liability company (“Spinco”), and certain equity owners (the “TA Continuing Shareholders”) of Cain Watters & Associates, LLC (“Cain Watters”), pursuant to which Spinco was separated from the Company and distributed to the TA Continuing Shareholders (collectively, the “Transaction”)

Comparable filing

On May 7, 2026, Carnival Corporation and Carnival plc completed the unification of their dual listed company structure under a single company, Carnival Corporation Ltd., with Carnival plc as a UK subsidiary of Carnival Corporation Ltd.

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Fundrise eREIT, LLC

Fundrise eREIT completes merger of seven affiliated REITs; declares May daily distribution

Fundrise eREIT, LLC May 4, 2026, 7:59 PM ET other_material Items 1.01, 2.01, 5.03, 8.01, 9.01

same fact type: ma_transaction same SEC item: 2.01, 9.01 same event type: other_material similar materiality

This filing

reporting under Item 2.01 the completion of the separation and distribution transactions in accordance with the Separation Agreement and Plan of Distribution (the “Separation Agreement”), dated as of December 19, 2025, by and among the Company, Tectonic Advisors, LLC, a Texas limited liability company (“Spinco”), and certain equity owners (the “TA Continuing Shareholders”) of Cain Watters & Associates, LLC (“Cain Watters”), pursuant to which Spinco was separated from the Company and distributed to the TA Continuing Shareholders (collectively, the “Transaction”)

Comparable filing

At 11:59 p.m. Eastern time on April 29, 2026 (the "Effective Time"), which was the same for all of the Mergers, for each respective Fundrise Merger Entity, (1) such Fundrise Merger Entity merged into Fundrise eREIT, with Fundrise eREIT as the surviving entity of the Merger

Filing page SEC filing

XWIN

XMax subsidiary invests $5.45M in fund targeting SpaceX shares; gains >99.9% interest in Preamble X Capital I

XMax Inc. April 21, 2026, 7:59 PM ET other_material Items 1.01, 2.01, 9.01

same fact type: ma_transaction same SEC item: 2.01, 9.01 same event type: other_material similar materiality

This filing

reporting under Item 2.01 the completion of the separation and distribution transactions in accordance with the Separation Agreement and Plan of Distribution (the “Separation Agreement”), dated as of December 19, 2025, by and among the Company, Tectonic Advisors, LLC, a Texas limited liability company (“Spinco”), and certain equity owners (the “TA Continuing Shareholders”) of Cain Watters & Associates, LLC (“Cain Watters”), pursuant to which Spinco was separated from the Company and distributed to the TA Continuing Shareholders (collectively, the “Transaction”)

Comparable filing

a series of Preamble X Capital LLC, a Delaware Limited Liability Company. Pursuant to the Agreement, the Company made additional subscription in an aggregate amount of US$5,450,000 (the “ Subscription Amount ”), which increases the Company’s interest in Preamble X Capital I to more than 99.9%. Allocations Fund Administration, LLC is the administrative

Filing page SEC filing

CCTC

Catalyst Crew acquires AI healthcare IP and Venezuelan subsidiary from CEO in related-party transactions

LataMed AI Corp. April 13, 2026, 7:59 PM ET other_material Items 1.01, 2.01, 7.01, 9.01

same fact type: ma_transaction same SEC item: 2.01, 9.01 same event type: other_material similar materiality

This filing

reporting under Item 2.01 the completion of the separation and distribution transactions in accordance with the Separation Agreement and Plan of Distribution (the “Separation Agreement”), dated as of December 19, 2025, by and among the Company, Tectonic Advisors, LLC, a Texas limited liability company (“Spinco”), and certain equity owners (the “TA Continuing Shareholders”) of Cain Watters & Associates, LLC (“Cain Watters”), pursuant to which Spinco was separated from the Company and distributed to the TA Continuing Shareholders (collectively, the “Transaction”)

Comparable filing

On March 23, 2026, the Company completed the acquisition of one hundred percent (100%) of the issued and outstanding shares of Inversiones Long 33, C.A. pursuant to a Share Assignment Agreement with Kevin Rodan Levy.

Filing page SEC filing

AHT

Ashford Hospitality Trust sells Embassy Suites Palm Beach Gardens for $40.5M net

ASHFORD HOSPITALITY TRUST INC April 10, 2026, 7:59 PM ET other_material Items 2.01, 9.01

same fact type: ma_transaction same SEC item: 2.01, 9.01 same event type: other_material similar materiality

This filing

reporting under Item 2.01 the completion of the separation and distribution transactions in accordance with the Separation Agreement and Plan of Distribution (the “Separation Agreement”), dated as of December 19, 2025, by and among the Company, Tectonic Advisors, LLC, a Texas limited liability company (“Spinco”), and certain equity owners (the “TA Continuing Shareholders”) of Cain Watters & Associates, LLC (“Cain Watters”), pursuant to which Spinco was separated from the Company and distributed to the TA Continuing Shareholders (collectively, the “Transaction”)

Comparable filing

On April 7, 2026, Palm Beach Florida Hotel and Office Building Limited Partnership, an indirect wholly owned subsidiary of Ashford Hospitality Trust, Inc. (the “Company”), completed the sale of the Embassy Suites by Hilton Palm Beach Gardens PGA Boulevard located in Palm Beach Gardens, Florida pursuant to an Agreement of Purchase and Sale, dated as of February 25, 2026, by and between Palm Beach Florida Hotel and Office Building Limited Partnership, as seller, and PBG Embassy Partners, LLC, as purchaser, for $41 million in cash, subject to customary pro-rations and adjustments.

Filing page SEC filing

SM

SM Energy closes $950M South Texas asset sale; redeems $819M in 2026 notes

SM Energy Co April 30, 2026, 7:59 PM ET other_material Items 2.01, 7.01, 9.01

same fact type: ma_transaction same SEC item: 2.01, 9.01 same event type: other_material

This filing

reporting under Item 2.01 the completion of the separation and distribution transactions in accordance with the Separation Agreement and Plan of Distribution (the “Separation Agreement”), dated as of December 19, 2025, by and among the Company, Tectonic Advisors, LLC, a Texas limited liability company (“Spinco”), and certain equity owners (the “TA Continuing Shareholders”) of Cain Watters & Associates, LLC (“Cain Watters”), pursuant to which Spinco was separated from the Company and distributed to the TA Continuing Shareholders (collectively, the “Transaction”)

Comparable filing

is included as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated herein by reference. --- EX-99.1 (EX-99.1) --- News Release EXHIBIT 99.1 SM ENERGY CLOSES $950 MILLION SOUTH TEXAS DIVESTITURE; ANNOUNCES REDEMPTION OF ALL OUTSTANDING 2026 SENIOR NOTES Demonstrates strong momentum toward $1.0 billion-plus asset sale target and advances 2026

Filing page SEC filing

FCUV

Focus Universal acquires Class A office building in Monterey Park for $17.7M

FOCUS UNIVERSAL INC. April 27, 2026, 7:59 PM ET other_material Items 1.01, 2.01, 2.03, 9.01

same fact type: ma_transaction same SEC item: 2.01, 9.01 same event type: other_material

This filing

reporting under Item 2.01 the completion of the separation and distribution transactions in accordance with the Separation Agreement and Plan of Distribution (the “Separation Agreement”), dated as of December 19, 2025, by and among the Company, Tectonic Advisors, LLC, a Texas limited liability company (“Spinco”), and certain equity owners (the “TA Continuing Shareholders”) of Cain Watters & Associates, LLC (“Cain Watters”), pursuant to which Spinco was separated from the Company and distributed to the TA Continuing Shareholders (collectively, the “Transaction”)

Comparable filing

”). The Seller does not have a material relationship with the Company, and the acquisition was not an affiliated transaction. The aggregate purchase price of the Property was $17,700,000, exclusive of closing costs (the “ Purchase Price ”). The Company made an initial down payment of $525,000 on January 26, 2026. On April 17, 2026, the Company funded the Purchase

Filing page SEC filing

GIPR

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GENERATION INCOME PROPERTIES, INC. April 23, 2026, 7:59 PM ET other_material Items 2.01, 9.01

same fact type: ma_transaction same SEC item: 2.01, 9.01 same event type: other_material

This filing

reporting under Item 2.01 the completion of the separation and distribution transactions in accordance with the Separation Agreement and Plan of Distribution (the “Separation Agreement”), dated as of December 19, 2025, by and among the Company, Tectonic Advisors, LLC, a Texas limited liability company (“Spinco”), and certain equity owners (the “TA Continuing Shareholders”) of Cain Watters & Associates, LLC (“Cain Watters”), pursuant to which Spinco was separated from the Company and distributed to the TA Continuing Shareholders (collectively, the “Transaction”)

Comparable filing

GIPGA 2383 Lake Harbin Road, LLC, an indirect wholly owned subsidiary of Generation Income Properties, Inc. (the “Company”), completed the sale of its Dollar Tree-occupied net lease retail property located at 2383 Lake Harbin Road in Morrow, Georgia (the “Property”), pursuant to a Purchase and Sale Agreement (as amended, the “Morrow Purchase and Sale Agreement”), entered into effective as of March 23, 2026, by and between GIPGA 2383 Lake Harbin Road, LLC, as seller, and Vanguard Asset Holdings, LLC, Series 102, as purchaser, as amended on April 2, 2026 (the “First Amendment”). The Property was sold for a purchase price of $1,458,000, subject to customary prorations and adjustments, resulting in net proceeds to the Company of $639,152.49.

Filing page SEC filing

Source: SEC EDGAR
accession 0001185185-26-000106

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