Charles Li joins board; Gerosa named CFO as DeLise transitions

MARKETAXESS HOLDINGS INC

Charles Li, former CEO of HKEX (2010–2020), elected to board effective July 13, 2021.
Christopher Gerosa promoted to CFO effective Aug 1, 2021; succeeds Tony DeLise.
Gerosa's salary set at $300k; receives $1M equity award (50% PSUs, 25% options, 25% RSUs).
DeLise to support CFO transition through year-end and continue leading IR and Corp Dev.
Asia trading volume on MarketAxess hit $23.9B in 2Q21, up 37% YoY.

item 5.02 item 7.01 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Christopher Gerosa

Chief Financial Officer

MKTX · MARKETAXESS HOLDINGS INC

Effective: 2021-08-01
Filed: July 19, 2021, 7:59 PM ET

On July 13, 2021, the Board appointed Christopher Gerosa, age 46, as Chief Financial Officer.

Appointed

Xiaojia Charles Li

Director

MKTX · MARKETAXESS HOLDINGS INC

Effective: 2021-07-13
Filed: July 19, 2021, 7:59 PM ET

On July 13, 2021, the Board of Directors (the “Board”) of MarketAxess Holdings Inc. (the “Company”) elected Xiaojia Charles Li to serve on the Company’s Board of Directors, effective July 13, 2021.

Role change

Antonio DeLise

Chief Financial Officer

MKTX · MARKETAXESS HOLDINGS INC

Effective: 2021-08-01
Successor: Christopher Gerosa
Filed: July 19, 2021, 7:59 PM ET

Antonio DeLise, the Company’s current Chief Financial Officer, will be supporting Mr. Gerosa during the balance of the year and will continue leading the Investor Relations and Corporate Development functions going forward.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Christopher Gerosa was appointed as Chief Financial Officer at MARKETAXESS HOLDINGS INC.

Action: appointed
Role: Chief Financial Officer

Exact text from the filing

On July 13, 2021, the Board appointed Christopher Gerosa, age 46, as Chief Financial Officer.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Xiaojia Charles Li was elected as Director at MARKETAXESS HOLDINGS INC.

Action: elected
Role: Director

Exact text from the filing

On July 13, 2021, the Board of Directors (the “Board”) of MarketAxess Holdings Inc. (the “Company”) elected Xiaojia Charles Li to serve on the Company’s Board of Directors, effective July 13, 2021.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Antonio DeLise changed role as Chief Financial Officer at MARKETAXESS HOLDINGS INC.

Role: Chief Financial Officer

Exact text from the filing

Antonio DeLise, the Company’s current Chief Financial Officer, will be supporting Mr. Gerosa during the balance of the year and will continue leading the Investor Relations and Corporate Development functions going forward.

View on SEC.gov

MARKETAXESS HOLDINGS INC filing history →

Source: SEC EDGAR

accession 0001193125-21-218617

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